{"kind":"evidence_file","company":{"id":"7cdaaffe-16d8-458f-b14c-5f380bdef06e","name":"ORIGIN Towarzystwo Funduszy Inwestycyjnych S.A.","mergedInto":null},"asOf":"2026-10-24T19:18:35.716Z","asOfBasis":"instant","generatedAt":"2026-10-25T17:17:25.620Z","claims":[{"predicate":"identifier","value":"lei:259400Z7P15E5BBXC430","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn10968","observedAt":"2026-09-12T19:08:04.643Z","confirmedAt":"2026-10-23T12:00:15.396Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"origin towarzystwo funduszy inwestycyjnych","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn10968","observedAt":"2026-09-12T19:08:04.627Z","confirmedAt":"2026-10-23T12:00:15.380Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"PL","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn10968","observedAt":"2026-09-12T19:08:04.630Z","confirmedAt":"2026-10-23T12:00:15.384Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"10968","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:04.652Z","designatedAt":"2021-03-26T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Uchylenie decyzji KNF z dnia 4 lutego 2020 r. nakładającej kary pieniężne w łącznej wysokości 1 250 000 zł na Origin TFI S.A. oraz nałożenie kar pieniężnych w łącznej wysokości 1 187 500 zł w związku z naruszeniem przepisów ustawy o funduszach inwestycyjnych przez fundusze inwestycyjne zarządzane przez Origin TFI S.A. Link do komunikatu (po polsku): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73187&p_id=18\n\n[original (Polish)]\n\nRepeal of the decision of the KNF Board of 4 February 2020 imposing fines of a total amount of PLN 1 250 000 and imposition fines of a total amount of PLN 1 187 500 in relation to a breach of provisions of the Act on investment funds which consisted in serious irregularities in the operation of investment funds governed by Origin TFI SA. Link to the communication (in Polish): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73187&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10968","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"10968","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:31.644Z","recordedAt":"2026-09-12T19:14:31.644Z","designatedAt":"2021-03-26T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Uchylenie decyzji KNF z dnia 4 lutego 2020 r. nakładającej kary pieniężne w łącznej wysokości 1 250 000 zł na Origin TFI S.A. oraz nałożenie kar pieniężnych w łącznej wysokości 1 187 500 zł w związku z naruszeniem przepisów ustawy o funduszach inwestycyjnych przez fundusze inwestycyjne zarządzane przez Origin TFI S.A. Link do komunikatu (po polsku): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73187&p_id=18\n\n[original (Polish)]\n\nRepeal of the decision of the KNF Board of 4 February 2020 imposing fines of a total amount of PLN 1 250 000 and imposition fines of a total amount of PLN 1 187 500 in relation to a breach of provisions of the Act on investment funds which consisted in serious irregularities in the operation of investment funds governed by Origin TFI SA. Link to the communication (in Polish): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73187&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10968","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"0d384f10-c340-4d4e-9ae4-86437bf967f3","takenAt":"2026-09-12T19:15:06.552Z","methodology":"v4","level":"medium","overall":65,"digest":"5ba5fd2ccfb22cf693115959615a965201935656","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"PL","registers":["Poland MF VAT White List"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}