{"kind":"evidence_file","company":{"id":"7af6c6a5-122f-47a0-9068-93b2105bf686","name":"BANKINTER GESTION DE ACTIVOS, S.A., S.G.I.I.C.","mergedInto":null},"asOf":"2026-10-24T21:12:46.340Z","asOfBasis":"instant","generatedAt":"2026-10-24T22:03:17.904Z","claims":[{"predicate":"name","value":"bankinter gestion de activos sgiic","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14902","observedAt":"2026-09-12T19:09:05.963Z","confirmedAt":"2026-10-23T12:00:20.868Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"ES","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14902","observedAt":"2026-09-12T19:09:05.967Z","confirmedAt":"2026-10-23T12:00:20.872Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14902","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:09:05.983Z","designatedAt":"2026-03-23T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a Bankinter Gestión de Activos S.A. SGIIC una sanción de multa por importe de 300.000 euros, por la comisión de una infracción grave tipificada en el artículo 81.o) de la Ley 35/2003, de 4 de noviembre, de Instituciones de Inversión Colectiva, por el incumplimiento de la obligación establecida en el artículo 67.3 en relación con los artículos 66 y 46.2, todos ellos de la misma norma y su desarrollo reglamentario, por no cumplir con la obligación de verificar que las comisiones de liquidación de seis sociedades de inversión de capital variable gestionadas están en condiciones iguales o mejores que los de mercado (artículo 67.3 de la Ley 35/2003), sin que la junta general de accionistas haya autorizado expresamente, y con carácter previo a su aplicación, las tarifas de liquidación. SANCION FIRME A TODOS LOS EFECTOS.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 300,000 euros on Bankinter Gestión de Activos S.A. SGIIC for committing a serious infringement under Article 81(o) of Law 35/2003 of 4 November on Collective Investment Institutions. The infringement consisted of non-compliance with the obligation set out in Article 67(3), in conjunction with Articles 66 and 46(2) of the same law and its implementing regulation, by failing to verify that the settlement fees charged by six investment companies with variable capital (SICAVs) were equal to or better than market conditions (Article 67(3) of Law 35/2003), without prior authorisation of such fees from the general shareholders' meeting. THIS DECISION HAS BEEN DECLARED FINAL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14902","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14902","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"UCITS","state":"in_force","stateSince":"2026-09-12T19:14:37.122Z","recordedAt":"2026-09-12T19:14:37.122Z","designatedAt":"2026-03-23T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a Bankinter Gestión de Activos S.A. SGIIC una sanción de multa por importe de 300.000 euros, por la comisión de una infracción grave tipificada en el artículo 81.o) de la Ley 35/2003, de 4 de noviembre, de Instituciones de Inversión Colectiva, por el incumplimiento de la obligación establecida en el artículo 67.3 en relación con los artículos 66 y 46.2, todos ellos de la misma norma y su desarrollo reglamentario, por no cumplir con la obligación de verificar que las comisiones de liquidación de seis sociedades de inversión de capital variable gestionadas están en condiciones iguales o mejores que los de mercado (artículo 67.3 de la Ley 35/2003), sin que la junta general de accionistas haya autorizado expresamente, y con carácter previo a su aplicación, las tarifas de liquidación. SANCION FIRME A TODOS LOS EFECTOS.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 300,000 euros on Bankinter Gestión de Activos S.A. SGIIC for committing a serious infringement under Article 81(o) of Law 35/2003 of 4 November on Collective Investment Institutions. The infringement consisted of non-compliance with the obligation set out in Article 67(3), in conjunction with Articles 66 and 46(2) of the same law and its implementing regulation, by failing to verify that the settlement fees charged by six investment companies with variable capital (SICAVs) were equal to or better than market conditions (Article 67(3) of Law 35/2003), without prior authorisation of such fees from the general shareholders' meeting. THIS DECISION HAS BEEN DECLARED FINAL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14902","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"bb0fd84e-7f75-41d5-9db2-43bc73afe0ae","takenAt":"2026-09-12T19:15:06.477Z","methodology":"v4","level":"medium","overall":65,"digest":"d34dec7ba80b6872adba13063460ef6a516ec7ec","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"ES","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}