{"kind":"evidence_file","company":{"id":"8d15fd35-2804-4aa3-a643-62e7443fce92","name":"DEUTSCHE BANK, SAE","mergedInto":null},"asOf":"2026-10-25T04:33:38.950Z","asOfBasis":"instant","generatedAt":"2026-10-26T14:31:25.594Z","claims":[{"predicate":"name","value":"deutsche bank sae","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14071","observedAt":"2026-09-12T19:08:37.612Z","confirmedAt":"2026-10-23T12:00:18.385Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"deutsche bank sae","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14072","observedAt":"2026-09-25T17:45:13.548Z","confirmedAt":"2026-10-23T12:00:18.411Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"deutsche bank sae","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14070","observedAt":"2026-09-25T17:45:13.746Z","confirmedAt":"2026-10-23T12:00:18.687Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"ES","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14071","observedAt":"2026-09-12T19:08:37.617Z","confirmedAt":"2026-10-23T12:00:18.389Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"ES","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14072","observedAt":"2026-09-25T17:45:13.551Z","confirmedAt":"2026-10-23T12:00:18.415Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"ES","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14070","observedAt":"2026-09-25T17:45:13.749Z","confirmedAt":"2026-10-23T12:00:18.690Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14071","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:37.633Z","designatedAt":"2025-01-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una sanción de suspensión de la actividad de asesoramiento en materia de inversión sobre productos derivados OTC complejos que incorporen estructuras sobre divisas que incluyan la venta de opciones por parte del cliente a DB, tanto los denominados Target Profit Forwards y Pivot TPF, como aquellos otros de análoga naturaleza y funcionamiento, emitidos por la propia Entidad o por terceros, por un plazo de un año, por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021.\n\n[original (Spanish)]\n\nThe CNMV has imposed on DEUTSCHE BANK, S.A.E. the suspension of investment advisory activity on complex OTC derivative products that incorporate structures on currencies that include the sale of options by the client to DB, both the so-called Target Profit Forwards and Pivot TPF, as well as those of a similar nature and operation, issued by the Entity itself or by third parties, for a period of one year, for the commission of an infringement classified as very severe in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for the non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency mentioned in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the third rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory service provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (in particular those known as Target Profit Forwards and Pivot TPF), in the period from 1 January 2018 to 31 March 2021.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14071","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14072","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","state":"in_force","stateSince":"2026-09-12T19:08:37.673Z","recordedAt":"2026-09-12T19:08:37.673Z","designatedAt":"2025-01-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 283.12 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia y de actuación en el mejor interés de sus clientes, recogido en su artículo 208 ter, en relación con el artículo 54.11 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo - en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de octubre de 2018 y el 31 de marzo de 2021.\n\n[original (Spanish)]\n\nThe CNMV has imposed on DEUTSCHE BANK, S.A.E. a 5,000,000 euros fine for the commission a very severe infringement as defined in Article 283.12 of the Securities Market Law, in its consolidated text approved by Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency and of acting in the best interests of its clients, as set out in its Article 208 ter, in relation to Article 54.11 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive, all in connection with the advisory service provided to Spanish clients, related to foreign exchange derivative financial instruments of greater complexity and risk (in particular those called Target Profit Forwards and Pivot TPF) in the period between 1 October 2018 and 31 March 2021.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14072","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14070","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","state":"in_force","stateSince":"2026-09-12T19:08:42.186Z","recordedAt":"2026-09-12T19:08:42.186Z","designatedAt":"2025-01-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021.\n\n[original (Spanish)]\n\nThe CNMV has imposed a 5,000,000 euros fine on DEUTSCHE BANK, S.A.E. for the commission of a very severe infringement as defined in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency contained in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the Third Rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory services provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (particularly Target Profit Forwards and Pivot TPF instruments) between 1 January 2018 and 31 March 2021.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14070","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14071","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:34.585Z","recordedAt":"2026-09-12T19:14:34.585Z","designatedAt":"2025-01-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una sanción de suspensión de la actividad de asesoramiento en materia de inversión sobre productos derivados OTC complejos que incorporen estructuras sobre divisas que incluyan la venta de opciones por parte del cliente a DB, tanto los denominados Target Profit Forwards y Pivot TPF, como aquellos otros de análoga naturaleza y funcionamiento, emitidos por la propia Entidad o por terceros, por un plazo de un año, por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021.\n\n[original (Spanish)]\n\nThe CNMV has imposed on DEUTSCHE BANK, S.A.E. the suspension of investment advisory activity on complex OTC derivative products that incorporate structures on currencies that include the sale of options by the client to DB, both the so-called Target Profit Forwards and Pivot TPF, as well as those of a similar nature and operation, issued by the Entity itself or by third parties, for a period of one year, for the commission of an infringement classified as very severe in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for the non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency mentioned in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the third rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory service provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (in particular those known as Target Profit Forwards and Pivot TPF), in the period from 1 January 2018 to 31 March 2021.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14071","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14072","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:34.609Z","recordedAt":"2026-09-12T19:14:34.609Z","designatedAt":"2025-01-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. una multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 283.12 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia y de actuación en el mejor interés de sus clientes, recogido en su artículo 208 ter, en relación con el artículo 54.11 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo - en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de octubre de 2018 y el 31 de marzo de 2021.\n\n[original (Spanish)]\n\nThe CNMV has imposed on DEUTSCHE BANK, S.A.E. a 5,000,000 euros fine for the commission a very severe infringement as defined in Article 283.12 of the Securities Market Law, in its consolidated text approved by Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency and of acting in the best interests of its clients, as set out in its Article 208 ter, in relation to Article 54.11 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive, all in connection with the advisory service provided to Spanish clients, related to foreign exchange derivative financial instruments of greater complexity and risk (in particular those called Target Profit Forwards and Pivot TPF) in the period between 1 October 2018 and 31 March 2021.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14072","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14070","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:34.861Z","recordedAt":"2026-09-12T19:14:34.861Z","designatedAt":"2025-01-29T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto a DEUTSCHE BANK, S.A.E. multa por importe de 5.000.000 de euros por la comisión una infracción muy grave tipificada en el artículo 284.1 de la Ley del Mercado de Valores, texto refundido aprobado por Real Decreto Legislativo 4/2015, de 23 de octubre, por el incumplimiento, no meramente ocasional o aislado, de la obligación de diligencia y transparencia recogido en el artículo 208 del citado texto legal, en relación con los deberes de información a los clientes previstos en sus artículos 209, 210 y 211, en relación con los artículos 44.2, b), c) d) y e); 48 y 50 del Reglamento Delegado (UE) 2017/565 de la Comisión, de 25 de abril de 2016, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a los requisitos organizativos y las condiciones de funcionamiento de las empresas de servicios de inversión y términos definidos a efectos de dicha Directiva; y con la Norma tercera de la Circular 3/2013, de 12 de junio, de la Comisión Nacional del Mercado de Valores, sobre el desarrollo de determinadas obligaciones de información a los clientes a los que se les prestan servicios de inversión, en relación con la evaluación de la conveniencia e idoneidad de los instrumentos financieros, todo ello con ocasión del servicio de asesoramiento prestado a clientes españoles, relacionado con instrumentos financieros derivados sobre divisas, de mayor complejidad y riesgo -en particular los denominados Target Profit Forwards y Pivot TPF-, en el período comprendido entre el 1 de enero de 2018 y el 31 de marzo de 2021.\n\n[original (Spanish)]\n\nThe CNMV has imposed a 5,000,000 euros fine on DEUTSCHE BANK, S.A.E. for the commission of a very severe infringement as defined in Article 284.1 of the Securities Market Law, in its consolidated text approved by Spanish Royal Legislative Decree 4/2015, of 23 October, for non-compliance, not merely occasional or isolated, with the obligation of due diligence and transparency contained in Article 208 of the aforementioned legal text, in relation to the duties of information to clients provided in its Articles 209, 210 and 211, in relation to Articles 44.2, b), c) d) and e); 48 and 50 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to organisational requirements and operating conditions for investment firms and defined terms for the purposes of the corresponding Directive; and with the Third Rule of Circular 3/2013 of 12 June 2013 of the Spanish National Securities Market Commission (CNMV) on the implementation of certain information obligations for clients to whom investment services are provided, in relation to the assessment of the appropriateness and suitability of financial instruments, all in connection with the advisory services provided to Spanish clients related to more complex and risky foreign exchange derivative financial instruments (particularly Target Profit Forwards and Pivot TPF instruments) between 1 January 2018 and 31 March 2021.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14070","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"Australia DFAT Consolidated List","readAt":"2026-10-19T06:31:20.009Z","recordsRead":3650,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. 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No date from the publisher is read for this file, so its age is not known here."},{"source":"Malaysia SC investor alert list","readAt":"2026-10-19T09:01:15.606Z","recordsRead":1795,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Moldova procurement ban list","readAt":"2026-09-29T11:00:17.525Z","recordsRead":22,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 29 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"New Zealand Russia Sanctions Register","readAt":"2026-10-20T07:20:49.613Z","recordsRead":529,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Norges Bank (fund exclusions and observation)","readAt":"2026-10-20T10:00:22.713Z","recordsRead":201,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"OFAC Consolidated (non-SDN)","readAt":"2026-10-19T04:12:05.684Z","recordsRead":481,"publishedAt":"2026-09-14T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":481,"daysOldWhenRead":35,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 14 September 2026, 35 days before it was read."},{"source":"OFAC SDN","readAt":"2026-10-19T04:11:19.630Z","recordsRead":17556,"publishedAt":"2026-10-15T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":19457,"daysOldWhenRead":4,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read."},{"source":"Poland MSWiA sanctions list","readAt":"2026-10-21T12:00:25.287Z","recordsRead":131,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"SAM.gov Exclusions (US federal)","readAt":"2026-10-24T06:06:25.724Z","recordsRead":10194,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 24 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Slovenia KPK business restrictions","readAt":"2026-10-15T11:03:08.201Z","recordsRead":4351,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 15 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Swiss FINMA warning list","readAt":"2026-10-19T06:17:48.138Z","recordsRead":2372,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Switzerland SECO Sanctions List","readAt":"2026-10-19T09:03:29.863Z","recordsRead":7040,"publishedAt":"2026-10-15T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":4,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read."},{"source":"Taiwan SHTC export entity list","readAt":"2026-10-21T12:32:56.889Z","recordsRead":11664,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Türkiye MASAK asset freezes","readAt":"2026-10-22T12:00:24.158Z","recordsRead":2304,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"UK OFSI Consolidated List","readAt":"2026-10-08T15:05:56.072Z","recordsRead":5120,"publishedAt":"2026-06-03T00:00:00.000Z","publishedAtBasis":"newest_record_date","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":127,"detail":"Newest designation in the file: 2025-12-19.","statement":"Read on 8 October 2026. The file carries no date of its own; its newest record is dated 3 June 2026, 127 days before it was read. Newest designation in the file: 2025-12-19."},{"source":"UK Sanctions List (FCDO)","readAt":"2026-10-19T05:02:06.515Z","recordsRead":5705,"publishedAt":"2026-10-16T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":3,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 16 October 2026, 3 days before it was read."},{"source":"UN Security Council Consolidated List","readAt":"2026-10-19T03:00:29.225Z","recordsRead":1010,"publishedAt":"2026-10-17T23:00:01.054Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":2,"detail":null,"statement":"Read on 19 October 2026. The publisher dates the file 17 October 2026, 2 days before it was read."},{"source":"US CBP forced-labour orders (WRO & Findings)","readAt":"2026-10-20T13:00:21.679Z","recordsRead":63,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"US Consolidated Screening List","readAt":"2026-10-19T07:03:08.535Z","recordsRead":6474,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"US UFLPA Entity List","readAt":"2026-10-20T09:00:23.120Z","recordsRead":205,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"World Bank Listing of Ineligible Firms and Individuals","readAt":"2026-10-23T07:00:53.623Z","recordsRead":1539,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"c56bd6fd-07bf-4a9b-af35-4ceaa36146d7","takenAt":"2026-09-25T18:00:05.379Z","methodology":"v5","level":"low","overall":45,"digest":"9c809c35ee3b4dd38fa69c96f32471d341b2ff31","coverage":{"dimensions":[{"counts":{"found":1,"not_found":32},"sources":[{"name":"Australia DFAT Consolidated List","status":"not_found","attemptedAt":"2026-09-18T18:00:20.529Z","listDatedAt":null,"listDateBasis":null},{"name":"Brazil CEIS (national procurement exclusions)","status":"not_found","attemptedAt":"2026-09-18T13:10:00.853Z","listDatedAt":null,"listDateBasis":null},{"name":"Brazil MTE employer register (lista suja)","status":"not_found","attemptedAt":"2026-09-18T15:30:10.968Z","listDatedAt":null,"listDateBasis":null},{"name":"Brazil TCU (firms declared inidôneas)","status":"not_found","attemptedAt":"2026-09-18T13:15:09.743Z","listDatedAt":null,"listDateBasis":null},{"name":"Canada Consolidated 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A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}