{"kind":"evidence_file","company":{"id":"bc954cc0-b2e4-4179-90bf-4743a1c4f820","name":"GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.","mergedInto":null},"asOf":"2026-10-25T16:39:21.929Z","asOfBasis":"instant","generatedAt":"2026-10-25T17:45:27.692Z","claims":[{"predicate":"name","value":"gestion de patrimonios mobiliarios sociedad de valores","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn13679","observedAt":"2026-09-12T19:06:31.426Z","confirmedAt":"2026-10-23T12:00:09.621Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"ES","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn13679","observedAt":"2026-09-12T19:06:31.431Z","confirmedAt":"2026-10-23T12:00:09.624Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"13679","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:06:31.447Z","designatedAt":"2024-09-23T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto una multa de 30.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 de la LMV, en relación con el artículo 192 bis del mismo texto legal y su normativa de desarrollo, por las deficiencias reiteradas y graves encontradas en los mecanismos de control interno, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 30,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the Spanish Securities Market Law (LVM for its abbreviation Spanish), in relation to Article 192 bis of the same legal text and its implementing regulations, due to the repeated and serious deficiencies identified in the internal control mechanisms, during the inspected period between 1 January and 30 June 2022. THIS DECISION HAS BEEN DECLARED FINAL","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13679","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"13679","regime":"Comisión Nacional del Mercado de Valores (CNMV)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:25.882Z","recordedAt":"2026-09-12T19:14:25.882Z","designatedAt":"2024-09-23T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"La CNMV ha impuesto una multa de 30.000 euros a GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., por la comisión de una infracción muy grave tipificada en el artículo 283.3 de la LMV, en relación con el artículo 192 bis del mismo texto legal y su normativa de desarrollo, por las deficiencias reiteradas y graves encontradas en los mecanismos de control interno, en el periodo inspeccionado comprendido entre el 1 de enero de 2022 y el 30 de junio de 2022.\n\n[original (Spanish)]\n\nThe CNMV has imposed a fine of 30,000 euros on GESTIÓN DE PATRIMONIOS MOBILIARIOS, S.V., S.A., for committing a very serious infringement classified in Article 283(3) of the Spanish Securities Market Law (LVM for its abbreviation Spanish), in relation to Article 192 bis of the same legal text and its implementing regulations, due to the repeated and serious deficiencies identified in the internal control mechanisms, during the inspected period between 1 January and 30 June 2022. THIS DECISION HAS BEEN DECLARED FINAL","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13679","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"2ffc52a0-04ab-4b18-af3f-c6e94b8825dc","takenAt":"2026-09-12T19:15:09.196Z","methodology":"v4","level":"medium","overall":65,"digest":"d34dec7ba80b6872adba13063460ef6a516ec7ec","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:14:40.601Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"ES","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}