{"id":"9a6d6cd8-2f88-4fad-808a-5ef170c85bfd","entityType":"company","canonicalName":"ACTIVOTRADE VALORES, SOCIEDAD DE VALORES, SOCIEDAD ANÓNIMA","primaryCountryId":"ES","website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:05:24.516Z","updatedAt":"2026-09-12T19:05:24.516Z","aliases":[{"id":"1f0c0129-52c8-4afc-8d96-3b4a394c436b","entityId":"9a6d6cd8-2f88-4fad-808a-5ef170c85bfd","name":"ACTIVOTRADE VALORES, SOCIEDAD DE VALORES, SOCIEDAD ANÓNIMA","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:05:24.537Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[],"sanctions":[{"id":"26cd2e12-0dbe-416b-8777-ed660b39fb8f","entityId":"9a6d6cd8-2f88-4fad-808a-5ef170c85bfd","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:05:24.554Z","lastSeenAt":"2026-09-12T19:10:56.884Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2023-07-17T00:00:00.000Z","legalBasis":null,"reason":"https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of €50,000 on ACTIVOTRADE, AV S.A, for committing a serious infringement defined under Article 296 (5) of the Consolidated Text of the Securities Market Act, approved by Royal Legislative Decree 4/2015, of 23 October, in relation to article 182 thereof, for not having corporate governance systems and procedures that guarantee its effective and prudent management and, specifically, for the board of directors not establishing an adequate organizational structure, guaranteeing the integrity of relevant information, or carrying out an effective supervision of the senior management. THIS DECISION HAS BEEN DECLARED FINAL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12180","validTo":null,"listingId":"12180","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"c010bc65-0964-4ca6-ad09-89b907d5f1fe","entityId":"9a6d6cd8-2f88-4fad-808a-5ef170c85bfd","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:23.514Z","lastSeenAt":"2026-10-23T12:00:07.221Z","delistedAt":null,"designatedAt":"2023-07-17T00:00:00.000Z","legalBasis":null,"reason":"https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of €50,000 on ACTIVOTRADE, AV S.A, for committing a serious infringement defined under Article 296 (5) of the Consolidated Text of the Securities Market Act, approved by Royal Legislative Decree 4/2015, of 23 October, in relation to article 182 thereof, for not having corporate governance systems and procedures that guarantee its effective and prudent management and, specifically, for the board of directors not establishing an adequate organizational structure, guaranteeing the integrity of relevant information, or carrying out an effective supervision of the senior management. THIS DECISION HAS BEEN DECLARED FINAL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12180","validTo":null,"listingId":"12180","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"}],"officers":[],"sourceLinks":[{"externalId":"sn12180","fetchedAt":"2026-10-23T12:00:07.217Z","source":{"name":"ESMA Sanctions Register","url":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","official":false,"entityType":"debarment"}}],"relationshipsAsChild":[],"relationshipsAsParent":[]}