{"kind":"evidence_file","company":{"id":"8d316bb6-1bf5-475e-879c-abb643a994b8","name":"Erste Bank der oesterreichischen Sparkassen AG","mergedInto":null},"asOf":"2026-10-24T19:50:13.316Z","asOfBasis":"instant","generatedAt":"2026-10-24T20:41:43.886Z","claims":[{"predicate":"name","value":"erste bank der oesterreichischen sparkassen ag","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn12368","observedAt":"2026-09-12T19:05:22.946Z","confirmedAt":"2026-10-23T12:00:07.161Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"AT","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn12368","observedAt":"2026-09-12T19:05:22.955Z","confirmedAt":"2026-10-23T12:00:07.164Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"12368","regime":"Austrian Financial Market Authority (FMA)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:05:22.984Z","designatedAt":"2023-11-23T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Bekanntmachung: FMA verhängt Sanktion gegen die Erste Bank der oesterreichischen Sparkassen AG wegen Verletzung von Organisationsvorschriften im Zusammenhang mit angemessenen Informationen für Kunden Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) gegen die Erste Bank der oesterreichischen Sparkassen AG als juristische Person wegen Verstoß gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften im Zusammenhang mit der Pflicht, Kunden der digitalen Vermögensverwaltung („Invest Manager“ im Rahmen der Nutzung des Internetbankings) angemessene Informationen auf einem dauerhaften Datenträger zur Verfügung zu stellen, eine Geldstrafe von 89.600 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig.\n\n[original (German)]\n\nAnnouncement: FMA imposes sanction against Erste Bank der oesterreichischen Sparkassen AG for a breach of organisational regulations in relation to appropriate information for clients The Austrian Financial Market Authority (FMA) announces that it has imposed a fine of EUR 89,600 against Erste Bank der oesterreichischen Sparkassen AG as a legal person for a breach against the Securities Supervision Act (WAG 2018; Wertpapieraufsichtsgesetz) and Delegated Regulation (EU) 2017/565 for a breach of the organisational regulations in relation to obligation to make appropriate information available to clients of its digital asset management offering (“Invest Manager” within the scope of using its Internet banking offering) on a durable medium, under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The penal order is final.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12368","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"12368","regime":"Austrian Financial Market Authority (FMA)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:23.467Z","recordedAt":"2026-09-12T19:14:23.467Z","designatedAt":"2023-11-23T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Bekanntmachung: FMA verhängt Sanktion gegen die Erste Bank der oesterreichischen Sparkassen AG wegen Verletzung von Organisationsvorschriften im Zusammenhang mit angemessenen Informationen für Kunden Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) gegen die Erste Bank der oesterreichischen Sparkassen AG als juristische Person wegen Verstoß gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften im Zusammenhang mit der Pflicht, Kunden der digitalen Vermögensverwaltung („Invest Manager“ im Rahmen der Nutzung des Internetbankings) angemessene Informationen auf einem dauerhaften Datenträger zur Verfügung zu stellen, eine Geldstrafe von 89.600 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig.\n\n[original (German)]\n\nAnnouncement: FMA imposes sanction against Erste Bank der oesterreichischen Sparkassen AG for a breach of organisational regulations in relation to appropriate information for clients The Austrian Financial Market Authority (FMA) announces that it has imposed a fine of EUR 89,600 against Erste Bank der oesterreichischen Sparkassen AG as a legal person for a breach against the Securities Supervision Act (WAG 2018; Wertpapieraufsichtsgesetz) and Delegated Regulation (EU) 2017/565 for a breach of the organisational regulations in relation to obligation to make appropriate information available to clients of its digital asset management offering (“Invest Manager” within the scope of using its Internet banking offering) on a durable medium, under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The penal order is final.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12368","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"6f02b269-b520-48ca-a726-1fe060ab4f60","takenAt":"2026-09-12T19:15:07.195Z","methodology":"v4","level":"medium","overall":65,"digest":"19a91d91f6728335398a9d11ff4f6d4a01847821","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"AT","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}