{"kind":"evidence_file","company":{"id":"6f9b9403-b99c-442e-bcec-1934059db51e","name":"Polski Dom Maklerski S.A.","mergedInto":null},"asOf":"2026-10-25T00:49:04.949Z","asOfBasis":"instant","generatedAt":"2026-10-25T04:45:20.880Z","claims":[{"predicate":"identifier","value":"lei:529900VH1VR40NIKXJ11","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7933","observedAt":"2026-09-12T19:06:45.208Z","confirmedAt":"2026-10-23T12:00:11.351Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"identifier","value":"lei:529900VH1VR40NIKXJ11","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7928","observedAt":"2026-09-12T19:06:53.066Z","confirmedAt":"2026-10-23T12:00:11.702Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"polski dom maklerski","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7933","observedAt":"2026-09-12T19:06:45.182Z","confirmedAt":"2026-10-23T12:00:11.337Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"polski dom maklerski","source":"ESMA Sanctions 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Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7928","observedAt":"2026-09-12T19:06:53.052Z","confirmedAt":"2026-10-23T12:00:11.690Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"7933","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:06:45.220Z","designatedAt":"2018-07-31T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Wszczęcie postępowania administracyjnego wobec Polski Dom Maklerski S.A.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7933","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7928","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:06:53.077Z","designatedAt":"2018-11-08T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie na Polski Dom Maklerski S.A. kary pieniężnej w wysokości 2 500 000 zł oraz cofnięcie zezwolenia na prowadzenie działalności maklerskiej.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7928","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7933","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:27.637Z","recordedAt":"2026-09-12T19:14:27.637Z","designatedAt":"2018-07-31T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Wszczęcie postępowania administracyjnego wobec Polski Dom Maklerski S.A.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7933","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7928","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:28.014Z","recordedAt":"2026-09-12T19:14:28.014Z","designatedAt":"2018-11-08T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie na Polski Dom Maklerski S.A. kary pieniężnej w wysokości 2 500 000 zł oraz cofnięcie zezwolenia na prowadzenie działalności maklerskiej.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7928","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"b2c068b2-1102-40f1-84cf-941fe1e9602f","takenAt":"2026-09-12T19:15:05.936Z","methodology":"v4","level":"medium","overall":65,"digest":"0ab02ff23a3ef5e4a709f402e326e464e52bf2e9","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"PL","registers":["Poland MF VAT White List"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}