{"kind":"evidence_file","company":{"id":"4df2ae9b-6310-44fb-8d2b-81932d5ee455","name":"Donner & Reuschel Aktiengesellschaft","mergedInto":null},"asOf":"2026-10-24T19:48:07.038Z","asOfBasis":"instant","generatedAt":"2026-10-24T20:27:49.956Z","claims":[{"predicate":"identifier","value":"lei:23ZYQ4KSBEDVYML8NC86","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14508","observedAt":"2026-09-12T19:08:46.656Z","confirmedAt":"2026-10-23T12:00:19.319Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"donner & reuschel","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14508","observedAt":"2026-09-12T19:08:46.643Z","confirmedAt":"2026-10-23T12:00:19.304Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"DE","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14508","observedAt":"2026-09-12T19:08:46.646Z","confirmedAt":"2026-10-23T12:00:19.308Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14508","regime":"Federal Financial Supervisory Authority (BaFin)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:46.663Z","designatedAt":"2025-05-14T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 14. Mai 2025 eine Geldbuße in Höhe von 110.000 Euro gegen die Donner & Reuschel Aktiengesellschaft festgesetzt. Der Sanktion lag ein Verstoß gegen § 80 Absatz 10 Satz 1 Wertpapierhandelsgesetz (WpHG) zugrunde. Die Donner & Reuschel Aktiengesellschaft hatte ein von ihm angebotenes Finanzinstrument nicht regelmäßig überprüft und dabei nicht alle Ereignisse berücksichtigt, die wesentlichen Einfluss auf das potentielle Risiko für den bestimmten Zielmarkt haben könnten. Der Bußgeldbescheid ist rechtskräftig.\n\n[original (German)]\n\nOn 14 May 2025, BaFin imposed an administrative fine amounting to 110,000 euros on Donner & Reuschel Aktiengesellschaft. The sanction related to a violation of section 80 (10) sentence 1 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). Donner & Reuschel Aktiengesellschaft had failed to regularly review a financial instrument that it offers and had thus failed to take account of events that could materially affect the potential risk to the identified target market. The administrative fine order is final and binding.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14508","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14508","regime":"Federal Financial Supervisory Authority (BaFin)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:35.584Z","recordedAt":"2026-09-12T19:14:35.584Z","designatedAt":"2025-05-14T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Die Finanzaufsicht BaFin hat am 14. Mai 2025 eine Geldbuße in Höhe von 110.000 Euro gegen die Donner & Reuschel Aktiengesellschaft festgesetzt. Der Sanktion lag ein Verstoß gegen § 80 Absatz 10 Satz 1 Wertpapierhandelsgesetz (WpHG) zugrunde. Die Donner & Reuschel Aktiengesellschaft hatte ein von ihm angebotenes Finanzinstrument nicht regelmäßig überprüft und dabei nicht alle Ereignisse berücksichtigt, die wesentlichen Einfluss auf das potentielle Risiko für den bestimmten Zielmarkt haben könnten. Der Bußgeldbescheid ist rechtskräftig.\n\n[original (German)]\n\nOn 14 May 2025, BaFin imposed an administrative fine amounting to 110,000 euros on Donner & Reuschel Aktiengesellschaft. The sanction related to a violation of section 80 (10) sentence 1 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). Donner & Reuschel Aktiengesellschaft had failed to regularly review a financial instrument that it offers and had thus failed to take account of events that could materially affect the potential risk to the identified target market. The administrative fine order is final and binding.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14508","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"7326ee8a-c934-49a0-81ab-101fd150c3e8","takenAt":"2026-09-12T19:15:04.486Z","methodology":"v4","level":"medium","overall":65,"digest":"fe24be03ad6273d442beaca492567dfa7aad7dea","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"DE","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}