{"kind":"evidence_file","company":{"id":"99891bde-4bb3-45a5-9b33-49fe1e3a163e","name":"PRELIUM INVESTMENT SERVICES S.A.","mergedInto":null},"asOf":"2026-10-25T00:48:42.301Z","asOfBasis":"instant","generatedAt":"2026-10-25T04:45:13.265Z","claims":[{"predicate":"name","value":"prelium investment services","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn1686","observedAt":"2026-09-12T19:04:23.488Z","confirmedAt":"2026-10-23T12:00:04.252Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"GR","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn1686","observedAt":"2026-09-12T19:04:23.495Z","confirmedAt":"2026-10-23T12:00:04.256Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"1686","regime":"Hellenic Capital Market Commission (HCMC)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:04:23.515Z","designatedAt":"2014-09-09T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Επέβαλε πρόστιμο 2.000 ευρώ στην εταιρία «PRELIUM Α.Ε.Π.Ε.Υ.» για παραβάσεις για παραβάσεις της παραγράφου 1(ε) του άρθρου 3 της απόφασης 5/452/1.11.2007 του Διοικητικού Συμβουλίου της Επιτροπής Κεφαλαιαγοράς σε συνδυασμό με την παράγραφο 2 του άρθρου 29 του ν. 3606/2007 αναφορικά με ενέργειες συνδεδεμένων αντιπροσώπων της","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn1686","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"1686","regime":"Hellenic Capital Market Commission (HCMC)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:20.792Z","recordedAt":"2026-09-12T19:14:20.792Z","designatedAt":"2014-09-09T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Επέβαλε πρόστιμο 2.000 ευρώ στην εταιρία «PRELIUM Α.Ε.Π.Ε.Υ.» για παραβάσεις για παραβάσεις της παραγράφου 1(ε) του άρθρου 3 της απόφασης 5/452/1.11.2007 του Διοικητικού Συμβουλίου της Επιτροπής Κεφαλαιαγοράς σε συνδυασμό με την παράγραφο 2 του άρθρου 29 του ν. 3606/2007 αναφορικά με ενέργειες συνδεδεμένων αντιπροσώπων της","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn1686","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"1566fa73-02ef-4493-97c3-980e1fcd1dce","takenAt":"2026-09-12T19:15:07.740Z","methodology":"v4","level":"medium","overall":65,"digest":"d8dd9334420857bcce3d1e7d215327c45d76464c","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"GR","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}