Danske Bank A/S

• LiftedFinanstilsynet

  Debarment

  In this state since

  12 Sept 2026

  Designated

  18 Feb 2014

  Reason given

  Lov om værdipapirhandel m.v. § 33, stk. 2. 1. pkt – Administrativt bødeforelæg – Danske Bank A/S Finanstilsynets afgørelse af 18. februar 2014. Danske Bank A/S har den 18. februar 2014 vedtaget et administrativt bødeforelæg på 20.000 kr. tildelt af Finanstilsynet for at have overtrådt pligten til, at indberette oplysninger om transaktioner med værdi-papirer til Finanstilsynet ved i perioden fra den 1. januar 2013 til den 15. september 2013 ikke at have indberettet 1.128 transaktioner i værdipapirer til Finanstilsynet, jf. lov om værdipapirhandel m.v., § 33, stk. 2. pkt. 1, jf. § 93, stk. 1 og § 3, nr. 7 i bekendtgørelse om anvendelse af administrative bøder, jf. bekendtgørelse nr. 186 af 8. marts 2011.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn867)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  867

• In forceFinanstilsynet

  MiFID

  In this state since

  12 Sept 2026

  Designated

  18 Feb 2014

  Reason given

  Lov om værdipapirhandel m.v. § 33, stk. 2. 1. pkt – Administrativt bødeforelæg – Danske Bank A/S Finanstilsynets afgørelse af 18. februar 2014. Danske Bank A/S har den 18. februar 2014 vedtaget et administrativt bødeforelæg på 20.000 kr. tildelt af Finanstilsynet for at have overtrådt pligten til, at indberette oplysninger om transaktioner med værdi-papirer til Finanstilsynet ved i perioden fra den 1. januar 2013 til den 15. september 2013 ikke at have indberettet 1.128 transaktioner i værdipapirer til Finanstilsynet, jf. lov om værdipapirhandel m.v., § 33, stk. 2. pkt. 1, jf. § 93, stk. 1 og § 3, nr. 7 i bekendtgørelse om anvendelse af administrative bøder, jf. bekendtgørelse nr. 186 af 8. marts 2011.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn867)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  867

• LiftedNorwegian Financial Supervisory Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  16 May 2023

  Reason given

  According to Section 11-5, second paragraph, of the Norwegian Central Securities Depository Act, the Financial Supervisory Authority of Norway (Finanstilsynet) may order an account operator to take corrective action if the entity acts in violation of the law, regulations, or the rules of the central securities depository. To ensure that there are no other similar undiscovered cases and that Danske Bank operates in compliance with the rules of the central securities depository, Finanstilsynet has decided to require Danske Bank to: Conduct a full review of its role as an "issuer account operator" for bonds and an "investor account operator," and implement relevant measures to ensure these functions are carried out in accordance with the law and the central securities depository's rules. The review must be submitted to the internal auditor and the company's board of directors by June 30, 2023. Develop routines and process descriptions for the account operator role, both for issuers and investors, which must be approved by the bank's internal and risk control bodies by June 30, 2023. Submit the review report, routines, and process descriptions to ES-OSL after the report has been reviewed by the company's board of directors, and no later than June 30, 2023. The report will be used in ES-OSL's ongoing supervision of account operators under Section 6-5 of the Central Securities Depository Act.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13708)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13708

• In forceNorwegian Financial Supervisory Authority

  MiFID

  In this state since

  12 Sept 2026

  Designated

  16 May 2023

  Reason given

  According to Section 11-5, second paragraph, of the Norwegian Central Securities Depository Act, the Financial Supervisory Authority of Norway (Finanstilsynet) may order an account operator to take corrective action if the entity acts in violation of the law, regulations, or the rules of the central securities depository. To ensure that there are no other similar undiscovered cases and that Danske Bank operates in compliance with the rules of the central securities depository, Finanstilsynet has decided to require Danske Bank to: Conduct a full review of its role as an "issuer account operator" for bonds and an "investor account operator," and implement relevant measures to ensure these functions are carried out in accordance with the law and the central securities depository's rules. The review must be submitted to the internal auditor and the company's board of directors by June 30, 2023. Develop routines and process descriptions for the account operator role, both for issuers and investors, which must be approved by the bank's internal and risk control bodies by June 30, 2023. Submit the review report, routines, and process descriptions to ES-OSL after the report has been reviewed by the company's board of directors, and no later than June 30, 2023. The report will be used in ES-OSL's ongoing supervision of account operators under Section 6-5 of the Central Securities Depository Act.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13708)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13708

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• DK: registered here

  Denmark’s CVR API requires an institutional credential granted by email request, which this project has not obtained. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

71 of 100

Digest

a65a1e43345727584b2a6f798a86706d07bfd0c6A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

4e684969-9c99-4488-b909-ceaf7d837d80

Address

https://apolika.com/entities/3046df2b-ab12-47a8-8ba1-0aaf27adbeea/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/3046df2b-ab12-47a8-8ba1-0aaf27adbeea/evidence?as_of=2026-10-25T00%3A48%3A14.031Z

Made

25 October 2026, 00:48 UTC