{"kind":"evidence_file","company":{"id":"15877335-02d0-4a86-9e90-664e0df69bd0","name":"SIA Viainvest","mergedInto":null},"asOf":"2026-10-24T21:12:46.644Z","asOfBasis":"instant","generatedAt":"2026-10-24T22:03:18.055Z","claims":[{"predicate":"identifier","value":"lei:648822UX23T410SLEX77","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn11406","observedAt":"2026-09-12T19:05:50.864Z","confirmedAt":"2026-10-23T12:00:07.800Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"viainvest","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn11406","observedAt":"2026-09-12T19:05:50.839Z","confirmedAt":"2026-10-23T12:00:07.786Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"LV","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn11406","observedAt":"2026-09-12T19:05:50.847Z","confirmedAt":"2026-10-23T12:00:07.789Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"11406","regime":"Latvijas Banka","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:05:50.881Z","designatedAt":"2022-10-10T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"When concluding the Administrative Treaty, the FCMC issued a warning to the company regarding infringements related to non-compliance with the conditions laid down in the transitional plan resulting from Articles 126.2 and 129 of the Financial Instrument Market Law and Article 4 of the Investment Brokerage Law. The FCMC imposed a fine on the company for violations of Section 6, Paragraph two, Section 7, Paragraph one, Clauses 2, 3, 4 and 8, Section 10, Paragraph one, Section 11.1, Paragraph one, Section 20, Paragraph one, Clause 2 and Paragraph two, Clauses 1 and Section 22, Paragraph one of the Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing and for violations of paragraphs 10, 31 and 32 of the FCMC’s Regulation No. 5.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11406","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"11406","regime":"Latvijas Banka","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:24.088Z","recordedAt":"2026-09-12T19:14:24.088Z","designatedAt":"2022-10-10T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"When concluding the Administrative Treaty, the FCMC issued a warning to the company regarding infringements related to non-compliance with the conditions laid down in the transitional plan resulting from Articles 126.2 and 129 of the Financial Instrument Market Law and Article 4 of the Investment Brokerage Law. The FCMC imposed a fine on the company for violations of Section 6, Paragraph two, Section 7, Paragraph one, Clauses 2, 3, 4 and 8, Section 10, Paragraph one, Section 11.1, Paragraph one, Section 20, Paragraph one, Clause 2 and Paragraph two, Clauses 1 and Section 22, Paragraph one of the Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing and for violations of paragraphs 10, 31 and 32 of the FCMC’s Regulation No. 5.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11406","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"7bc8eb5a-8c59-4d59-aedc-87ce881d2908","takenAt":"2026-09-12T19:15:01.731Z","methodology":"v4","level":"medium","overall":65,"digest":"be1942dd0d6dcfb59a63b5f7d71f4b5865ee6883","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"LV","registers":["Latvia Enterprise Register"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}