Schoellerbank Invest AG

• LiftedAustrian Financial Market Authority (FMA)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  29 Apr 2025

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die Schoellerbank Invest AG wegen Verstoßes gegen die Veranlagungsbestimmungen Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die Schoellerbank Invest AG als juristische Person eine Geldstrafe von 12.000 Euro verhängt. Es handelt sich um eine beschleunigte Verfahrensbeendigung gemäß § 22 Abs. 2b Finanzmarktaufsichtsbehördengesetz (FMABG). Grund ist ein Verstoß gegen die von der FMA bewilligten Fondsbestimmungen. Konkret hat die Schoellerbank Invest AG die Quote für die Aufnahme von Geldmarktinstrumenten in einem Anleihenfonds mehrmals überschritten. Diese Quoten dienen dem Schutz des Fondsvermögens. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against Schoellerbank Invest AG for a breach of investment provisions The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 12,000 on Schoellerbank Invest AG as a legal person. Proceedings were concluded under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The reason was that fund rules approved by the FMA were breached. Schoellerbank Invest AG specifically exceeded the quota for taking on of money-market instruments in a bond fund on several occasions. Such quotas exist to safeguard the assets of the fund. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13985)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13985

• In forceAustrian Financial Market Authority (FMA)

  UCITS

  In this state since

  12 Sept 2026

  Designated

  29 Apr 2025

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die Schoellerbank Invest AG wegen Verstoßes gegen die Veranlagungsbestimmungen Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die Schoellerbank Invest AG als juristische Person eine Geldstrafe von 12.000 Euro verhängt. Es handelt sich um eine beschleunigte Verfahrensbeendigung gemäß § 22 Abs. 2b Finanzmarktaufsichtsbehördengesetz (FMABG). Grund ist ein Verstoß gegen die von der FMA bewilligten Fondsbestimmungen. Konkret hat die Schoellerbank Invest AG die Quote für die Aufnahme von Geldmarktinstrumenten in einem Anleihenfonds mehrmals überschritten. Diese Quoten dienen dem Schutz des Fondsvermögens. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against Schoellerbank Invest AG for a breach of investment provisions The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 12,000 on Schoellerbank Invest AG as a legal person. Proceedings were concluded under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The reason was that fund rules approved by the FMA were breached. Schoellerbank Invest AG specifically exceeded the quota for taking on of money-market instruments in a bond fund on several occasions. Such quotas exist to safeguard the assets of the fund. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13985)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13985

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• AT: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

19a91d91f6728335398a9d11ff4f6d4a01847821A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

fdd90b14-62fa-4ea9-b836-a137cdc1506c

Address

https://apolika.com/entities/5a8728fe-8bf2-4c5d-863e-177a5b0a0b62/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/5a8728fe-8bf2-4c5d-863e-177a5b0a0b62/evidence?as_of=2026-10-25T04%3A35%3A25.158Z

Made

25 October 2026, 04:35 UTC