{"id":"3e1d0506-f1d9-4d15-8d69-c42524aef415","entityType":"company","canonicalName":"DTCC Derivatives Repository Plc","primaryCountryId":null,"website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:08:44.187Z","updatedAt":"2026-09-12T19:08:44.187Z","aliases":[{"id":"15f27e4f-37fd-4cd4-a475-f6c813daf7a9","entityId":"3e1d0506-f1d9-4d15-8d69-c42524aef415","name":"DTCC Derivatives Repository Plc","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:44.194Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[],"sanctions":[{"id":"3d27d078-cbbb-42fe-ac6b-2dd00725539d","entityId":"3e1d0506-f1d9-4d15-8d69-c42524aef415","regime":"European Securities and Markets Authority","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:44.201Z","lastSeenAt":"2026-09-12T19:11:05.798Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2021-07-08T00:00:00.000Z","legalBasis":null,"reason":"The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of the European Market Infrastructure Regulation (EMIR) regarding data confidentiality, data integrity, and direct and immediate access to data. The breaches relate to: • granting certain asset managers access to data that they were not entitled to receive; • setting up its IT system in a way which altered the substance of certain information reported to DDRL; and • failing to provide regulators with direct and immediate access to relevant data. The breaches, which were committed between 2014 and 2018, were found to have resulted from negligence on the part of DDRL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13258","validTo":null,"listingId":"13258","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"5ab2071f-b201-40a7-87cd-300cad732791","entityId":"3e1d0506-f1d9-4d15-8d69-c42524aef415","regime":"European Securities and Markets Authority","program":"EMIR","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:35.207Z","lastSeenAt":"2026-10-23T12:00:18.923Z","delistedAt":null,"designatedAt":"2021-07-08T00:00:00.000Z","legalBasis":null,"reason":"The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of the European Market Infrastructure Regulation (EMIR) regarding data confidentiality, data integrity, and direct and immediate access to data. The breaches relate to: • granting certain asset managers access to data that they were not entitled to receive; • setting up its IT system in a way which altered the substance of certain information reported to DDRL; and • failing to provide regulators with direct and immediate access to relevant data. The breaches, which were committed between 2014 and 2018, were found to have resulted from negligence on the part of DDRL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13258","validTo":null,"listingId":"13258","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"}],"officers":[],"sourceLinks":[{"externalId":"sn13258","fetchedAt":"2026-10-23T12:00:18.919Z","source":{"name":"ESMA Sanctions Register","url":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","official":false,"entityType":"debarment"}}],"relationshipsAsChild":[],"relationshipsAsParent":[]}