{"kind":"evidence_file","company":{"id":"0f4df859-53c8-40d9-bde3-c0716c11b0a1","name":"SWISS CAPITAL S.A.","mergedInto":null},"asOf":"2026-10-25T15:20:59.826Z","asOfBasis":"instant","generatedAt":"2026-10-27T12:46:43.524Z","claims":[{"predicate":"name","value":"swiss capital","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn347","observedAt":"2026-09-12T19:04:18.276Z","confirmedAt":"2026-10-23T12:00:04.114Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"RO","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn347","observedAt":"2026-09-12T19:04:18.283Z","confirmedAt":"2026-10-23T12:00:04.117Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"347","regime":"Romanian Financial Supervisory Authority","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:04:18.302Z","designatedAt":"2012-05-31T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"acordarea unui termen de 60 de zile SSIF SWISS CAPITAL S.A. pentru luarea măsurilor ce se impun în vederea încadrării în prevederile art. 9 alin. (1) din Regulamentul BNR/CNVM nr. 14/24/2010 privind expunerile mari, referitor la detinerile de actiuni în","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn347","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"347","regime":"Romanian Financial Supervisory Authority","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:20.666Z","recordedAt":"2026-09-12T19:14:20.666Z","designatedAt":"2012-05-31T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"acordarea unui termen de 60 de zile SSIF SWISS CAPITAL S.A. pentru luarea măsurilor ce se impun în vederea încadrării în prevederile art. 9 alin. (1) din Regulamentul BNR/CNVM nr. 14/24/2010 privind expunerile mari, referitor la detinerile de actiuni în","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn347","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"f79c3a02-c867-40fb-8012-87e95ace1742","takenAt":"2026-09-12T19:15:01.513Z","methodology":"v4","level":"medium","overall":65,"digest":"a579acade4a46ea882b995506e088bbf551580f6","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"RO","registers":["Romania ANAF/ONRC"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}