{"kind":"evidence_file","company":{"id":"9158e4b0-0468-4c0d-bc6a-5ba047f32375","name":"Dom Maklerski Bank Ochrony Środowiska S.A.","mergedInto":null},"asOf":"2026-10-25T13:15:11.969Z","asOfBasis":"instant","generatedAt":"2026-10-27T09:22:28.434Z","claims":[{"predicate":"identifier","value":"lei:2594003MRRL1L5OVRZ44","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn8710","observedAt":"2026-09-12T19:07:04.055Z","confirmedAt":"2026-10-23T12:00:12.220Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"dom maklerski bank ochrony srodowiska","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn8710","observedAt":"2026-09-12T19:07:04.028Z","confirmedAt":"2026-10-23T12:00:12.207Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"PL","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn8710","observedAt":"2026-09-12T19:07:04.033Z","confirmedAt":"2026-10-23T12:00:12.210Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"8710","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:07:04.066Z","designatedAt":"2019-11-19T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie kary pieniężnej w wysokości 100 000 zł na Dom Maklerski Bank Ochrony Środowiska S.A. w związku ze stwierdzeniem naruszenia art. 79 ustawy o obrocie poprzez niedostateczną realizację obowiązku nadzoru nad agentem firmy inwestycyjnej. Link do komunikatu (po polsku): https://www.knf.gov.pl/o_nas/komunikaty?articleId=67821&p_id=18\n\n[original (Polish)]\n\nImposion of a fine of PLN 100 000 on Brokerage House Bank Ochrony Środowiska S.A. for breaches of the Act on trading in financial instruments which consisted in insufficent supervision activities of the agent of the investment firm. Link to the communication (in Polish): https://www.knf.gov.pl/o_nas/komunikaty?articleId=67821&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn8710","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"8710","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:28.583Z","recordedAt":"2026-09-12T19:14:28.583Z","designatedAt":"2019-11-19T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie kary pieniężnej w wysokości 100 000 zł na Dom Maklerski Bank Ochrony Środowiska S.A. w związku ze stwierdzeniem naruszenia art. 79 ustawy o obrocie poprzez niedostateczną realizację obowiązku nadzoru nad agentem firmy inwestycyjnej. Link do komunikatu (po polsku): https://www.knf.gov.pl/o_nas/komunikaty?articleId=67821&p_id=18\n\n[original (Polish)]\n\nImposion of a fine of PLN 100 000 on Brokerage House Bank Ochrony Środowiska S.A. for breaches of the Act on trading in financial instruments which consisted in insufficent supervision activities of the agent of the investment firm. Link to the communication (in Polish): https://www.knf.gov.pl/o_nas/komunikaty?articleId=67821&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn8710","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"010284d0-bcd3-4127-8942-7df2bd2296af","takenAt":"2026-09-12T19:15:07.373Z","methodology":"v4","level":"medium","overall":65,"digest":"5ba5fd2ccfb22cf693115959615a965201935656","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"PL","registers":["Poland MF VAT White List"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}