{"kind":"evidence_file","company":{"id":"99c2a286-7030-440e-b098-30467cb78040","name":"COLMEX PRO LTD","mergedInto":null},"asOf":"2026-10-25T14:16:07.009Z","asOfBasis":"instant","generatedAt":"2026-10-27T07:53:36.467Z","claims":[{"predicate":"identifier","value":"lei:213800R72FXE6691UM97","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14155","observedAt":"2026-09-12T19:09:02.089Z","confirmedAt":"2026-10-23T12:00:20.489Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"colmex pro","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14155","observedAt":"2026-09-12T19:09:02.067Z","confirmedAt":"2026-10-23T12:00:20.475Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"CY","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14155","observedAt":"2026-09-12T19:09:02.073Z","confirmedAt":"2026-10-23T12:00:20.478Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14155","regime":"Cyprus Securities and Exchange Commission (CySEC)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:09:02.099Z","designatedAt":"2025-02-24T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"\"A settlement has been reached with the CIF Colmex Pro Ltd (‘the Company’) for possible violations of the Investment Services and Activities and Regulated Markets Law of 2017 (‘the Law’) and the Regulation (EU) Νο. 600/2014. More specifically, the investigation for which the settlement was reached involved a supervisory review conducted at the Company, which, during the period from 17.1.2021 to 24.2.2023, may have acted in violation of the: 1. Article 5(1) of the Law, regarding the requirement for CIF authorization. 2. Article 22(1) of the Law, as to the authorisation condition laid down in article 17(2) of the Law, regarding the organizational requirements with which a CIF is required to comply. 3. Article 24(1) of the Law, regarding the conflicts of interest. 4. Article 25, sections (1), (2)(b), (3)(a) and (4)(a)(ii) of the Law, regarding the general principles and information addressed to clients. 5. Article 26(3)(a) of the Law, regarding the assessment of appropriateness. 6. Article 28(7) of the Law, regarding the obligation to execute orders on terms most favourable to the client.7. Article 42 of the Regulation (EU) Νο. 600/2014 regarding the product intervention by competent authorities, particularly paragraph 5 of the CySEC’s Directive DI87-09 for the restriction on the marketing, distribution, and sale of contracts for difference (CFDs) to retail clients. The settlement reached with the Company for the possible violations is for the amount of €200.000, which the Company has already paid.\"","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14155","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14155","regime":"Cyprus Securities and Exchange Commission (CySEC)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:36.750Z","recordedAt":"2026-09-12T19:14:36.750Z","designatedAt":"2025-02-24T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"\"A settlement has been reached with the CIF Colmex Pro Ltd (‘the Company’) for possible violations of the Investment Services and Activities and Regulated Markets Law of 2017 (‘the Law’) and the Regulation (EU) Νο. 600/2014. More specifically, the investigation for which the settlement was reached involved a supervisory review conducted at the Company, which, during the period from 17.1.2021 to 24.2.2023, may have acted in violation of the: 1. Article 5(1) of the Law, regarding the requirement for CIF authorization. 2. Article 22(1) of the Law, as to the authorisation condition laid down in article 17(2) of the Law, regarding the organizational requirements with which a CIF is required to comply. 3. Article 24(1) of the Law, regarding the conflicts of interest. 4. Article 25, sections (1), (2)(b), (3)(a) and (4)(a)(ii) of the Law, regarding the general principles and information addressed to clients. 5. Article 26(3)(a) of the Law, regarding the assessment of appropriateness. 6. Article 28(7) of the Law, regarding the obligation to execute orders on terms most favourable to the client.7. Article 42 of the Regulation (EU) Νο. 600/2014 regarding the product intervention by competent authorities, particularly paragraph 5 of the CySEC’s Directive DI87-09 for the restriction on the marketing, distribution, and sale of contracts for difference (CFDs) to retail clients. The settlement reached with the Company for the possible violations is for the amount of €200.000, which the Company has already paid.\"","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14155","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"1838c747-904b-421b-801d-25572e166ac3","takenAt":"2026-09-12T19:15:07.755Z","methodology":"v4","level":"medium","overall":65,"digest":"696816ccb479c2d0446e1af233d8aabc66db653b","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"CY","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}