{"kind":"evidence_file","company":{"id":"78d7bd95-018a-4852-b90e-c9ec0e03acb9","name":"\"HELLENIC AMERICAN SECURITIES S.A.\"","mergedInto":null},"asOf":"2026-10-25T00:48:46.638Z","asOfBasis":"instant","generatedAt":"2026-10-27T03:16:10.694Z","claims":[{"predicate":"identifier","value":"lei:213800N3BLIBX8QYNR13","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14105","observedAt":"2026-09-12T19:08:39.461Z","confirmedAt":"2026-10-23T12:00:18.479Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"hellenic american securities","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14105","observedAt":"2026-09-12T19:08:39.442Z","confirmedAt":"2026-10-23T12:00:18.462Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"GR","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14105","observedAt":"2026-09-12T19:08:39.446Z","confirmedAt":"2026-10-23T12:00:18.466Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14105","regime":"Hellenic Capital Market Commission (HCMC)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:39.471Z","designatedAt":"2025-06-24T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Το Διοικητικό Συμβούλιο της Επιτροπής Κεφαλαιαγοράς κατά την 1056η/24.6.2025 συνεδρίασή του αποφάσισε: την επιβολή διοικητικών κυρώσεων και προστίμου συνολικού ύψους € 8.000 στην εταιρεία «ΕΛΛΗΝΟΑΜΕΡΙΚΑΝΙΚΗ ΧΡΗΜΑΤΙΣΤΗΡΙΑΚΗ Α.Ε.Π.Ε.Υ.» (LEI 213800N3BLIBX8QYNR13) για παραβάσεις διατάξεων του ν. 4514/2018 (άρθρα 16 παρ. 2 και παρ. 7, 24 παρ. 1 και παρ. 4, 25 παρ. 2 και παρ. 5 του ν. 4514/2018) και του Κανονισμού 565/2017 (άρθρα 21 παρ. 1, 22 παρ. 1 και παρ. 2, 24, 50 παρ. 9 και παρ. 10, 54 παρ. 2 και 58), που αφορούν στην παροχή επενδυτικών υπηρεσιών, σε θέματα ενημέρωσης των επενδυτών και σε οργανωτικά θέματα.\n\n[original (Greek)]\n\nThe Board of Directors of the Hellenic Capital Market Commission at its 1056th meeting on 24.6.2025 decided:to impose administrative sanctions and a fine of €8,000 in total on \"HELLENIC AMERICAN SECURITIES S.A.\" (LEI 213800N3BLIBX8QYNR13) for violating the provisions of Law 4514/2018 (Articles 16 (2) and (7), 24 (1) and (4), 25 (2) and (5) of Law 4514/2018) and Regulation 565/2017 (Articles 21 (1), 22 (1) and (2), 24, 50 (9) and (10), 54 (2) and 58), relating to the provision of investment services, investor information and organisational matters.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14105","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14105","regime":"Hellenic Capital Market Commission (HCMC)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:34.660Z","recordedAt":"2026-09-12T19:14:34.660Z","designatedAt":"2025-06-24T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Το Διοικητικό Συμβούλιο της Επιτροπής Κεφαλαιαγοράς κατά την 1056η/24.6.2025 συνεδρίασή του αποφάσισε: την επιβολή διοικητικών κυρώσεων και προστίμου συνολικού ύψους € 8.000 στην εταιρεία «ΕΛΛΗΝΟΑΜΕΡΙΚΑΝΙΚΗ ΧΡΗΜΑΤΙΣΤΗΡΙΑΚΗ Α.Ε.Π.Ε.Υ.» (LEI 213800N3BLIBX8QYNR13) για παραβάσεις διατάξεων του ν. 4514/2018 (άρθρα 16 παρ. 2 και παρ. 7, 24 παρ. 1 και παρ. 4, 25 παρ. 2 και παρ. 5 του ν. 4514/2018) και του Κανονισμού 565/2017 (άρθρα 21 παρ. 1, 22 παρ. 1 και παρ. 2, 24, 50 παρ. 9 και παρ. 10, 54 παρ. 2 και 58), που αφορούν στην παροχή επενδυτικών υπηρεσιών, σε θέματα ενημέρωσης των επενδυτών και σε οργανωτικά θέματα.\n\n[original (Greek)]\n\nThe Board of Directors of the Hellenic Capital Market Commission at its 1056th meeting on 24.6.2025 decided:to impose administrative sanctions and a fine of €8,000 in total on \"HELLENIC AMERICAN SECURITIES S.A.\" (LEI 213800N3BLIBX8QYNR13) for violating the provisions of Law 4514/2018 (Articles 16 (2) and (7), 24 (1) and (4), 25 (2) and (5) of Law 4514/2018) and Regulation 565/2017 (Articles 21 (1), 22 (1) and (2), 24, 50 (9) and (10), 54 (2) and 58), relating to the provision of investment services, investor information and organisational matters.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14105","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"9ecfd7f2-4958-49e7-8774-7051eb3e249b","takenAt":"2026-09-12T19:15:06.388Z","methodology":"v4","level":"medium","overall":65,"digest":"2e77671b589f8cbec4247a3caf13338141374e32","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"GR","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}