{"kind":"evidence_file","company":{"id":"d85e9e41-d317-4913-9b1d-0209e1138cbe","name":"REGIS TR, S.A.","mergedInto":null},"asOf":"2026-10-25T00:48:55.928Z","asOfBasis":"instant","generatedAt":"2026-10-25T04:45:19.427Z","claims":[{"predicate":"name","value":"regis tr","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn13260","observedAt":"2026-09-12T19:08:44.221Z","confirmedAt":"2026-10-23T12:00:18.930Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"13260","regime":"European Securities and Markets Authority","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:08:44.234Z","designatedAt":"2022-03-22T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined trade repository REGIS-TR €186,000 for eight breaches of the European Market Infrastructure Regulation (EMIR). The breaches relate to failures in ensuring the integrity of data and providing direct and immediate access to regulators. The breaches were committed between 2017 and 2020. Five out of eight breaches were found to have resulted from negligence on the part of REGIS-TR.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13260","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"13260","regime":"European Securities and Markets Authority","program":"EMIR","state":"in_force","stateSince":"2026-09-12T19:14:35.227Z","recordedAt":"2026-09-12T19:14:35.227Z","designatedAt":"2022-03-22T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined trade repository REGIS-TR €186,000 for eight breaches of the European Market Infrastructure Regulation (EMIR). The breaches relate to failures in ensuring the integrity of data and providing direct and immediate access to regulators. The breaches were committed between 2017 and 2020. Five out of eight breaches were found to have resulted from negligence on the part of REGIS-TR.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13260","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"89d20b5f-523e-40e7-b1ea-10b768164a7f","takenAt":"2026-09-12T19:14:38.399Z","methodology":"v4","level":"medium","overall":65,"digest":"8f7396d60213ab68d50c60bb860d552221043afe","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:11:10.666Z"}],"dimension":"sanctions"}],"jurisdictions":[]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}