{"id":"6a017619-91f9-41d2-95c2-c02a051ee82a","entityType":"company","canonicalName":"3 Banken-Generali Investment-Gesellschaft m.b.H.","primaryCountryId":"AT","website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:08:59.811Z","updatedAt":"2026-09-12T19:08:59.811Z","aliases":[{"id":"ef03cbdc-0015-47c9-b291-4f8d99fa9932","entityId":"6a017619-91f9-41d2-95c2-c02a051ee82a","name":"3 Banken-Generali Investment-Gesellschaft m.b.H.","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:59.825Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[],"sanctions":[{"id":"84f0151d-051a-42a9-b0c3-07c44684b741","entityId":"6a017619-91f9-41d2-95c2-c02a051ee82a","regime":"Austrian Financial Market Authority (FMA)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:59.837Z","lastSeenAt":"2026-09-12T19:11:06.663Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2026-01-21T00:00:00.000Z","legalBasis":null,"reason":"Bekanntmachung: Die FMA verhängt Sanktion gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. wegen Verletzung von Veröffentlichungspflichten Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. eine Geldstrafe iHv 14.000 Euro verhängt. Das Verfahren wurde gemäß § 22 Absatz 2b Finanz­marktaufsichtsbehördengesetz (FMABG) beschleunigt beendet. Die Kapitalanlagegesellschaft hat es in Bezug auf mehrere Miteigentumsfonds unterlassen, erforderliche Dokumente gemäß § 136 und § 138 Investmentfondsgesetz 2011 (InvFG 2011) rechtmäßig zu veröffentlichen. Die betreffenden Bestimmungen dienen der Wahrung der Informationsrechte der Anleger. Das Straferkenntnis ist rechtskräftig.\n\n[original (German)]\n\nAnnouncement: The FMA imposes a sanction against 3 Banken-Generali Investment-Gesellschaft m.b.H. for breaching disclosure obligations The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 14,000 against 3 Banken-Generali Investment-Gesellschaft m.b.H. The proceedings were concluded in an accelerated manner pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). In relation to several jointly owned funds, the investment fund management company failed to publish documents pursuant to Article 136 and Article 138 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) as legally required. The provisions in question serve the purpose of ensuring investors’ rights of information. The penal order is final.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14715","validTo":null,"listingId":"14715","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"a3c46e8d-5937-46d2-a099-44e4bce677c5","entityId":"6a017619-91f9-41d2-95c2-c02a051ee82a","regime":"Austrian Financial Market Authority (FMA)","program":"UCITS","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:36.326Z","lastSeenAt":"2026-10-23T12:00:20.065Z","delistedAt":null,"designatedAt":"2026-01-21T00:00:00.000Z","legalBasis":null,"reason":"Bekanntmachung: Die FMA verhängt Sanktion gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. wegen Verletzung von Veröffentlichungspflichten Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. eine Geldstrafe iHv 14.000 Euro verhängt. Das Verfahren wurde gemäß § 22 Absatz 2b Finanz­marktaufsichtsbehördengesetz (FMABG) beschleunigt beendet. Die Kapitalanlagegesellschaft hat es in Bezug auf mehrere Miteigentumsfonds unterlassen, erforderliche Dokumente gemäß § 136 und § 138 Investmentfondsgesetz 2011 (InvFG 2011) rechtmäßig zu veröffentlichen. Die betreffenden Bestimmungen dienen der Wahrung der Informationsrechte der Anleger. Das Straferkenntnis ist rechtskräftig.\n\n[original (German)]\n\nAnnouncement: The FMA imposes a sanction against 3 Banken-Generali Investment-Gesellschaft m.b.H. for breaching disclosure obligations The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 14,000 against 3 Banken-Generali Investment-Gesellschaft m.b.H. The proceedings were concluded in an accelerated manner pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). In relation to several jointly owned funds, the investment fund management company failed to publish documents pursuant to Article 136 and Article 138 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) as legally required. The provisions in question serve the purpose of ensuring investors’ rights of information. The penal order is final.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14715","validTo":null,"listingId":"14715","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"}],"officers":[],"sourceLinks":[{"externalId":"sn14715","fetchedAt":"2026-10-23T12:00:20.061Z","source":{"name":"ESMA Sanctions Register","url":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","official":false,"entityType":"debarment"}}],"relationshipsAsChild":[],"relationshipsAsParent":[]}