{"kind":"evidence_file","company":{"id":"62f7c6ad-4974-411a-8f40-340c7f26f510","name":"L.F. INVESTMENT LIMITED","mergedInto":null},"asOf":"2026-10-25T00:49:38.369Z","asOfBasis":"instant","generatedAt":"2026-10-27T11:29:34.433Z","claims":[{"predicate":"identifier","value":"lei:213800T8I5VC4HS1GR60","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14154","observedAt":"2026-09-12T19:06:35.863Z","confirmedAt":"2026-10-23T12:00:10.230Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"lf investment","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14154","observedAt":"2026-09-12T19:06:35.837Z","confirmedAt":"2026-10-23T12:00:10.214Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"CY","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14154","observedAt":"2026-09-12T19:06:35.845Z","confirmedAt":"2026-10-23T12:00:10.217Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14154","regime":"Cyprus Securities and Exchange Commission (CySEC)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:06:35.877Z","designatedAt":"2025-06-12T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"\"A settlement has been reached with the CIF L.F. Investment Ltd (LEI 213800T8I5VC4HS1GR60) (‘the Company’) for possible violations of the Investment Services and Activities and Regulated Markets Law of 2017 (‘the Law’) and the Regulation (EU) Νο. 600/2014 (‘the Regulation’). More specifically, the investigation for which the settlement was reached involved assessing the Company’s compliance, for the period July 2021 until 1.10.2023, with: 1. Article 22(1) of the Law, as to the authorisation conditions laid down in articles 17(2) and 17(3)(c) of the Law, regarding the organisational requirements with which CIFs must comply. 2. Article 24(1) of the Law, regarding the conflicts of interest. 3. Article 25, sections (1) and (4)(a) of the Law, regarding the general principles and information addressed to clients. 4. Article 30(2)(b) of the Law, regarding the obligations of CIFs when appointing tied agents. 5. Article 42 of the Regulation regarding the product intervention by competent authorities, particularly paragraph 5 of the CySEC’s Directive DI87-09 for the restriction on the marketing, distribution, and sale of contracts for difference (CFDs) to retail clients.\"","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14154","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14154","regime":"Cyprus Securities and Exchange Commission (CySEC)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:26.499Z","recordedAt":"2026-09-12T19:14:26.499Z","designatedAt":"2025-06-12T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"\"A settlement has been reached with the CIF L.F. Investment Ltd (LEI 213800T8I5VC4HS1GR60) (‘the Company’) for possible violations of the Investment Services and Activities and Regulated Markets Law of 2017 (‘the Law’) and the Regulation (EU) Νο. 600/2014 (‘the Regulation’). More specifically, the investigation for which the settlement was reached involved assessing the Company’s compliance, for the period July 2021 until 1.10.2023, with: 1. Article 22(1) of the Law, as to the authorisation conditions laid down in articles 17(2) and 17(3)(c) of the Law, regarding the organisational requirements with which CIFs must comply. 2. Article 24(1) of the Law, regarding the conflicts of interest. 3. Article 25, sections (1) and (4)(a) of the Law, regarding the general principles and information addressed to clients. 4. Article 30(2)(b) of the Law, regarding the obligations of CIFs when appointing tied agents. 5. Article 42 of the Regulation regarding the product intervention by competent authorities, particularly paragraph 5 of the CySEC’s Directive DI87-09 for the restriction on the marketing, distribution, and sale of contracts for difference (CFDs) to retail clients.\"","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14154","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"a14b40f6-af23-479c-8ada-634044e83af2","takenAt":"2026-09-12T19:15:05.407Z","methodology":"v4","level":"medium","overall":65,"digest":"696816ccb479c2d0446e1af233d8aabc66db653b","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"CY","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}