{"id":"6f07b736-9890-415f-a683-e772e3a374ce","entityType":"company","canonicalName":"GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.","primaryCountryId":"ES","website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:06:35.775Z","updatedAt":"2026-09-12T19:06:35.775Z","aliases":[{"id":"c1b237ef-2f2b-4ff9-9cc7-73fac04f3905","entityId":"6f07b736-9890-415f-a683-e772e3a374ce","name":"GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:06:35.793Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[],"sanctions":[{"id":"cd825709-74c2-4e83-9ba6-9669eda8595d","entityId":"6f07b736-9890-415f-a683-e772e3a374ce","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:06:37.165Z","lastSeenAt":"2026-09-12T19:10:59.635Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2024-09-23T00:00:00.000Z","legalBasis":null,"reason":"La CNMV ha impuesto una multa de 60.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 del texto refundido de la Ley de Mercado de Valores, aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento reiterado y grave de la obligación recogida en el artículo 194, en relación con el artículo 193 de la norma citada y su normativa de desarrollo, al presentar deficiencias graves y sostenidas en el tiempo en los registros de operaciones y justificantes de órdenes de clientes, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 60,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the revised text of the Spanish Securities Market Law, approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for the repeated and serious non-compliance with the obligation set in Article 194, in relation to Article 193 of the aforementioned regulation and its implementing regulations, due to identified serious and sustained deficiencies over time in the records of operations and supporting documents for client orders, during the inspected period between 1 January 2022 and 30 June 2022. THIS DECISION HAS BEEN DECLARED FINAL","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13676","validTo":null,"listingId":"13676","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"acbb615f-deb0-4cd1-b3b0-db58a1a9c242","entityId":"6f07b736-9890-415f-a683-e772e3a374ce","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:06:36.096Z","lastSeenAt":"2026-09-12T19:10:59.245Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2024-09-23T00:00:00.000Z","legalBasis":null,"reason":null,"sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13670","validTo":null,"listingId":"13670","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"23197b7f-e5e2-4a08-867f-6fa0b0820dde","entityId":"6f07b736-9890-415f-a683-e772e3a374ce","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:06:35.811Z","lastSeenAt":"2026-09-12T19:10:59.159Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2024-09-23T00:00:00.000Z","legalBasis":null,"reason":"La CNMV ha impuesto una multa de 120.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 del texto refundido de la Ley del Mercado de Valores, aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, en relación con el artículo 193.3.d del mismo texto legal y su normativa de desarrollo, por la utilización de fondos de los clientes para actividades propias de la Entidad de manera reiterada y grave, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 120,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the revised text of the Spanish Securities Market Law, approved by Spanish Royal Legislative Decree 4/2015, of 23 October, in relation to Article 193(3)d of the same legal text and its implementing regulations, for the repeated and serious use of client funds for the Entity's own activities, during the inspected period between 1 January 2022, and 30 June 2022. THIS DECISION HAS BEEN DECLARED FINAL","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13675","validTo":null,"listingId":"13675","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"c2b10eea-c768-48ee-b7ce-6b8a362b6def","entityId":"6f07b736-9890-415f-a683-e772e3a374ce","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:27.084Z","lastSeenAt":"2026-10-23T12:00:10.810Z","delistedAt":null,"designatedAt":"2024-09-23T00:00:00.000Z","legalBasis":null,"reason":"La CNMV ha impuesto una multa de 60.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 del texto refundido de la Ley de Mercado de Valores, aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento reiterado y grave de la obligación recogida en el artículo 194, en relación con el artículo 193 de la norma citada y su normativa de desarrollo, al presentar deficiencias graves y sostenidas en el tiempo en los registros de operaciones y justificantes de órdenes de clientes, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 60,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the revised text of the Spanish Securities Market Law, approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for the repeated and serious non-compliance with the obligation set in Article 194, in relation to Article 193 of the aforementioned regulation and its implementing regulations, due to identified serious and sustained deficiencies over time in the records of operations and supporting documents for client orders, during the inspected period between 1 January 2022 and 30 June 2022. THIS DECISION HAS BEEN DECLARED FINAL","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13676","validTo":null,"listingId":"13676","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"03c08aad-2125-4e4a-b6c9-1eb9a7fe78e8","entityId":"6f07b736-9890-415f-a683-e772e3a374ce","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MAR","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:26.588Z","lastSeenAt":"2026-10-23T12:00:10.318Z","delistedAt":null,"designatedAt":"2024-09-23T00:00:00.000Z","legalBasis":null,"reason":null,"sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13670","validTo":null,"listingId":"13670","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"4a9a3c82-663b-4968-9a0f-2ba2ce8e80a3","entityId":"6f07b736-9890-415f-a683-e772e3a374ce","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:26.472Z","lastSeenAt":"2026-10-23T12:00:10.206Z","delistedAt":null,"designatedAt":"2024-09-23T00:00:00.000Z","legalBasis":null,"reason":"La CNMV ha impuesto una multa de 120.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 del texto refundido de la Ley del Mercado de Valores, aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, en relación con el artículo 193.3.d del mismo texto legal y su normativa de desarrollo, por la utilización de fondos de los clientes para actividades propias de la Entidad de manera reiterada y grave, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 120,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the revised text of the Spanish Securities Market Law, approved by Spanish Royal Legislative Decree 4/2015, of 23 October, in relation to Article 193(3)d of the same legal text and its implementing regulations, for the repeated and serious use of client funds for the Entity's own activities, during the inspected period between 1 January 2022, and 30 June 2022. 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