{"kind":"evidence_file","company":{"id":"cd0cf705-346e-4378-83e7-ca37d5fd81a7","name":"Tuleva Fondid AS","mergedInto":null},"asOf":"2026-10-24T19:18:35.871Z","asOfBasis":"instant","generatedAt":"2026-10-27T00:59:02.580Z","claims":[{"predicate":"name","value":"tuleva fondid as","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14739","observedAt":"2026-09-12T19:08:59.989Z","confirmedAt":"2026-10-23T12:00:20.176Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"EE","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14739","observedAt":"2026-09-12T19:08:59.992Z","confirmedAt":"2026-10-23T12:00:20.179Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14739","regime":"Estonian Financial Supervision Authority (EFSA)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:09:00.003Z","designatedAt":"2025-02-04T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Karistada RekS § 33 lg-s 2, § 35 lg-s 2 ja IFS § 482 lg-s 2 sätestatud väärtegude toimepanemise eest, kohaldades KarS § 63 lg 1, IFS § 482 lg 2 alusel rahatrahviga 17 500 eurot.\n\n[original (Estonian)]\n\nFor committing misdemeanors specified in Section 33 Subsection 2 and Section 35 Subsection 2 of the Advertisement Act, as well as Section 482 Subsection 2 of the Investment Funds Act, applying Section 63 Subsection 1 of the Penal Code, punish on the basis of Section 482 Subsection 2 of the Investment Funds Act, with a fine of 17 500 EUR.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14739","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14739","regime":"Estonian Financial Supervision Authority (EFSA)","program":"UCITS","state":"in_force","stateSince":"2026-09-12T19:14:36.448Z","recordedAt":"2026-09-12T19:14:36.448Z","designatedAt":"2025-02-04T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Karistada RekS § 33 lg-s 2, § 35 lg-s 2 ja IFS § 482 lg-s 2 sätestatud väärtegude toimepanemise eest, kohaldades KarS § 63 lg 1, IFS § 482 lg 2 alusel rahatrahviga 17 500 eurot.\n\n[original (Estonian)]\n\nFor committing misdemeanors specified in Section 33 Subsection 2 and Section 35 Subsection 2 of the Advertisement Act, as well as Section 482 Subsection 2 of the Investment Funds Act, applying Section 63 Subsection 1 of the Penal Code, punish on the basis of Section 482 Subsection 2 of the Investment Funds Act, with a fine of 17 500 EUR.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14739","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"2ee03a39-fdd6-418f-b12d-00c4ebb3598f","takenAt":"2026-09-12T19:14:37.560Z","methodology":"v4","level":"medium","overall":65,"digest":"5f12e9940b949d3a2233cc52ecedc4600e9614d2","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:11:10.666Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"EE","registers":["Estonia e-Business Register"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}