{"kind":"evidence_file","company":{"id":"173e4eab-f95d-42be-a778-721f972c7726","name":"Sutor Bank GmbH","mergedInto":null},"asOf":"2026-10-25T00:51:01.719Z","asOfBasis":"instant","generatedAt":"2026-10-25T09:24:45.035Z","claims":[{"predicate":"identifier","value":"lei:529900BQBP4JMDPM6Q19","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14227","observedAt":"2026-09-12T19:06:33.403Z","confirmedAt":"2026-10-23T12:00:10.155Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"identifier","value":"lei:529900BQBP4JMDPM6Q19","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14226","observedAt":"2026-09-12T19:06:36.871Z","confirmedAt":"2026-10-23T12:00:10.674Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"sutor bank","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14227","observedAt":"2026-09-12T19:06:33.379Z","confirmedAt":"2026-10-23T12:00:10.140Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"sutor bank","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14226","observedAt":"2026-09-12T19:06:36.853Z","confirmedAt":"2026-10-23T12:00:10.660Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"sutor bank","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14225","observedAt":"2026-09-25T17:45:07.917Z","confirmedAt":"2026-10-23T12:00:10.775Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"DE","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14227","observedAt":"2026-09-12T19:06:33.384Z","confirmedAt":"2026-10-23T12:00:10.144Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"DE","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14226","observedAt":"2026-09-12T19:06:36.858Z","confirmedAt":"2026-10-23T12:00:10.664Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"DE","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14225","observedAt":"2026-09-25T17:45:07.919Z","confirmedAt":"2026-10-23T12:00:10.779Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14227","regime":"Federal Financial Supervisory Authority (BaFin)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:06:33.418Z","designatedAt":"2025-07-03T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 3. Juli 2025 eine Geldbuße in Höhe von 702.500 Euro gegen die Sutor Bank GmbH festgesetzt. Der Sanktion lagen Verstöße gegen § 63 Absatz 2 Satz 1 in Verbindung mit Satz 2 Wertpapierhandelsgesetz (WpHG), § 63 Absatz 6 Satz 1, Absatz 13 Nummer 4 WpHG in Verbindung mit Artikel 44 Absatz 2 b) der Delegierten Verordnung (EU) 2017/565 sowie § 83 Absatz 5, Absatz 10 Satz 1 WpHG in Verbindung mit Artikel 76 Absatz 8 der Delegierten Verordnung (EU) 2017/565 zugrunde. Die Sutor Bank GmbH hatte die Darlegung von Interessenkonflikten in Kundeninformationen unterlassen. Sie hatte als Wertpapierdienstleistungsunternehmen in einer Kundeninformation nicht redlich auf bestehende Risiken hingewiesen. Zudem hatte die Sutor Bank GmbH ihre Kundinnen und Kunden unzureichend über die Aufzeichnung von Telefongesprächen informiert. Das Unternehmen hat am 14. Juli 2025 gegen den Bußgeldbescheid Einspruch eingelegt.\n\n[original (German)]\n\nOn 3 July 2025, BaFin imposed an administrative fine amounting to 702,500 euros on Sutor Bank GmbH. The sanction was imposed due to contraventions of section 63 (2) sentence 1 in conjunction with sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG); section 63 (6) sentence 1 and section 63 (13) no. 4 of the WpHG in conjunction with Article 44(2)(b) of Commission Delegated Regulation (EU) 2017/565; and section 83 (5) and section 83 (10) sentence 1 of the WpHG in conjunction with Article 76(8) of Commission Delegated Regulation (EU) 2017/565. Sutor Bank GmbH failed to disclose conflicts of interest in the information it provided to customers. In its role as an investment services enterprise, the company failed to provide customers with accurate information regarding existing risks. In addition, Sutor Bank GmbH failed to sufficiently inform customers about the recording of telephone conversations. On 14 July 2025, the company lodged an appeal against the administrative fine order.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14227","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14226","regime":"Federal Financial Supervisory Authority (BaFin)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:06:36.884Z","designatedAt":"2025-07-03T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 3. Juli 2025 eine Geldbuße in Höhe von 702.500 Euro gegen die Sutor Bank GmbH festgesetzt. Der Sanktion lagen Verstöße gegen § 63 Absatz 2 Satz 1 in Verbindung mit Satz 2 Wertpapierhandelsgesetz (WpHG), § 63 Absatz 6 Satz 1, Absatz 13 Nummer 4 WpHG in Verbindung mit Artikel 44 Absatz 2 b) der Delegierten Verordnung (EU) 2017/565 sowie § 83 Absatz 5, Absatz 10 Satz 1 WpHG in Verbindung mit Artikel 76 Absatz 8 der Delegierten Verordnung (EU) 2017/565 zugrunde. Die Sutor Bank GmbH hatte die Darlegung von Interessenkonflikten in Kundeninformationen unterlassen. Sie hatte als Wertpapierdienstleistungsunternehmen in einer Kundeninformation nicht redlich auf bestehende Risiken hingewiesen. Zudem hatte die Sutor Bank GmbH ihre Kundinnen und Kunden unzureichend über die Aufzeichnung von Telefongesprächen informiert. Das Unternehmen hat am 14. Juli 2025 gegen den Bußgeldbescheid Einspruch eingelegt.\n\n[original (German)]\n\nOn 3 July 2025, BaFin imposed an administrative fine amounting to 702,500 euros on Sutor Bank GmbH. The sanction was imposed due to contraventions of section 63 (2) sentence 1 in conjunction with sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG); section 63 (6) sentence 1 and section 63 (13) no. 4 of the WpHG in conjunction with Article 44(2)(b) of Commission Delegated Regulation (EU) 2017/565; and section 83 (5) and section 83 (10) sentence 1 of the WpHG in conjunction with Article 76(8) of Commission Delegated Regulation (EU) 2017/565. Sutor Bank GmbH failed to disclose conflicts of interest in the information it provided to customers. In its role as an investment services enterprise, the company failed to provide customers with accurate information regarding existing risks. In addition, Sutor Bank GmbH failed to sufficiently inform customers about the recording of telephone conversations. On 14 July 2025, the company lodged an appeal against the administrative fine order.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14226","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14225","regime":"Federal Financial Supervisory Authority (BaFin)","program":"Debarment","state":"in_force","stateSince":"2026-09-12T19:06:37.125Z","recordedAt":"2026-09-12T19:06:37.125Z","designatedAt":"2025-07-03T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 3. Juli 2025 eine Geldbuße in Höhe von 702.500 Euro gegen die Sutor Bank GmbH festgesetzt. Der Sanktion lagen Verstöße gegen § 63 Absatz 2 Satz 1 in Verbindung mit Satz 2 Wertpapierhandelsgesetz (WpHG), § 63 Absatz 6 Satz 1, Absatz 13 Nummer 4 WpHG in Verbindung mit Artikel 44 Absatz 2 b) der Delegierten Verordnung (EU) 2017/565 sowie § 83 Absatz 5, Absatz 10 Satz 1 WpHG in Verbindung mit Artikel 76 Absatz 8 der Delegierten Verordnung (EU) 2017/565 zugrunde. Die Sutor Bank GmbH hatte die Darlegung von Interessenkonflikten in Kundeninformationen unterlassen. Sie hatte als Wertpapierdienstleistungsunternehmen in einer Kundeninformation nicht redlich auf bestehende Risiken hingewiesen. Zudem hatte die Sutor Bank GmbH ihre Kundinnen und Kunden unzureichend über die Aufzeichnung von Telefongesprächen informiert. Das Unternehmen hat am 14. Juli 2025 gegen den Bußgeldbescheid Einspruch eingelegt.\n\n[original (German)]\n\nOn 3 July 2025, BaFin imposed an administrative fine amounting to 702,500 euros on Sutor Bank GmbH. The sanction was imposed due to contraventions of section 63 (2) sentence 1 in conjunction with sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG); section 63 (6) sentence 1 and section 63 (13) no. 4 of the WpHG in conjunction with Article 44(2)(b) of Commission Delegated Regulation (EU) 2017/565; and section 83 (5) and section 83 (10) sentence 1 of the WpHG in conjunction with Article 76(8) of Commission Delegated Regulation (EU) 2017/565. Sutor Bank GmbH failed to disclose conflicts of interest in the information it provided to customers. In its role as an investment services enterprise, the company failed to provide customers with accurate information regarding existing risks. In addition, Sutor Bank GmbH failed to sufficiently inform customers about the recording of telephone conversations. On 14 July 2025, the company lodged an appeal against the administrative fine order.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14225","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14227","regime":"Federal Financial Supervisory Authority (BaFin)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:26.422Z","recordedAt":"2026-09-12T19:14:26.422Z","designatedAt":"2025-07-03T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 3. Juli 2025 eine Geldbuße in Höhe von 702.500 Euro gegen die Sutor Bank GmbH festgesetzt. Der Sanktion lagen Verstöße gegen § 63 Absatz 2 Satz 1 in Verbindung mit Satz 2 Wertpapierhandelsgesetz (WpHG), § 63 Absatz 6 Satz 1, Absatz 13 Nummer 4 WpHG in Verbindung mit Artikel 44 Absatz 2 b) der Delegierten Verordnung (EU) 2017/565 sowie § 83 Absatz 5, Absatz 10 Satz 1 WpHG in Verbindung mit Artikel 76 Absatz 8 der Delegierten Verordnung (EU) 2017/565 zugrunde. Die Sutor Bank GmbH hatte die Darlegung von Interessenkonflikten in Kundeninformationen unterlassen. Sie hatte als Wertpapierdienstleistungsunternehmen in einer Kundeninformation nicht redlich auf bestehende Risiken hingewiesen. Zudem hatte die Sutor Bank GmbH ihre Kundinnen und Kunden unzureichend über die Aufzeichnung von Telefongesprächen informiert. Das Unternehmen hat am 14. Juli 2025 gegen den Bußgeldbescheid Einspruch eingelegt.\n\n[original (German)]\n\nOn 3 July 2025, BaFin imposed an administrative fine amounting to 702,500 euros on Sutor Bank GmbH. The sanction was imposed due to contraventions of section 63 (2) sentence 1 in conjunction with sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG); section 63 (6) sentence 1 and section 63 (13) no. 4 of the WpHG in conjunction with Article 44(2)(b) of Commission Delegated Regulation (EU) 2017/565; and section 83 (5) and section 83 (10) sentence 1 of the WpHG in conjunction with Article 76(8) of Commission Delegated Regulation (EU) 2017/565. Sutor Bank GmbH failed to disclose conflicts of interest in the information it provided to customers. In its role as an investment services enterprise, the company failed to provide customers with accurate information regarding existing risks. In addition, Sutor Bank GmbH failed to sufficiently inform customers about the recording of telephone conversations. On 14 July 2025, the company lodged an appeal against the administrative fine order.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14227","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14226","regime":"Federal Financial Supervisory Authority (BaFin)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:26.948Z","recordedAt":"2026-09-12T19:14:26.948Z","designatedAt":"2025-07-03T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 3. Juli 2025 eine Geldbuße in Höhe von 702.500 Euro gegen die Sutor Bank GmbH festgesetzt. Der Sanktion lagen Verstöße gegen § 63 Absatz 2 Satz 1 in Verbindung mit Satz 2 Wertpapierhandelsgesetz (WpHG), § 63 Absatz 6 Satz 1, Absatz 13 Nummer 4 WpHG in Verbindung mit Artikel 44 Absatz 2 b) der Delegierten Verordnung (EU) 2017/565 sowie § 83 Absatz 5, Absatz 10 Satz 1 WpHG in Verbindung mit Artikel 76 Absatz 8 der Delegierten Verordnung (EU) 2017/565 zugrunde. Die Sutor Bank GmbH hatte die Darlegung von Interessenkonflikten in Kundeninformationen unterlassen. Sie hatte als Wertpapierdienstleistungsunternehmen in einer Kundeninformation nicht redlich auf bestehende Risiken hingewiesen. Zudem hatte die Sutor Bank GmbH ihre Kundinnen und Kunden unzureichend über die Aufzeichnung von Telefongesprächen informiert. Das Unternehmen hat am 14. Juli 2025 gegen den Bußgeldbescheid Einspruch eingelegt.\n\n[original (German)]\n\nOn 3 July 2025, BaFin imposed an administrative fine amounting to 702,500 euros on Sutor Bank GmbH. The sanction was imposed due to contraventions of section 63 (2) sentence 1 in conjunction with sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG); section 63 (6) sentence 1 and section 63 (13) no. 4 of the WpHG in conjunction with Article 44(2)(b) of Commission Delegated Regulation (EU) 2017/565; and section 83 (5) and section 83 (10) sentence 1 of the WpHG in conjunction with Article 76(8) of Commission Delegated Regulation (EU) 2017/565. Sutor Bank GmbH failed to disclose conflicts of interest in the information it provided to customers. In its role as an investment services enterprise, the company failed to provide customers with accurate information regarding existing risks. In addition, Sutor Bank GmbH failed to sufficiently inform customers about the recording of telephone conversations. On 14 July 2025, the company lodged an appeal against the administrative fine order.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14226","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14225","regime":"Federal Financial Supervisory Authority (BaFin)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:27.063Z","recordedAt":"2026-09-12T19:14:27.063Z","designatedAt":"2025-07-03T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 3. Juli 2025 eine Geldbuße in Höhe von 702.500 Euro gegen die Sutor Bank GmbH festgesetzt. Der Sanktion lagen Verstöße gegen § 63 Absatz 2 Satz 1 in Verbindung mit Satz 2 Wertpapierhandelsgesetz (WpHG), § 63 Absatz 6 Satz 1, Absatz 13 Nummer 4 WpHG in Verbindung mit Artikel 44 Absatz 2 b) der Delegierten Verordnung (EU) 2017/565 sowie § 83 Absatz 5, Absatz 10 Satz 1 WpHG in Verbindung mit Artikel 76 Absatz 8 der Delegierten Verordnung (EU) 2017/565 zugrunde. Die Sutor Bank GmbH hatte die Darlegung von Interessenkonflikten in Kundeninformationen unterlassen. Sie hatte als Wertpapierdienstleistungsunternehmen in einer Kundeninformation nicht redlich auf bestehende Risiken hingewiesen. Zudem hatte die Sutor Bank GmbH ihre Kundinnen und Kunden unzureichend über die Aufzeichnung von Telefongesprächen informiert. Das Unternehmen hat am 14. Juli 2025 gegen den Bußgeldbescheid Einspruch eingelegt.\n\n[original (German)]\n\nOn 3 July 2025, BaFin imposed an administrative fine amounting to 702,500 euros on Sutor Bank GmbH. The sanction was imposed due to contraventions of section 63 (2) sentence 1 in conjunction with sentence 2 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG); section 63 (6) sentence 1 and section 63 (13) no. 4 of the WpHG in conjunction with Article 44(2)(b) of Commission Delegated Regulation (EU) 2017/565; and section 83 (5) and section 83 (10) sentence 1 of the WpHG in conjunction with Article 76(8) of Commission Delegated Regulation (EU) 2017/565. Sutor Bank GmbH failed to disclose conflicts of interest in the information it provided to customers. In its role as an investment services enterprise, the company failed to provide customers with accurate information regarding existing risks. In addition, Sutor Bank GmbH failed to sufficiently inform customers about the recording of telephone conversations. On 14 July 2025, the company lodged an appeal against the administrative fine order.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14225","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"Australia DFAT Consolidated List","readAt":"2026-10-19T06:31:20.009Z","recordsRead":3650,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Brazil CEIS (national procurement exclusions)","readAt":"2026-10-21T07:09:26.477Z","recordsRead":23804,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Brazil MTE employer register (lista suja)","readAt":"2026-10-21T10:00:17.817Z","recordsRead":508,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Brazil TCU (firms declared inidôneas)","readAt":"2026-10-22T12:30:23.053Z","recordsRead":94,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Canada Consolidated Autonomous Sanctions List","readAt":"2026-10-19T06:01:52.829Z","recordsRead":5708,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"EBRD Ineligible Entities","readAt":"2026-10-22T07:01:26.921Z","recordsRead":1278,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"EU Consolidated Sanctions List","readAt":"2026-10-19T04:32:49.638Z","recordsRead":6234,"publishedAt":"2026-10-15T10:10:34.160Z","publishedAtBasis":"stated_in_file","publisherVersion":"globalFileId 185699","publisherRecordCount":null,"daysOldWhenRead":4,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read."},{"source":"France AMF blacklist of unauthorised actors","readAt":"2026-10-23T11:09:40.219Z","recordsRead":2574,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"IDB Sanctioned Firms and Individuals","readAt":"2026-10-23T07:40:32.344Z","recordsRead":530,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Japan MOF Sanctions List","readAt":"2026-10-19T08:31:05.802Z","recordsRead":2900,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Latvia FID frozen assets register","readAt":"2026-10-20T06:00:31.335Z","recordsRead":183,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Malaysia BNM financial consumer alert list","readAt":"2026-10-19T11:00:24.650Z","recordsRead":588,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Malaysia SC investor alert list","readAt":"2026-10-19T09:01:15.606Z","recordsRead":1795,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Moldova procurement ban list","readAt":"2026-09-29T11:00:17.525Z","recordsRead":22,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 29 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"New Zealand Russia Sanctions Register","readAt":"2026-10-20T07:20:49.613Z","recordsRead":529,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. 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The publisher dates the file 14 September 2026, 35 days before it was read."},{"source":"OFAC SDN","readAt":"2026-10-19T04:11:19.630Z","recordsRead":17556,"publishedAt":"2026-10-15T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":19457,"daysOldWhenRead":4,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read."},{"source":"Poland MSWiA sanctions list","readAt":"2026-10-21T12:00:25.287Z","recordsRead":131,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"SAM.gov Exclusions (US federal)","readAt":"2026-10-24T06:06:25.724Z","recordsRead":10194,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 24 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Slovenia KPK business restrictions","readAt":"2026-10-15T11:03:08.201Z","recordsRead":4351,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 15 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Swiss FINMA warning list","readAt":"2026-10-19T06:17:48.138Z","recordsRead":2372,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Switzerland SECO Sanctions List","readAt":"2026-10-19T09:03:29.863Z","recordsRead":7040,"publishedAt":"2026-10-15T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":4,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read."},{"source":"Taiwan SHTC export entity list","readAt":"2026-10-21T12:32:56.889Z","recordsRead":11664,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Türkiye MASAK asset freezes","readAt":"2026-10-22T12:00:24.158Z","recordsRead":2304,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"UK OFSI Consolidated List","readAt":"2026-10-08T15:05:56.072Z","recordsRead":5120,"publishedAt":"2026-06-03T00:00:00.000Z","publishedAtBasis":"newest_record_date","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":127,"detail":"Newest designation in the file: 2025-12-19.","statement":"Read on 8 October 2026. The file carries no date of its own; its newest record is dated 3 June 2026, 127 days before it was read. Newest designation in the file: 2025-12-19."},{"source":"UK Sanctions List (FCDO)","readAt":"2026-10-19T05:02:06.515Z","recordsRead":5705,"publishedAt":"2026-10-16T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":3,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 16 October 2026, 3 days before it was read."},{"source":"UN Security Council Consolidated List","readAt":"2026-10-19T03:00:29.225Z","recordsRead":1010,"publishedAt":"2026-10-17T23:00:01.054Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":2,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 17 October 2026, 2 days before it was read."},{"source":"US CBP forced-labour orders (WRO & Findings)","readAt":"2026-10-20T13:00:21.679Z","recordsRead":63,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"US Consolidated Screening List","readAt":"2026-10-19T07:03:08.535Z","recordsRead":6474,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"US UFLPA Entity List","readAt":"2026-10-20T09:00:23.120Z","recordsRead":205,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"World Bank Listing of Ineligible Firms and Individuals","readAt":"2026-10-23T07:00:53.623Z","recordsRead":1539,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"c66bc112-6c62-442a-969c-daa36810b0da","takenAt":"2026-09-25T18:00:03.939Z","methodology":"v5","level":"low","overall":45,"digest":"278c456b1296a5daeda72549d68e7480d1b83b76","coverage":{"dimensions":[{"counts":{"found":1,"not_found":32},"sources":[{"name":"Australia DFAT Consolidated List","status":"not_found","attemptedAt":"2026-09-18T18:00:20.529Z","listDatedAt":null,"listDateBasis":null},{"name":"Brazil CEIS (national procurement exclusions)","status":"not_found","attemptedAt":"2026-09-18T13:10:00.853Z","listDatedAt":null,"listDateBasis":null},{"name":"Brazil MTE employer register (lista suja)","status":"not_found","attemptedAt":"2026-09-18T15:30:10.968Z","listDatedAt":null,"listDateBasis":null},{"name":"Brazil TCU (firms declared inidôneas)","status":"not_found","attemptedAt":"2026-09-18T13:15:09.743Z","listDatedAt":null,"listDateBasis":null},{"name":"Canada Consolidated 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list","status":"not_found","attemptedAt":"2026-09-18T18:45:59.519Z","listDatedAt":null,"listDateBasis":null},{"name":"Moldova procurement ban list","status":"not_found","attemptedAt":"2026-09-21T15:30:10.524Z","listDatedAt":null,"listDateBasis":null},{"name":"Norges Bank (fund exclusions and observation)","status":"not_found","attemptedAt":"2026-09-22T11:30:16.741Z","listDatedAt":null,"listDateBasis":null},{"name":"SAM.gov Exclusions (US federal)","status":"not_found","attemptedAt":"2026-09-18T15:20:48.948Z","listDatedAt":null,"listDateBasis":null},{"name":"Slovenia KPK business restrictions","status":"not_found","attemptedAt":"2026-09-24T11:02:05.018Z","listDatedAt":null,"listDateBasis":null},{"name":"Swiss FINMA warning list","status":"not_found","attemptedAt":"2026-09-25T08:49:18.706Z","listDatedAt":null,"listDateBasis":null},{"name":"US CBP forced-labour orders (WRO & Findings)","status":"not_found","attemptedAt":"2026-09-22T13:45:17.365Z","listDatedAt":null,"listDateBasis":null},{"name":"US UFLPA Entity List","status":"not_found","attemptedAt":"2026-09-22T11:15:15.192Z","listDatedAt":null,"listDateBasis":null},{"name":"World Bank Listing of Ineligible Firms and Individuals","status":"not_found","attemptedAt":"2026-09-24T20:00:47.882Z","listDatedAt":null,"listDateBasis":null}],"dimension":"debarment"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"DE","registers":[],"ownershipGap":"No register here states who owns this jurisdiction's companies, so an ownership chain reaching one stops.","ownershipRegisters":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}