{"id":"b99b255d-f46c-48a5-b203-85fd0be7a23c","entityType":"company","canonicalName":"LINK SECURITIES, SOCIEDAD DE VALORES, S.A.","primaryCountryId":"ES","website":null,"status":null,"industryCode":null,"industryLabel":null,"legalFormSuffix":null,"legalFormElf":null,"legalFormLabel":null,"addressLine":null,"addressCity":null,"addressPostalCode":null,"employees":null,"employeesAsOf":null,"vesselType":null,"buildYear":null,"createdAt":"2026-09-12T19:05:50.777Z","updatedAt":"2026-09-12T19:05:50.777Z","aliases":[{"id":"98c2ffd5-b3d9-4b63-b4a0-32fbfb3c91f8","entityId":"b99b255d-f46c-48a5-b203-85fd0be7a23c","name":"LINK SECURITIES, SOCIEDAD DE VALORES, S.A.","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:05:50.798Z","source":{"name":"ESMA Sanctions Register"}}],"identifiers":[],"sanctions":[{"id":"8df2729c-5579-416b-8843-b52cbf8d80f5","entityId":"b99b255d-f46c-48a5-b203-85fd0be7a23c","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:05:50.812Z","lastSeenAt":"2026-09-12T19:10:57.323Z","delistedAt":"2026-09-12T19:14:37.287Z","designatedAt":"2023-07-28T00:00:00.000Z","legalBasis":null,"reason":"https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx\n\n[original (Spanish)]\n\nCNMV has imposed a fine of 50,000 euros on Link Securities, S.V., S.A, for committing a very serious infringement defined in Article 283 (12) of the Consolidated Text of the Securities Market Act, approved by Royal Legislative Decree 4/2015, of 23 October, in relation to Article 208 (bis) of the aforementioned legal text, for having breached Link Securities, S.V., S.A. the regulations relating to measures to prevent conflict of interest in relation to the management of the entity's own account and the management of client portfolios. THIS DECISION HAS BEEN DECLARED FINAL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12175","validTo":null,"listingId":"12175","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"},{"id":"b4bc21f5-3fd1-4573-9b00-3fab2a9bdf0f","entityId":"b99b255d-f46c-48a5-b203-85fd0be7a23c","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","sourceId":"2a93add4-d591-4a24-a7f9-81e5124d2a2d","createdAt":"2026-09-12T19:14:24.064Z","lastSeenAt":"2026-10-23T12:00:07.779Z","delistedAt":null,"designatedAt":"2023-07-28T00:00:00.000Z","legalBasis":null,"reason":"https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx\n\n[original (Spanish)]\n\nCNMV has imposed a fine of 50,000 euros on Link Securities, S.V., S.A, for committing a very serious infringement defined in Article 283 (12) of the Consolidated Text of the Securities Market Act, approved by Royal Legislative Decree 4/2015, of 23 October, in relation to Article 208 (bis) of the aforementioned legal text, for having breached Link Securities, S.V., S.A. the regulations relating to measures to prevent conflict of interest in relation to the management of the entity's own account and the management of client portfolios. THIS DECISION HAS BEEN DECLARED FINAL.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12175","validTo":null,"listingId":"12175","source":{"name":"ESMA Sanctions Register","entityType":"debarment"},"listKind":"debarment"}],"officers":[],"sourceLinks":[{"externalId":"sn12175","fetchedAt":"2026-10-23T12:00:07.775Z","source":{"name":"ESMA Sanctions Register","url":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","official":false,"entityType":"debarment"}}],"relationshipsAsChild":[],"relationshipsAsParent":[]}