{"kind":"evidence_file","company":{"id":"3ff84cbb-ea76-49b0-9f89-9b2b84ac9096","name":"Ålandsbanken Abp","mergedInto":null},"asOf":"2026-10-24T19:48:09.016Z","asOfBasis":"instant","generatedAt":"2026-10-24T20:28:05.433Z","claims":[{"predicate":"identifier","value":"lei:7437006WYM821IJ3MN73","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn11639","observedAt":"2026-09-12T19:08:44.507Z","confirmedAt":"2026-10-23T12:00:19.185Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"alandsbanken abp","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn11639","observedAt":"2026-09-12T19:08:44.495Z","confirmedAt":"2026-10-23T12:00:19.171Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"FI","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn11639","observedAt":"2026-09-12T19:08:44.497Z","confirmedAt":"2026-10-23T12:00:19.174Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"11639","regime":"Finanssivalvonta (FSA)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:44.515Z","designatedAt":"2023-02-27T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Ålandsbanken Abp åläggs att betala en ordningsavgift för försummelser vid rapporteringen av derivatkontrakt Finansinspektionen har ålagt Ålandsbanken att betala en ordningsavgift på 60 000 euro. Banken har under 2016‒2021 försummat sin skyldighet att säkerställa att uppgifter om alla derivatkontrakt som banken har ingått rapporteras till ett transaktionsregister i enlighet med gällande regelverk. Skyldigheten att rapportera derivatkontrakt till transaktionsregistret grundar sig på EU:s förordning om OTC-derivat, centrala motparter och transaktionsregister (European Market Infrastructure Regulation, EMIR). Syftet med förordningen är att öka öppenheten och minska riskerna på derivatmarknaden. Enligt förordningen ska därför motparterna lämna uppgifter om alla ingångna derivatkontrakt till transaktionsregistren, där Finansinspektionen och andra myndigheter har centraliserad tillgång till uppgifterna. Finansinspektionen upptäckte i februari 2021 att såväl antalet som det sammanlagda nominella värdet av de derivatkontrakt som för Ålandsbanken Abp:s del hade rapporterats till transaktionsregister var misstänkt litet i förhållande till omfattningen av bankens affärsverksamhet. Av de redogörelser som banken har lämnat in framgår att banken hade varit av den uppfattningen att den clearingagent som banken hade anlitat sedan 2016 hade rapporterat derivatkontrakten på behörigt sätt till transaktionsregistret för bankens räkning. Bankens alla derivatkontrakt hade dock inte rapporterats till transaktionsregistret. Det hade legat på bankens ansvar att säkerställa att uppgifterna rapporteras i enlighet med gällande regelverk. Enligt lagen om Finansinspektionen baseras beloppet av ordningsavgiften på en samlad bedömning. Beloppet har bestämts med beaktande av förfarandets art, omfattning och varaktighet. Ordningsavgiften betalas till staten. Beslutet har inte överklagats och har därmed vunnit laga kraft. Information om huruvida beslutet har vunnit laga kraft finns på Finansinspektionens webbplats. Ytterligare upplysningar lämnas av enhetschef Janne Häyrynen. Alla intervjuförfrågningar riktas till Kommunikationens mediejour, tfn 09 183 50 30, vardagar kl. 9−16. Bilaga Finansinspektionens beslut (pdf) Se också Närmare upplysningar om EMIR Administrativa påföljder Finansinspektionens beslut\n\n[original (Swedish)]\n\nAdministrative fine imposed on Bank of Åland Plc for failures in reporting on derivatives contracts The Financial Supervisory Authority (FIN-FSA) has imposed an administrative fine of EUR 60,000 to Bank of Åland Plc. In 2016–2021, the bank has neglected its obligation to ensure that details of all derivatives contracts it concludes are reported in accordance with regulation to a trade repository. The obligation to report derivatives contracts to a trade repository is based on the EU Regulation on OTC derivatives, central counterparties and trade repositories (European Market Infrastructure Regulation, EMIR). The objective of the Regulation is to increase transparency and reduce risks in the derivatives markets. Therefore, the Regulation requires that counterparties report the details of all derivatives contracts they conclude to trade repositories, where the information is accessible on a centralised basis and more readily to the FIN-FSA and other authorities. In February 2021, the FIN-FSA detected that the number and total nominal value of derivatives contracts reported for Bank of Åland Plc to trade repositories were suspiciously low in comparison to the extent of the bank's business. According to explanations received from the bank, it had been under the impression that the clearing broker used by it since 2016 had reported derivatives contracts to a trade repository appropriately on the bank's behalf. However, not all of the bank's derivatives contracts had been reported to a trade repository. The bank was responsible for ensuring that the information is reported in accordance with regulation. In accordance with the Act on the Financial Supervisory Authority, the amount of an administrative fine payment is based on an overall assessment. In assessing the amount of the fine, consideration has been given to the nature, extent and duration of the malpractice. The administrative fine payment is payable to the State. No appeal against the decision has been lodged, therefore the decision is legally binding.​ Information on the legal validity of the decision is available on the FIN-FSA website. For further information, please contact Janne Häyrynen, Head of Legal. Requests for interviews are coordinated by FIN-FSA Communications, tel. +358 9 183 5030 (weekdays 9:00–16:00). Appendix FIN-FSA decision (pdf, Swedish) See also Further information on EMIR Administrative sanctions FIN-FSA decisions","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11639","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"11639","regime":"Finanssivalvonta (FSA)","program":"EMIR","state":"in_force","stateSince":"2026-09-12T19:14:35.458Z","recordedAt":"2026-09-12T19:14:35.458Z","designatedAt":"2023-02-27T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Ålandsbanken Abp åläggs att betala en ordningsavgift för försummelser vid rapporteringen av derivatkontrakt Finansinspektionen har ålagt Ålandsbanken att betala en ordningsavgift på 60 000 euro. Banken har under 2016‒2021 försummat sin skyldighet att säkerställa att uppgifter om alla derivatkontrakt som banken har ingått rapporteras till ett transaktionsregister i enlighet med gällande regelverk. Skyldigheten att rapportera derivatkontrakt till transaktionsregistret grundar sig på EU:s förordning om OTC-derivat, centrala motparter och transaktionsregister (European Market Infrastructure Regulation, EMIR). Syftet med förordningen är att öka öppenheten och minska riskerna på derivatmarknaden. Enligt förordningen ska därför motparterna lämna uppgifter om alla ingångna derivatkontrakt till transaktionsregistren, där Finansinspektionen och andra myndigheter har centraliserad tillgång till uppgifterna. Finansinspektionen upptäckte i februari 2021 att såväl antalet som det sammanlagda nominella värdet av de derivatkontrakt som för Ålandsbanken Abp:s del hade rapporterats till transaktionsregister var misstänkt litet i förhållande till omfattningen av bankens affärsverksamhet. Av de redogörelser som banken har lämnat in framgår att banken hade varit av den uppfattningen att den clearingagent som banken hade anlitat sedan 2016 hade rapporterat derivatkontrakten på behörigt sätt till transaktionsregistret för bankens räkning. Bankens alla derivatkontrakt hade dock inte rapporterats till transaktionsregistret. Det hade legat på bankens ansvar att säkerställa att uppgifterna rapporteras i enlighet med gällande regelverk. Enligt lagen om Finansinspektionen baseras beloppet av ordningsavgiften på en samlad bedömning. Beloppet har bestämts med beaktande av förfarandets art, omfattning och varaktighet. Ordningsavgiften betalas till staten. Beslutet har inte överklagats och har därmed vunnit laga kraft. Information om huruvida beslutet har vunnit laga kraft finns på Finansinspektionens webbplats. Ytterligare upplysningar lämnas av enhetschef Janne Häyrynen. Alla intervjuförfrågningar riktas till Kommunikationens mediejour, tfn 09 183 50 30, vardagar kl. 9−16. Bilaga Finansinspektionens beslut (pdf) Se också Närmare upplysningar om EMIR Administrativa påföljder Finansinspektionens beslut\n\n[original (Swedish)]\n\nAdministrative fine imposed on Bank of Åland Plc for failures in reporting on derivatives contracts The Financial Supervisory Authority (FIN-FSA) has imposed an administrative fine of EUR 60,000 to Bank of Åland Plc. In 2016–2021, the bank has neglected its obligation to ensure that details of all derivatives contracts it concludes are reported in accordance with regulation to a trade repository. The obligation to report derivatives contracts to a trade repository is based on the EU Regulation on OTC derivatives, central counterparties and trade repositories (European Market Infrastructure Regulation, EMIR). The objective of the Regulation is to increase transparency and reduce risks in the derivatives markets. Therefore, the Regulation requires that counterparties report the details of all derivatives contracts they conclude to trade repositories, where the information is accessible on a centralised basis and more readily to the FIN-FSA and other authorities. In February 2021, the FIN-FSA detected that the number and total nominal value of derivatives contracts reported for Bank of Åland Plc to trade repositories were suspiciously low in comparison to the extent of the bank's business. According to explanations received from the bank, it had been under the impression that the clearing broker used by it since 2016 had reported derivatives contracts to a trade repository appropriately on the bank's behalf. However, not all of the bank's derivatives contracts had been reported to a trade repository. The bank was responsible for ensuring that the information is reported in accordance with regulation. In accordance with the Act on the Financial Supervisory Authority, the amount of an administrative fine payment is based on an overall assessment. In assessing the amount of the fine, consideration has been given to the nature, extent and duration of the malpractice. The administrative fine payment is payable to the State. No appeal against the decision has been lodged, therefore the decision is legally binding.​ Information on the legal validity of the decision is available on the FIN-FSA website. For further information, please contact Janne Häyrynen, Head of Legal. Requests for interviews are coordinated by FIN-FSA Communications, tel. +358 9 183 5030 (weekdays 9:00–16:00). Appendix FIN-FSA decision (pdf, Swedish) See also Further information on EMIR Administrative sanctions FIN-FSA decisions","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11639","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"a7018a18-b817-45ba-a813-7fec287863b6","takenAt":"2026-09-12T19:15:03.818Z","methodology":"v4","level":"medium","overall":65,"digest":"405ab985fcba62510909315720bb0e52394008d1","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"FI","registers":["Finland PRH YTJ Register"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}