{"kind":"evidence_file","company":{"id":"9674e471-cd76-4029-a0c0-ca1fb11ea6cc","name":"AVA Trade EU Limited","mergedInto":null},"asOf":"2026-10-24T19:23:43.503Z","asOfBasis":"instant","generatedAt":"2026-10-27T04:51:01.455Z","claims":[{"predicate":"identifier","value":"lei:635400B4JMEKVIH72416","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn2534","observedAt":"2026-09-12T19:04:37.959Z","confirmedAt":"2026-10-23T12:00:05.204Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"ava trade eu","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn2534","observedAt":"2026-09-12T19:04:37.935Z","confirmedAt":"2026-10-23T12:00:05.189Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"IE","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn2534","observedAt":"2026-09-12T19:04:37.941Z","confirmedAt":"2026-10-23T12:00:05.192Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"2534","regime":"Central Bank of Ireland (CBI)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:04:37.968Z","designatedAt":"2014-03-04T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"The Central Bank of Ireland (the \"Central Bank\") has entered into a Settlement Agreement with effect from 4 March 2014 with Ava Capital Markets Limited (the \"Firm\"), a regulated financial services provider, in relation to contraventions of the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. 60 of 2007) (the \"MiFID Regulations\").","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn2534","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"2534","regime":"Central Bank of Ireland (CBI)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:21.604Z","recordedAt":"2026-09-12T19:14:21.604Z","designatedAt":"2014-03-04T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"The Central Bank of Ireland (the \"Central Bank\") has entered into a Settlement Agreement with effect from 4 March 2014 with Ava Capital Markets Limited (the \"Firm\"), a regulated financial services provider, in relation to contraventions of the European Communities (Markets in Financial Instruments) Regulations 2007 (S.I. 60 of 2007) (the \"MiFID Regulations\").","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn2534","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"64575563-9c6a-4de4-9ea0-d733e5e19db5","takenAt":"2026-09-12T19:15:07.622Z","methodology":"v4","level":"medium","overall":65,"digest":"7e813a46de3a66567c953670f30644fc398734cd","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"IE","registers":["Ireland CRO Open Data"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}