{"id":"537a9c32-125e-45fd-9e5b-195f23ef5544","entityType":"company","canonicalName":"IQAM Invest GmbH","primaryCountryId":"AT","website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:05:19.152Z","updatedAt":"2026-09-12T19:05:19.152Z","aliases":[{"id":"af2575be-6b47-48f3-8863-65948514316a","entityId":"537a9c32-125e-45fd-9e5b-195f23ef5544","name":"IQAM Invest GmbH","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:05:19.173Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[],"sanctions":[{"id":"d2da5168-5b26-4e94-8382-7cd55f3e41e0","entityId":"537a9c32-125e-45fd-9e5b-195f23ef5544","regime":"Austrian Financial Market Authority (FMA)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:05:19.186Z","lastSeenAt":"2026-09-12T19:10:56.809Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2021-12-10T00:00:00.000Z","legalBasis":null,"reason":"Bekanntmachung: FMA verhängt Sanktion gegen die IQAM Invest GmbH wegen Verstößen gegen Veranlagungsbestimmungen Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie gegen die Kapitalanlagegesellschaft IQAM Invest GmbH als juristische Person eine Geldstrafe von 2.200 Euro wegen zwei Verstößen gegen Veranlagungsbestimmungen in Bezug auf Investmentfonds (§ 80 Absatz 1 Investmentfondsgesetz 2011 und § 3 Absatz 1 der 4. Derivate-Risikoberechnungs- und Meldeverordnung) mittels Straferkenntnis (im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz) verhängt hat. Das Straferkenntnis ist rechtskräftig.\n\n[original (German)]\n\nAnnouncement: FMA imposes sanction against IQAM Invest GmbH for breaches against investment conditions The Austrian Financial Market Authority (FMA) hereby announced that is has imposed a fine of EUR 2,200 by means of a penal order (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2B of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz) against the investment fund management company IQAM Invest GmbH as a legal person for two breaches against the investment provisions (Article 80 para. 1 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) and Article 3 para. 1 of the 4th Derivatives Risk Measurement and Reporting Regulation (4.DeRiMV; 4. Derivate-Risikoberechnungs- und Meldeverordnung). The penal order is final.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10576","validTo":null,"listingId":"10576","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"0062cb06-f8ae-4573-a5e6-de9d3801e75c","entityId":"537a9c32-125e-45fd-9e5b-195f23ef5544","regime":"Austrian Financial Market Authority (FMA)","program":"UCITS","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:23.416Z","lastSeenAt":"2026-10-23T12:00:07.123Z","delistedAt":null,"designatedAt":"2021-12-10T00:00:00.000Z","legalBasis":null,"reason":"Bekanntmachung: FMA verhängt Sanktion gegen die IQAM Invest GmbH wegen Verstößen gegen Veranlagungsbestimmungen Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie gegen die Kapitalanlagegesellschaft IQAM Invest GmbH als juristische Person eine Geldstrafe von 2.200 Euro wegen zwei Verstößen gegen Veranlagungsbestimmungen in Bezug auf Investmentfonds (§ 80 Absatz 1 Investmentfondsgesetz 2011 und § 3 Absatz 1 der 4. Derivate-Risikoberechnungs- und Meldeverordnung) mittels Straferkenntnis (im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz) verhängt hat. Das Straferkenntnis ist rechtskräftig.\n\n[original (German)]\n\nAnnouncement: FMA imposes sanction against IQAM Invest GmbH for breaches against investment conditions The Austrian Financial Market Authority (FMA) hereby announced that is has imposed a fine of EUR 2,200 by means of a penal order (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2B of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz) against the investment fund management company IQAM Invest GmbH as a legal person for two breaches against the investment provisions (Article 80 para. 1 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) and Article 3 para. 1 of the 4th Derivatives Risk Measurement and Reporting Regulation (4.DeRiMV; 4. Derivate-Risikoberechnungs- und Meldeverordnung). The penal order is final.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10576","validTo":null,"listingId":"10576","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"}],"officers":[],"sourceLinks":[{"externalId":"sn10576","fetchedAt":"2026-10-23T12:00:07.119Z","source":{"name":"ESMA Sanctions Register","url":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","official":false,"entityType":"debarment"}}],"relationshipsAsChild":[],"relationshipsAsParent":[]}