{"id":"2ce9c423-a639-49f6-a263-31088e200244","entityType":"company","canonicalName":"BANCO DE SABADELL, S.A.","primaryCountryId":"ES","website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:08:59.950Z","updatedAt":"2026-09-12T19:08:59.950Z","aliases":[{"id":"caaa853f-dff7-4db3-a4a1-15d7552d56dd","entityId":"2ce9c423-a639-49f6-a263-31088e200244","name":"BANCO DE SABADELL, S.A.","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:59.960Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[{"id":"17167a25-5e1b-4b5a-8dfe-152a030c5fcc","entityId":"2ce9c423-a639-49f6-a263-31088e200244","type":"lei","value":"SI5RG2M0WQQLZCXKRM20","countryId":"","registerCode":null,"sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:59.964Z","source":{"name":"ESMA Sanctions Register"}}],"sanctions":[{"id":"20be8057-1d8f-4488-8473-b5c2b4597aba","entityId":"2ce9c423-a639-49f6-a263-31088e200244","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:59.975Z","lastSeenAt":"2026-09-12T19:11:06.738Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2025-06-24T00:00:00.000Z","legalBasis":null,"reason":"La CNMV ha impuesto a BANCO DE SABADELL, S.A. una sanción de multa por importe de 1.500.000 euros por la comisión de una infracción tipificada como muy grave en el artículo 293.1.a) de la Ley 6/2023, de 17 de marzo, del Mercado de Valores y de los Servicios de Inversión, por el incumplimiento de lo dispuesto en los artículos 200 y 201 del mismo texto legal y su normativa de desarrollo, al no haber informado a los clientes minoristas suscriptores de los pagarés emitidos por la entidad en el periodo 1 de enero a 15 de octubre de 2023, de sus costes implícitos, ni haberles hecho -en los casos necesarios conforme a la Norma 4ª de la Circular 1/2018 de 12 de marzo, de la Comisión Nacional del Mercado de Valores, sobre advertencias relativas a instrumentos financieros- la correspondiente advertencia sobre la desviación existente entre el precio pagado y el valor razonable de los mismos.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 1,500,000 euros on BANCO DE SABADELL, S.A. for committing a very serious infringement under Article 293(1)(a) of Law 6/2023 of 17 March on Securities Markets and Investment Services. The infringement consisted of a violation of Articles 200 and 201 of the aforementioned Law and its implementing regulations by failing to inform retail clients who subscribed to promissory notes issued by the entity between 1 January and 15 October 2023 of their implicit costs, and by failing to provide them (where required under Rule 4 of Circular 1/2018 of 12 March of the National Securities Market Commission on warnings relating to financial instruments) with the corresponding warnings regarding the deviation between the price paid and their fair value.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14741","validTo":null,"listingId":"14741","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"d6c7267a-c93f-4344-8979-04c2372f1559","entityId":"2ce9c423-a639-49f6-a263-31088e200244","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:36.426Z","lastSeenAt":"2026-10-23T12:00:20.168Z","delistedAt":null,"designatedAt":"2025-06-24T00:00:00.000Z","legalBasis":null,"reason":"La CNMV ha impuesto a BANCO DE SABADELL, S.A. una sanción de multa por importe de 1.500.000 euros por la comisión de una infracción tipificada como muy grave en el artículo 293.1.a) de la Ley 6/2023, de 17 de marzo, del Mercado de Valores y de los Servicios de Inversión, por el incumplimiento de lo dispuesto en los artículos 200 y 201 del mismo texto legal y su normativa de desarrollo, al no haber informado a los clientes minoristas suscriptores de los pagarés emitidos por la entidad en el periodo 1 de enero a 15 de octubre de 2023, de sus costes implícitos, ni haberles hecho -en los casos necesarios conforme a la Norma 4ª de la Circular 1/2018 de 12 de marzo, de la Comisión Nacional del Mercado de Valores, sobre advertencias relativas a instrumentos financieros- la correspondiente advertencia sobre la desviación existente entre el precio pagado y el valor razonable de los mismos.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 1,500,000 euros on BANCO DE SABADELL, S.A. for committing a very serious infringement under Article 293(1)(a) of Law 6/2023 of 17 March on Securities Markets and Investment Services. The infringement consisted of a violation of Articles 200 and 201 of the aforementioned Law and its implementing regulations by failing to inform retail clients who subscribed to promissory notes issued by the entity between 1 January and 15 October 2023 of their implicit costs, and by failing to provide them (where required under Rule 4 of Circular 1/2018 of 12 March of the National Securities Market Commission on warnings relating to financial instruments) with the corresponding warnings regarding the deviation between the price paid and their fair value.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14741","validTo":null,"listingId":"14741","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"}],"officers":[],"sourceLinks":[{"externalId":"sn14741","fetchedAt":"2026-10-23T12:00:20.165Z","source":{"name":"ESMA Sanctions Register","url":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","official":false,"entityType":"debarment"}}],"relationshipsAsChild":[],"relationshipsAsParent":[]}