{"kind":"evidence_file","company":{"id":"534a6c29-f874-4912-9912-4c2940037f6c","name":"Fildax Capital","mergedInto":null},"asOf":"2026-10-24T19:28:18.585Z","asOfBasis":"instant","generatedAt":"2026-10-24T20:58:57.729Z","claims":[{"predicate":"name","value":"fildax capital","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn13067","observedAt":"2026-09-12T19:08:33.865Z","confirmedAt":"2026-10-23T12:00:18.305Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"AT","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn13067","observedAt":"2026-09-12T19:08:33.868Z","confirmedAt":"2026-10-23T12:00:18.309Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"13067","regime":"Austrian Financial Market Authority (FMA)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:33.879Z","designatedAt":"2024-07-19T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"BEKANNTMACHUNG Achtung! Die FMA warnt vor dem Abschluss von Geschäften mit: https://fildaxcapital.com Dieser Anbieter hat keine Berechtigung, konzessionspflichtige Wertpapierdienstleistungen oder Bankgeschäfte in Österreich zu erbringen. Es ist dem Anbieter daher die gewerbliche Anlageberatung (§ 3 Abs 2 Z 1 Wertpapieraufsichtsgesetz 2018), die gewerbliche Portfolioverwaltung in Bezug auf Finanzinstrumente (§ 3 Abs 2 Z 2 Wertpapieraufsichtsgesetz 2018) sowie der gewerbliche Handel auf eigene oder fremde Rechnung (§ 1 Abs 1 Z 7 Bankwesengesetz) nicht gestattet. Diese Veröffentlichung basiert auf § 92 Abs 11 Wertpapieraufsichtsgesetz 2018 und § 4 Abs 7 Bankwesengesetz.\n\n[original (German)]\n\nANNOUNCEMENT Attention! The FMA warns investors against concluding transactions with: https://fildaxcapital.com This provider is not authorised to conduct investment services or banking services in Austria that require a licence. The provider is therefore not authorised to provide investment advice on a commercial basis (Article 3 para. 2 no. 1 of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018)), portfolio management on a commercial basis in relation to financial instruments (Article 3 para. 2 no. 2 WAG 2018) as well as trading on a commercial basis on its own account or on behalf of others (Article 1 para. 1 no. 7 of the Austrian Banking Act (BWG; Bankwesengesetz)). The basis of this publication is Article 92 para. 11 of the Securities Supervision Act 2018 and Article 4 para. 7 of the Austrian Banking Act.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13067","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"13067","regime":"Austrian Financial Market Authority (FMA)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:34.515Z","recordedAt":"2026-09-12T19:14:34.515Z","designatedAt":"2024-07-19T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"BEKANNTMACHUNG Achtung! Die FMA warnt vor dem Abschluss von Geschäften mit: https://fildaxcapital.com Dieser Anbieter hat keine Berechtigung, konzessionspflichtige Wertpapierdienstleistungen oder Bankgeschäfte in Österreich zu erbringen. Es ist dem Anbieter daher die gewerbliche Anlageberatung (§ 3 Abs 2 Z 1 Wertpapieraufsichtsgesetz 2018), die gewerbliche Portfolioverwaltung in Bezug auf Finanzinstrumente (§ 3 Abs 2 Z 2 Wertpapieraufsichtsgesetz 2018) sowie der gewerbliche Handel auf eigene oder fremde Rechnung (§ 1 Abs 1 Z 7 Bankwesengesetz) nicht gestattet. Diese Veröffentlichung basiert auf § 92 Abs 11 Wertpapieraufsichtsgesetz 2018 und § 4 Abs 7 Bankwesengesetz.\n\n[original (German)]\n\nANNOUNCEMENT Attention! The FMA warns investors against concluding transactions with: https://fildaxcapital.com This provider is not authorised to conduct investment services or banking services in Austria that require a licence. The provider is therefore not authorised to provide investment advice on a commercial basis (Article 3 para. 2 no. 1 of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018)), portfolio management on a commercial basis in relation to financial instruments (Article 3 para. 2 no. 2 WAG 2018) as well as trading on a commercial basis on its own account or on behalf of others (Article 1 para. 1 no. 7 of the Austrian Banking Act (BWG; Bankwesengesetz)). The basis of this publication is Article 92 para. 11 of the Securities Supervision Act 2018 and Article 4 para. 7 of the Austrian Banking Act.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13067","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"6271f7fd-5557-4be8-9d1e-9f5a0b6028a9","takenAt":"2026-09-12T19:15:04.729Z","methodology":"v4","level":"medium","overall":65,"digest":"19a91d91f6728335398a9d11ff4f6d4a01847821","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"AT","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}