{"kind":"evidence_file","company":{"id":"e13a80bc-b771-4677-b94d-e27e7c222c54","name":"TITANEDGE SECURITIES LTD","mergedInto":null},"asOf":"2026-10-25T00:48:18.433Z","asOfBasis":"instant","generatedAt":"2026-10-26T19:19:11.227Z","claims":[{"predicate":"identifier","value":"lei:984500E01C036E10C061","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14152","observedAt":"2026-09-12T19:06:37.028Z","confirmedAt":"2026-10-23T12:00:10.742Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"titanedge securities","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14152","observedAt":"2026-09-12T19:06:37.006Z","confirmedAt":"2026-10-23T12:00:10.728Z","validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"CY","source":"ESMA Sanctions Register","sourceUrl":"https://registers.esma.europa.eu/publication/searchRegister?core=esma_registers_sanctions","sourceRecordId":"sn14152","observedAt":"2026-09-12T19:06:37.012Z","confirmedAt":"2026-10-23T12:00:10.731Z","validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"14152","regime":"Cyprus Securities and Exchange Commission (CySEC)","program":"Debarment","state":"lifted","stateSince":"2026-09-12T19:14:37.309Z","recordedAt":"2026-09-12T19:06:37.043Z","designatedAt":"2023-11-24T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"The Cyprus Securities and Exchange Commission (“the CySEC”) would like to note the following: CySEC, under article 37(4) of the Cyprus Securities and Exchange Commission Law of 2009, has the power to reach a settlement for any violation or possible violation, act or omission for which there is reasonable ground to believe that it took place in violation of the provisions of CySEC’s supervised legislation. A settlement has been reached with the CIF Titanedge Securities Ltd (LEI 984500E01C036E10C061) (“the Company”) for possible violations of Τhe Investment Services and Activities and Regulated Markets Law of 2017 (“the Law”). More specifically, the investigation for which the settlement was reached, involved assessing the Company’s compliance, for the period of October 2022 to July 2023 with article 25(1) and article 25(3) of the Law, as specified in article 44 of the Commission Delegated Regulation (EU) 2017/565, regarding the general principles and information addressed to clients. The settlement reached with the Company, for the possible violations, is for the amount of €90.000, which the Company has already paid. It is noted that the amounts due to settlement agreements are calculated as revenue (income) to the Treasury of the Republic and do not constitute income of CySEC","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14152","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"},{"listingId":"14152","regime":"Cyprus Securities and Exchange Commission (CySEC)","program":"MiFID","state":"in_force","stateSince":"2026-09-12T19:14:27.018Z","recordedAt":"2026-09-12T19:14:27.018Z","designatedAt":"2023-11-24T00:00:00.000Z","validTo":null,"legalBasis":null,"reason":"The Cyprus Securities and Exchange Commission (“the CySEC”) would like to note the following: CySEC, under article 37(4) of the Cyprus Securities and Exchange Commission Law of 2009, has the power to reach a settlement for any violation or possible violation, act or omission for which there is reasonable ground to believe that it took place in violation of the provisions of CySEC’s supervised legislation. A settlement has been reached with the CIF Titanedge Securities Ltd (LEI 984500E01C036E10C061) (“the Company”) for possible violations of Τhe Investment Services and Activities and Regulated Markets Law of 2017 (“the Law”). More specifically, the investigation for which the settlement was reached, involved assessing the Company’s compliance, for the period of October 2022 to July 2023 with article 25(1) and article 25(3) of the Law, as specified in article 44 of the Commission Delegated Regulation (EU) 2017/565, regarding the general principles and information addressed to clients. The settlement reached with the Company, for the possible violations, is for the amount of €90.000, which the Company has already paid. It is noted that the amounts due to settlement agreements are calculated as revenue (income) to the Treasury of the Republic and do not constitute income of CySEC","sanctionType":null,"documentUrl":"https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14152","assertedBy":["ESMA Sanctions Register"],"sourceNow":"ESMA Sanctions Register"}],"ownership":[],"lists":[{"source":"ESMA Sanctions Register","readAt":"2026-10-23T12:00:38.517Z","recordsRead":845,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"d530db9e-aa4d-458f-bd90-3f050f23a529","takenAt":"2026-09-12T19:14:38.747Z","methodology":"v4","level":"medium","overall":65,"digest":"803f13ff8b3e82dbd1acc8ce8ac25c173c9e7dbd","coverage":{"dimensions":[{"counts":{"found":1},"sources":[{"name":"ESMA Sanctions Register","status":"found","attemptedAt":"2026-09-12T19:11:10.666Z"}],"dimension":"sanctions"}],"jurisdictions":[{"gap":"No company register for this jurisdiction has been connected to this system, and none has been examined.","reasons":["registered here"],"countryId":"CY","registers":[]}]},"ownership":null},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.","No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland."]}