{"kind":"evidence_file","company":{"id":"92cf8538-c4a4-4ae1-aa2a-869a6d2cd64e","name":"Copernicus Securities S.A.","mergedInto":null},"asOf":"2026-10-24T19:17:35.619Z","asOfBasis":"instant","generatedAt":"2026-10-25T07:30:17.240Z","claims":[{"predicate":"name","value":"copernicus securities","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn10974","observedAt":"2026-09-12T19:08:07.119Z","confirmedAt":"2026-10-23T12:00:15.899Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"PL","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn10974","observedAt":"2026-09-12T19:08:07.124Z","confirmedAt":"2026-10-23T12:00:15.903Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"10974","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:07.139Z","designatedAt":"2021-05-13T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie kary pieniężnej w wysokości 3 500 000 zł na Copernicus Securities S.A. oraz ograniczenie zezwolenia na prowadzenie działalności maklerskiej w związku ze stwierdzeniem naruszenia przepisów ustawy o obrocie instrumentami finansowymi, wpływając na wykonywanie działalności maklerskiej. Link do komunikatu (po polsku): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73609&p_id=18\n\n[original (Polish)]\n\nImposition of a fine of amount of PLN3 500 000 on Copernicus Securities S.A. and limitation the authorisation to conduct brokerage activities due to breach of regulations of the Act on trading in financial instruments, which influenced excercising brokerage activity. Link to the communication (in Polish): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73609&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10974","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"10974","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:32.175Z","recordedAt":"2026-09-12T19:14:32.175Z","designatedAt":"2021-05-13T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie kary pieniężnej w wysokości 3 500 000 zł na Copernicus Securities S.A. oraz ograniczenie zezwolenia na prowadzenie działalności maklerskiej w związku ze stwierdzeniem naruszenia przepisów ustawy o obrocie instrumentami finansowymi, wpływając na wykonywanie działalności maklerskiej. Link do komunikatu (po polsku): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73609&p_id=18\n\n[original (Polish)]\n\nImposition of a fine of amount of PLN3 500 000 on Copernicus Securities S.A. and limitation the authorisation to conduct brokerage activities due to breach of regulations of the Act on trading in financial instruments, which influenced excercising brokerage activity. Link to the communication (in Polish): https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73609&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10974","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"1398c561-b091-403e-8830-cc0fae970229","takenAt":"2026-09-12T19:15:07.402Z","methodology":"v4","level":"medium","overall":65,"digest":"c1fc50e30681be0428a8f95e2ff6954dd33f13df","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"PL","registers":["Poland MF VAT White List"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}