{"id":"8ad75a50-5fc2-4143-b40e-f7ce2c9d4711","entityType":"company","canonicalName":"Capital Counsel LLC","primaryCountryId":"AT","website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:08:43.896Z","updatedAt":"2026-09-12T19:08:43.896Z","aliases":[{"id":"d48d9187-9e75-4d92-9ffc-fc48aea01746","entityId":"8ad75a50-5fc2-4143-b40e-f7ce2c9d4711","name":"Capital Counsel LLC","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:43.911Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[],"sanctions":[{"id":"dd5ac0e8-155b-4092-affb-55cec2c77a19","entityId":"8ad75a50-5fc2-4143-b40e-f7ce2c9d4711","regime":"Austrian Financial Market Authority (FMA)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:08:43.923Z","lastSeenAt":"2026-09-12T19:11:05.638Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2024-12-04T00:00:00.000Z","legalBasis":null,"reason":"BEKANNTMACHUNG Die FMA warnt vor Angeboten der Capital Counsel LLC Web: https://capitalcoun.com/ E-Mail: invest@capitalcoun.de mit angeblichem Sitz in: New York, London und St. Pölten Dieser Anbieter hat keine Berechtigung, konzessionspflichtige Wertpapierdienstleistungen in Österreich zu erbringen und darf daher die gewerbliche Anlageberatung in Bezug auf Finanzinstrumente (§ 3 Abs 2 Z 1 Wertpapieraufsichtsgesetz 2018) nicht anbieten. Auf eine Verwechslungsgefahr mit einem anderen Anbieter von Finanzdienstleistungen wird hingewiesen. Diese Veröffentlichung basiert auf § 92 Abs 11 Wertpapieraufsichtsgesetz 2018.\n\n[original (German)]\n\nANNOUNCEMENT Attention! The FMA warns against offerings by Capital Counsel LLC Web: https://capitalcoun.com/ E-Mail: invest@capitalcoun.de with its registered office apparently in New York, London und St. Pölten This providers is not authorised to conduct investment services requiring a licence in Austria and therefore is not allowed to conduct investment advice in relation to financial instruments (pursuant to Article 3 para. 2 no. 1 of the Securities Supervision Act 2018) We advise that there is a risk of confusion with another financial service provider. The basis for this publication is Article 92 para. 11 of the Securities Supervision Act 2018","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13427","validTo":null,"listingId":"13427","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"7c23ac01-d11f-4c37-b780-c7f811cc8926","entityId":"8ad75a50-5fc2-4143-b40e-f7ce2c9d4711","regime":"Austrian Financial Market Authority (FMA)","program":"MiFID","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:34.990Z","lastSeenAt":"2026-10-23T12:00:18.800Z","delistedAt":null,"designatedAt":"2024-12-04T00:00:00.000Z","legalBasis":null,"reason":"BEKANNTMACHUNG Die FMA warnt vor Angeboten der Capital Counsel LLC Web: https://capitalcoun.com/ E-Mail: invest@capitalcoun.de mit angeblichem Sitz in: New York, London und St. Pölten Dieser Anbieter hat keine Berechtigung, konzessionspflichtige Wertpapierdienstleistungen in Österreich zu erbringen und darf daher die gewerbliche Anlageberatung in Bezug auf Finanzinstrumente (§ 3 Abs 2 Z 1 Wertpapieraufsichtsgesetz 2018) nicht anbieten. Auf eine Verwechslungsgefahr mit einem anderen Anbieter von Finanzdienstleistungen wird hingewiesen. Diese Veröffentlichung basiert auf § 92 Abs 11 Wertpapieraufsichtsgesetz 2018.\n\n[original (German)]\n\nANNOUNCEMENT Attention! The FMA warns against offerings by Capital Counsel LLC Web: https://capitalcoun.com/ E-Mail: invest@capitalcoun.de with its registered office apparently in New York, London und St. Pölten This providers is not authorised to conduct investment services requiring a licence in Austria and therefore is not allowed to conduct investment advice in relation to financial instruments (pursuant to Article 3 para. 2 no. 1 of the Securities Supervision Act 2018) We advise that there is a risk of confusion with another financial service provider. 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