{"kind":"evidence_file","company":{"id":"e06d1066-517c-47e3-9a3d-f4b40938fbed","name":"Mercurius Dom Maklerski Sp. z o.o.","mergedInto":null},"asOf":"2026-10-25T00:51:01.106Z","asOfBasis":"instant","generatedAt":"2026-10-27T10:48:24.562Z","claims":[{"predicate":"identifier","value":"lei:259400CWQ1D4C4Q73J14","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7932","observedAt":"2026-09-12T19:07:01.827Z","confirmedAt":"2026-10-23T12:00:12.103Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"identifier","value":"lei:259400CWQ1D4C4Q73J14","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7927","observedAt":"2026-09-12T19:07:09.222Z","confirmedAt":"2026-10-23T12:00:12.530Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"identifier","value":"lei:259400CWQ1D4C4Q73J14","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7953","observedAt":"2026-09-12T19:07:14.775Z","confirmedAt":"2026-10-23T12:00:12.809Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"mercurius dom maklerski","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7932","observedAt":"2026-09-12T19:07:01.805Z","confirmedAt":"2026-10-23T12:00:12.090Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"mercurius dom maklerski","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7927","observedAt":"2026-09-12T19:07:09.203Z","confirmedAt":"2026-10-23T12:00:12.516Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"mercurius dom maklerski","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7953","observedAt":"2026-09-12T19:07:14.755Z","confirmedAt":"2026-10-23T12:00:12.795Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"PL","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7932","observedAt":"2026-09-12T19:07:01.811Z","confirmedAt":"2026-10-23T12:00:12.093Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"PL","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7927","observedAt":"2026-09-12T19:07:09.207Z","confirmedAt":"2026-10-23T12:00:12.519Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"PL","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn7953","observedAt":"2026-09-12T19:07:14.762Z","confirmedAt":"2026-10-23T12:00:12.799Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"7932","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:07:01.841Z","designatedAt":"2018-08-21T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Wszczęcie postępowania administracyjnego wobec Mercurius Dom Maklerski Sp. z o.o.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7932","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7927","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:07:09.235Z","designatedAt":"2018-12-18T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie na Mercurius Dom maklerski Sp. z o.o. kary pieniężnej w wysokości 430 000 zł oraz ograniczyła zezwolenie w zakresie prowadzenia działalności maklerskiej w zakresie oferowania instrumentów finansowych.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7927","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7953","regime":"Polish Financial Supervisory Authority (KNF)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:07:14.784Z","designatedAt":"2019-07-09T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Utrzymanie w mocy w części decyzji Komisji Nadzoru Finansowego z dnia 18 grudnia 2018 r. w przedmiocie cofnięcia Mercurius Dom Maklerski sp. z o.o. zezwolenia na prowadzenie działalności maklerskiej i uchylenie w części ww. decyzji oraz nałożenie kary pieniężnej w wysokości 169 000 zł w związku z naruszeniem art. 72 ustawy o obrocie instrumentami finansowymi poprzez udział w oferowaniu obligacji spółki GetBack S.A. przez podmiot do tego nieupoważniony. Link do komunikatu (po polsku): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18\n\n[original (Polish)]\n\nUpholding in part the final decision of the KNF Board of 18 December 2018 on the withdrawal of authorisation of Mercurius Dom Maklerski sp. z o.o. to conduct brokerage activities, and repealing the said decision in part, imposition of a fine of PLN 169 000 for a breach of Article 72 of the Act on trading in financial instruments which consisted in an unauthorised entity offering the bonds of GetBack S.A. Link to the communication (in Polish): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7953","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7932","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:28.430Z","recordedAt":"2026-09-12T19:14:28.430Z","designatedAt":"2018-08-21T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Wszczęcie postępowania administracyjnego wobec Mercurius Dom Maklerski Sp. z o.o.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7932","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7927","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:28.908Z","recordedAt":"2026-09-12T19:14:28.908Z","designatedAt":"2018-12-18T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Nałożenie na Mercurius Dom maklerski Sp. z o.o. kary pieniężnej w wysokości 430 000 zł oraz ograniczyła zezwolenie w zakresie prowadzenia działalności maklerskiej w zakresie oferowania instrumentów finansowych.","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7927","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"7953","regime":"Polish Financial Supervisory Authority (KNF)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:29.233Z","recordedAt":"2026-09-12T19:14:29.233Z","designatedAt":"2019-07-09T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"Utrzymanie w mocy w części decyzji Komisji Nadzoru Finansowego z dnia 18 grudnia 2018 r. w przedmiocie cofnięcia Mercurius Dom Maklerski sp. z o.o. zezwolenia na prowadzenie działalności maklerskiej i uchylenie w części ww. decyzji oraz nałożenie kary pieniężnej w wysokości 169 000 zł w związku z naruszeniem art. 72 ustawy o obrocie instrumentami finansowymi poprzez udział w oferowaniu obligacji spółki GetBack S.A. przez podmiot do tego nieupoważniony. Link do komunikatu (po polsku): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18\n\n[original (Polish)]\n\nUpholding in part the final decision of the KNF Board of 18 December 2018 on the withdrawal of authorisation of Mercurius Dom Maklerski sp. z o.o. to conduct brokerage activities, and repealing the said decision in part, imposition of a fine of PLN 169 000 for a breach of Article 72 of the Act on trading in financial instruments which consisted in an unauthorised entity offering the bonds of GetBack S.A. Link to the communication (in Polish): https://www.knf.gov.pl/o_nas/komunikaty?articleId=66478&p_id=18","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn7953","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"27b373ce-fc6f-4bd1-b25c-2955985a12cd","takenAt":"2026-09-12T19:14:38.696Z","methodology":"v4","level":"medium","overall":65,"digest":"bf4eb093bec16b242cac20272bc7c4f90c017c60","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:11:10.666Z"}],"dimension":"sanctions"}],"jurisdictions":[{"reasons":["registered here"],"countryId":"PL","registers":["Poland MF VAT White List"]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}