{"kind":"evidence_file","company":{"id":"1afdc418-b55f-47dc-adbe-995bf2eddcce","name":"S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A.","mergedInto":null},"asOf":"2026-10-24T19:44:39.196Z","asOfBasis":"instant","generatedAt":"2026-10-24T21:23:00.351Z","claims":[{"predicate":"name","value":"sai swiss capital asset management","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14636","observedAt":"2026-09-12T19:08:57.671Z","confirmedAt":"2026-10-23T12:00:19.935Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"RO","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14636","observedAt":"2026-09-12T19:08:57.676Z","confirmedAt":"2026-10-23T12:00:19.938Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14636","regime":"Romanian Financial Supervisory Authority","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:57.691Z","designatedAt":"2025-05-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Sanctionarea cu amenda in cuantum de 17.300 le a SAI Swiss Capital Asset Management SA","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14636","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14636","regime":"Romanian Financial Supervisory Authority","program":"UCITS","state":"in_force","stateSince":"2026-09-12T19:14:36.212Z","recordedAt":"2026-09-12T19:14:36.212Z","designatedAt":"2025-05-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Sanctionarea cu amenda in cuantum de 17.300 le a SAI Swiss Capital Asset Management SA","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14636","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"13f508c8-f296-4d69-b568-57a042ae7e7e","takenAt":"2026-09-12T19:15:01.932Z","methodology":"v4","level":"medium","overall":65,"digest":"a579acade4a46ea882b995506e088bbf551580f6","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"RO","registers":["Romania ANAF/ONRC"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}