IQAM Invest GmbH

• LiftedAustrian Financial Market Authority (FMA)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  10 Dec 2021

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die IQAM Invest GmbH wegen Verstößen gegen Veranlagungsbestimmungen Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie gegen die Kapitalanlagegesellschaft IQAM Invest GmbH als juristische Person eine Geldstrafe von 2.200 Euro wegen zwei Verstößen gegen Veranlagungsbestimmungen in Bezug auf Investmentfonds (§ 80 Absatz 1 Investmentfondsgesetz 2011 und § 3 Absatz 1 der 4. Derivate-Risikoberechnungs- und Meldeverordnung) mittels Straferkenntnis (im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz) verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against IQAM Invest GmbH for breaches against investment conditions The Austrian Financial Market Authority (FMA) hereby announced that is has imposed a fine of EUR 2,200 by means of a penal order (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2B of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz) against the investment fund management company IQAM Invest GmbH as a legal person for two breaches against the investment provisions (Article 80 para. 1 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) and Article 3 para. 1 of the 4th Derivatives Risk Measurement and Reporting Regulation (4.DeRiMV; 4. Derivate-Risikoberechnungs- und Meldeverordnung). The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10576)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  10576

• In forceAustrian Financial Market Authority (FMA)

  UCITS

  In this state since

  12 Sept 2026

  Designated

  10 Dec 2021

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die IQAM Invest GmbH wegen Verstößen gegen Veranlagungsbestimmungen Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie gegen die Kapitalanlagegesellschaft IQAM Invest GmbH als juristische Person eine Geldstrafe von 2.200 Euro wegen zwei Verstößen gegen Veranlagungsbestimmungen in Bezug auf Investmentfonds (§ 80 Absatz 1 Investmentfondsgesetz 2011 und § 3 Absatz 1 der 4. Derivate-Risikoberechnungs- und Meldeverordnung) mittels Straferkenntnis (im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz) verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against IQAM Invest GmbH for breaches against investment conditions The Austrian Financial Market Authority (FMA) hereby announced that is has imposed a fine of EUR 2,200 by means of a penal order (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2B of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz) against the investment fund management company IQAM Invest GmbH as a legal person for two breaches against the investment provisions (Article 80 para. 1 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) and Article 3 para. 1 of the 4th Derivatives Risk Measurement and Reporting Regulation (4.DeRiMV; 4. Derivate-Risikoberechnungs- und Meldeverordnung). The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10576)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  10576

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• AT: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

19a91d91f6728335398a9d11ff4f6d4a01847821A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

5f898d09-9bba-4bce-9d30-51ead96148eb

Address

https://apolika.com/entities/537a9c32-125e-45fd-9e5b-195f23ef5544/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/537a9c32-125e-45fd-9e5b-195f23ef5544/evidence?as_of=2026-10-25T14%3A15%3A16.128Z

Made

25 October 2026, 14:15 UTC