{"kind":"evidence_file","company":{"id":"fe552d6f-3f04-4e38-aad5-9463c4333454","name":"ALLIANCE CAPITAL KS SP Z O O","mergedInto":null},"asOf":"2026-09-18T23:59:59.999Z","asOfBasis":"end_of_day","generatedAt":"2026-10-26T18:29:19.322Z","claims":[{"predicate":"identifier","value":"reg_number:7010994804","source":"UK Sanctions List (FCDO)","sourceUrl":"https://sanctionslist.fcdo.gov.uk/docs/UK-Sanctions-List.xml","sourceRecordId":"RUS3179","observedAt":"2026-09-13T15:02:45.883Z","confirmedAt":null,"validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"name","value":"alliance capital ks sp z o o","source":"UK Sanctions List (FCDO)","sourceUrl":"https://sanctionslist.fcdo.gov.uk/docs/UK-Sanctions-List.xml","sourceRecordId":"RUS3179","observedAt":"2026-09-13T15:02:45.858Z","confirmedAt":null,"validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"primary_country","value":"PL","source":"UK Sanctions List (FCDO)","sourceUrl":"https://sanctionslist.fcdo.gov.uk/docs/UK-Sanctions-List.xml","sourceRecordId":"RUS3179","observedAt":"2026-09-13T15:02:45.861Z","confirmedAt":null,"validFrom":null,"validTo":null,"supersededLater":null},{"predicate":"website","value":"https://alliancecapital.org","source":"UK Sanctions List (FCDO)","sourceUrl":"https://sanctionslist.fcdo.gov.uk/docs/UK-Sanctions-List.xml","sourceRecordId":"RUS3179","observedAt":"2026-09-13T15:02:45.864Z","confirmedAt":null,"validFrom":null,"validTo":null,"supersededLater":null}],"listings":[{"listingId":"RUS3179","regime":"UK OFSI","program":"Russia","state":"in_force","stateSince":"2026-09-13T15:02:45.890Z","recordedAt":"2026-09-13T15:02:45.890Z","designatedAt":"2026-02-24T00:00:00.000Z","validTo":null,"legalBasis":"The Russia (Sanctions) (EU Exit) Regulations 2019","reason":"The Secretary of State considers that there are reasonable grounds to suspect that ALLIANCE CAPITAL KS SP ZOO is or has been involved in destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine by owning or controlling directly or indirectly a person making available goods or technology that could contribute to destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine, namely LLC JV CHEMISTRY INTERNATIONAL.","sanctionType":"Asset freeze, Trust Services Sanctions, Director Disqualification Sanction","documentUrl":null,"assertedBy":["UK Sanctions List (FCDO)"],"sourceNow":"UK Sanctions List (FCDO)"}],"ownership":[{"verdictId":"5854fdec-56da-4f78-a7f5-084fc1e63bc6","address":"/api/ownership/verdicts/5854fdec-56da-4f78-a7f5-084fc1e63bc6","test":"Canadian deemed ownership","value":"No designated holder found where the chain could be followed; it breaks at 3 points","observedAt":"2026-09-18T11:36:08.593Z","confirmedAt":null,"supersededLater":null},{"verdictId":"c84abd44-cc68-49c5-8d14-03a8cda5d6c6","address":"/api/ownership/verdicts/c84abd44-cc68-49c5-8d14-03a8cda5d6c6","test":"Swiss ownership and control","value":"No designated holder found where the chain could be followed; it breaks at 3 points","observedAt":"2026-09-18T11:36:08.593Z","confirmedAt":null,"supersededLater":null},{"verdictId":"bf43f476-52cd-4c02-879a-e6d4d239c6f1","address":"/api/ownership/verdicts/bf43f476-52cd-4c02-879a-e6d4d239c6f1","test":"EU owning or controlling","value":"No designated holder found where the chain could be followed; it breaks at 3 points","observedAt":"2026-09-18T11:36:08.593Z","confirmedAt":null,"supersededLater":null},{"verdictId":"6f56325a-c480-4db0-8f47-a14f6acb79a9","address":"/api/ownership/verdicts/6f56325a-c480-4db0-8f47-a14f6acb79a9","test":"OFAC 50 percent rule","value":"No designated holder found where the chain could be followed; it breaks at 3 points","observedAt":"2026-09-18T11:36:08.593Z","confirmedAt":null,"supersededLater":null},{"verdictId":"d61fed5a-5d5c-417c-a1f1-1cb33f136b9a","address":"/api/ownership/verdicts/d61fed5a-5d5c-417c-a1f1-1cb33f136b9a","test":"UK ownership and control","value":"Designated itself, so frozen","observedAt":"2026-09-18T11:36:08.593Z","confirmedAt":null,"supersededLater":null}],"lists":[{"source":"Canada Consolidated Autonomous Sanctions List","readAt":"2026-09-17T10:47:29.329Z","recordsRead":5698,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 17 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"EBRD Ineligible Entities","readAt":"2026-09-17T20:01:15.591Z","recordsRead":1278,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 17 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"EU Consolidated Sanctions List","readAt":"2026-09-13T14:34:50.281Z","recordsRead":6234,"publishedAt":"2026-08-05T14:47:04.449Z","publishedAtBasis":"stated_in_file","publisherVersion":"globalFileId 184961","publisherRecordCount":null,"daysOldWhenRead":39,"detail":null,"statement":"Read on 13 September 2026. The publisher dates the file 5 August 2026, 39 days before it was read."},{"source":"France AMF blacklist of unauthorised actors","readAt":"2026-09-18T11:10:20.143Z","recordsRead":2553,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 18 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"IDB Sanctioned Firms and Individuals","readAt":"2026-09-18T10:45:19.156Z","recordsRead":530,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 18 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Latvia FID frozen assets register","readAt":"2026-09-18T10:30:15.354Z","recordsRead":181,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 18 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"New Zealand Russia Sanctions Register","readAt":"2026-09-15T10:45:34.697Z","recordsRead":529,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 15 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Norges Bank (fund exclusions and observation)","readAt":"2026-09-15T11:15:19.645Z","recordsRead":201,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 15 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"OFAC Consolidated (non-SDN)","readAt":"2026-09-17T19:30:23.941Z","recordsRead":481,"publishedAt":"2026-09-14T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":481,"daysOldWhenRead":3,"detail":null,"statement":"Read on 17 September 2026. The publisher dates the file 14 September 2026, 3 days before it was read."},{"source":"OFAC SDN","readAt":"2026-09-13T14:47:39.470Z","recordsRead":17506,"publishedAt":"2026-09-10T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":19388,"daysOldWhenRead":3,"detail":null,"statement":"Read on 13 September 2026. The publisher dates the file 10 September 2026, 3 days before it was read."},{"source":"Poland MSWiA sanctions list","readAt":"2026-09-18T08:33:17.131Z","recordsRead":131,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 18 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Swiss FINMA warning list","readAt":"2026-09-18T07:59:49.917Z","recordsRead":2329,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 18 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"Switzerland SECO Sanctions List","readAt":"2026-09-16T22:01:40.056Z","recordsRead":7077,"publishedAt":"2026-09-04T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":12,"detail":null,"statement":"Read on 16 September 2026. The publisher dates the file 4 September 2026, 12 days before it was read."},{"source":"UK OFSI Consolidated List","readAt":"2026-09-13T14:36:27.699Z","recordsRead":5120,"publishedAt":"2026-06-03T00:00:00.000Z","publishedAtBasis":"newest_record_date","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":102,"detail":"Newest designation in the file: 2025-12-19.","statement":"Read on 13 September 2026. The file carries no date of its own; its newest record is dated 3 June 2026, 102 days before it was read. Newest designation in the file: 2025-12-19."},{"source":"UK Sanctions List (FCDO)","readAt":"2026-09-14T19:10:36.796Z","recordsRead":5656,"publishedAt":"2026-09-11T00:00:00.000Z","publishedAtBasis":"stated_in_file","publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":3,"detail":null,"statement":"Read on 14 September 2026. The publisher dates the file 11 September 2026, 3 days before it was read."},{"source":"US CBP forced-labour orders (WRO & Findings)","readAt":"2026-09-15T13:00:13.645Z","recordsRead":61,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 15 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"US UFLPA Entity List","readAt":"2026-09-15T11:00:32.204Z","recordsRead":205,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 15 September 2026. No date from the publisher is read for this file, so its age is not known here."},{"source":"World Bank Listing of Ineligible Firms and Individuals","readAt":"2026-09-17T19:45:38.746Z","recordsRead":1521,"publishedAt":null,"publishedAtBasis":null,"publisherVersion":null,"publisherRecordCount":null,"daysOldWhenRead":null,"detail":null,"statement":"Read on 17 September 2026. No date from the publisher is read for this file, so its age is not known here."}],"reading":{"assessmentId":"850afbd4-40cf-4853-a1e6-28bbe7d37c6a","takenAt":"2026-09-18T11:36:09.035Z","methodology":"v4","level":"medium","overall":60,"digest":"746820af128889d2e1dd2ded792abb4d6657abc9","coverage":{"dimensions":[{"counts":{"found":1,"not_found":14},"sources":[{"name":"Canada Consolidated Autonomous Sanctions List","status":"not_found","attemptedAt":"2026-09-17T10:46:54.898Z","listDatedAt":null,"listDateBasis":null},{"name":"EBRD Ineligible Entities","status":"not_found","attemptedAt":"2026-09-17T20:01:05.867Z","listDatedAt":null,"listDateBasis":null},{"name":"France AMF blacklist of unauthorised actors","status":"not_found","attemptedAt":"2026-09-18T11:10:09.604Z","listDatedAt":null,"listDateBasis":null},{"name":"IDB Sanctioned Firms and Individuals","status":"not_found","attemptedAt":"2026-09-18T10:45:09.619Z","listDatedAt":null,"listDateBasis":null},{"name":"Latvia FID frozen assets register","status":"not_found","attemptedAt":"2026-09-18T10:30:12.531Z","listDatedAt":null,"listDateBasis":null},{"name":"New Zealand Russia Sanctions Register","status":"not_found","attemptedAt":"2026-09-15T10:45:31.850Z","listDatedAt":null,"listDateBasis":null},{"name":"Norges Bank (fund exclusions and observation)","status":"not_found","attemptedAt":"2026-09-15T11:15:06.194Z","listDatedAt":null,"listDateBasis":null},{"name":"OFAC Consolidated (non-SDN)","status":"not_found","attemptedAt":"2026-09-17T19:30:15.783Z","listDatedAt":"2026-09-14T00:00:00.000Z","listDateBasis":"stated_in_file"},{"name":"Poland MSWiA sanctions list","status":"not_found","attemptedAt":"2026-09-18T08:33:14.366Z","listDatedAt":null,"listDateBasis":null},{"name":"Swiss FINMA warning list","status":"not_found","attemptedAt":"2026-09-18T07:59:36.042Z","listDatedAt":null,"listDateBasis":null},{"name":"Switzerland SECO Sanctions List","status":"not_found","attemptedAt":"2026-09-16T22:00:30.404Z","listDatedAt":"2026-09-04T00:00:00.000Z","listDateBasis":"stated_in_file"},{"name":"UK Sanctions List (FCDO)","status":"found","attemptedAt":"2026-09-14T19:09:48.260Z","listDatedAt":"2026-09-11T00:00:00.000Z","listDateBasis":"stated_in_file"},{"name":"US CBP forced-labour orders (WRO & Findings)","status":"not_found","attemptedAt":"2026-09-15T13:00:02.605Z","listDatedAt":null,"listDateBasis":null},{"name":"US UFLPA Entity List","status":"not_found","attemptedAt":"2026-09-15T11:00:12.435Z","listDatedAt":null,"listDateBasis":null},{"name":"World Bank Listing of Ineligible Firms and Individuals","status":"not_found","attemptedAt":"2026-09-17T19:45:29.118Z","listDatedAt":null,"listDateBasis":null}],"dimension":"sanctions"},{"counts":{"not_found":8},"sources":[{"name":"EBRD Ineligible Entities","status":"not_found","attemptedAt":"2026-09-17T20:01:12.454Z","listDatedAt":null,"listDateBasis":null},{"name":"France AMF blacklist of unauthorised actors","status":"not_found","attemptedAt":"2026-09-18T11:10:17.026Z","listDatedAt":null,"listDateBasis":null},{"name":"IDB Sanctioned Firms and Individuals","status":"not_found","attemptedAt":"2026-09-18T10:45:16.166Z","listDatedAt":null,"listDateBasis":null},{"name":"Norges Bank (fund exclusions and observation)","status":"not_found","attemptedAt":"2026-09-15T11:15:15.616Z","listDatedAt":null,"listDateBasis":null},{"name":"Swiss FINMA warning list","status":"not_found","attemptedAt":"2026-09-18T07:59:46.146Z","listDatedAt":null,"listDateBasis":null},{"name":"US CBP forced-labour orders (WRO & Findings)","status":"not_found","attemptedAt":"2026-09-15T13:00:10.499Z","listDatedAt":null,"listDateBasis":null},{"name":"US UFLPA Entity List","status":"not_found","attemptedAt":"2026-09-15T11:00:27.634Z","listDatedAt":null,"listDateBasis":null},{"name":"World Bank Listing of Ineligible Firms and Individuals","status":"not_found","attemptedAt":"2026-09-17T19:45:35.770Z","listDatedAt":null,"listDateBasis":null}],"dimension":"debarment"}],"jurisdictions":[{"reasons":["registered here","holds a register number issued here"],"countryId":"PL","registers":["Poland MF VAT White List"],"ownershipRegisters":["Poland KRS (current extract, read on demand)"]}]},"ownership":[{"test":"Canadian deemed ownership","value":"No designated holder found where the chain could be followed; it breaks at 3 points","effect":null,"outcome":"no_designated_holder_found","verdictId":"5854fdec-56da-4f78-a7f5-084fc1e63bc6","observedAt":"2026-09-18T11:36:08.593Z","chainComplete":false,"designatedShare":{"sole":0,"includingJoint":0}},{"test":"EU owning or controlling","value":"No designated holder found where the chain could be followed; it breaks at 3 points","effect":null,"outcome":"no_designated_holder_found","verdictId":"bf43f476-52cd-4c02-879a-e6d4d239c6f1","observedAt":"2026-09-18T11:36:08.593Z","chainComplete":false,"designatedShare":{"sole":0,"includingJoint":0}},{"test":"OFAC 50 percent rule","value":"No designated holder found where the chain could be followed; it breaks at 3 points","effect":null,"outcome":"no_designated_holder_found","verdictId":"6f56325a-c480-4db0-8f47-a14f6acb79a9","observedAt":"2026-09-18T11:36:08.593Z","chainComplete":false,"designatedShare":{"sole":0,"includingJoint":0}},{"test":"Swiss ownership and control","value":"No designated holder found where the chain could be followed; it breaks at 3 points","effect":null,"outcome":"no_designated_holder_found","verdictId":"c84abd44-cc68-49c5-8d14-03a8cda5d6c6","observedAt":"2026-09-18T11:36:08.593Z","chainComplete":false,"designatedShare":{"sole":0,"includingJoint":0}},{"test":"UK ownership and control","value":"Designated itself, so frozen","effect":"frozen","outcome":"designated","verdictId":"d61fed5a-5d5c-417c-a1f1-1cb33f136b9a","observedAt":"2026-09-18T11:36:08.593Z","chainComplete":false,"designatedShare":{"sole":100,"includingJoint":100}}]},"limits":["Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read."]}