{"kind":"evidence_file","company":{"id":"8d7bb62d-9be4-49c7-976f-014830678129","name":"Eurizon Asset Management Slovakia, správ. spol., a.s.","mergedInto":null},"asOf":"2026-10-24T19:53:03.430Z","asOfBasis":"instant","generatedAt":"2026-10-25T01:49:51.273Z","claims":[{"predicate":"identifier","value":"reg_number:35786272","source":"Slovakia ORSF Register","sourceUrl":"https://orsf.sk","sourceRecordId":"35786272","observedAt":"2026-09-12T19:15:05.085Z","confirmedAt":null,"validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"eurizon asset management slovakia sprav spol as","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn3043","observedAt":"2026-09-12T19:04:44.376Z","confirmedAt":"2026-10-23T12:00:05.839Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"eurizon asset management slovakia sprav spol 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Register","sourceUrl":"https://orsf.sk","sourceRecordId":"35786272","observedAt":"2026-09-12T19:15:05.039Z","confirmedAt":null,"validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"3043","regime":"National Bank of Slovakia (NBS)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:04:44.397Z","designatedAt":"2015-11-10T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Národná banka Slovenska, orgán dohľadu príslušný podľa ustanovenia § 193 zákona č. 203/2011 Z. z. o kolektívnom investovaní v znení neskorších predpisov (ďalej len „zákon o kolektívnom investovaní), útvar dohľadu nad finančným trhom príslušný na konanie a rozhodovanie v prvom stupni podľa ustanovenia § 29 zákona č. 747/2004 Z. z. o dohľade nad finančným trhom a o zmene a doplnení niektorých zákonov v znení neskorších predpisov Ukladá podľa ustanovenia § 202 ods. 1 písm. a) zákona o kolektívnom investovaní spoločnosti VÚB Asset Management, správ. spol., a.s., IČO: 35 786 272, so sídlom Mlynské Nivy 1, 820 04 Bratislava 24 za porušenie ustanovenia § 36 ods. 1 v spojení s ustanovením § 48 ods. 2 písm. d) zákona o kolektívnom investovaní tým, že v čase od 01.03.2014 do 30.04.2014 nemala zabezpečenú stálu a účinnú funkciu vnútorného auditu a za porušenie ustanovenia § 35 ods. 2 a ods. 4 písm. b) v spojení s ustanovením § 48 ods. 2 písm. d) zákona o kolektívnom investovaní tým, že v čase od 01.05.2014 do 31.05.2014 nemala zabezpečenú stálu a účinnú funkciu dodržiavania opatrení, stratégií a postupov na identifikáciu rizika pokutu 5 000 eur (slovom: päťtisíc eur).","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn3043","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"3043","regime":"National Bank of Slovakia (NBS)","program":"UCITS","state":"in_force","stateSince":"2026-09-12T19:14:22.170Z","recordedAt":"2026-09-12T19:14:22.170Z","designatedAt":"2015-11-10T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Národná banka Slovenska, orgán dohľadu príslušný podľa ustanovenia § 193 zákona č. 203/2011 Z. z. o kolektívnom investovaní v znení neskorších predpisov (ďalej len „zákon o kolektívnom investovaní), útvar dohľadu nad finančným trhom príslušný na konanie a rozhodovanie v prvom stupni podľa ustanovenia § 29 zákona č. 747/2004 Z. z. o dohľade nad finančným trhom a o zmene a doplnení niektorých zákonov v znení neskorších predpisov Ukladá podľa ustanovenia § 202 ods. 1 písm. a) zákona o kolektívnom investovaní spoločnosti VÚB Asset Management, správ. spol., a.s., IČO: 35 786 272, so sídlom Mlynské Nivy 1, 820 04 Bratislava 24 za porušenie ustanovenia § 36 ods. 1 v spojení s ustanovením § 48 ods. 2 písm. d) zákona o kolektívnom investovaní tým, že v čase od 01.03.2014 do 30.04.2014 nemala zabezpečenú stálu a účinnú funkciu vnútorného auditu a za porušenie ustanovenia § 35 ods. 2 a ods. 4 písm. b) v spojení s ustanovením § 48 ods. 2 písm. d) zákona o kolektívnom investovaní tým, že v čase od 01.05.2014 do 31.05.2014 nemala zabezpečenú stálu a účinnú funkciu dodržiavania opatrení, stratégií a postupov na identifikáciu rizika pokutu 5 000 eur (slovom: päťtisíc eur).","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn3043","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"5651459d-ca2b-45e0-b831-cda2a6474165","takenAt":"2026-09-12T19:15:07.209Z","methodology":"v4","level":"medium","overall":65,"digest":"ee6b6ff1ea0fe8d18dfa5c1a00f0d75550547ce8","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here","holds a register number issued here"],"countryId":"SK","registers":["Slovakia ORSF Register"]}]},"ownership":null},"limits":["No read on or before 24 October 2026 is recorded for one source behind this file (Slovakia ORSF Register), so the version of what was read from it cannot be given.","Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}