Caceis Bank

• LiftedAutorité des Marchés Financiers (AMF)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  23 Apr 2025

  Reason given

  Accord de composition administrative sur le site internet de l'AMF sous la rubrique décisions et transactions : http://www.amf -france.org

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14410)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14410

• In forceAutorité des Marchés Financiers (AMF)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  23 Apr 2025

  Reason given

  Accord de composition administrative sur le site internet de l'AMF sous la rubrique décisions et transactions : http://www.amf -france.org

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14410)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14410

No ownership verdict was on file for this company on 24 October 2026.

As recorded by the assessment reading taken on 18 September 2026, 10:45 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• FR: registered here; holds a register number issued here

  Registers read here: France SIRENE Registry. No register here states who owns this jurisdiction's companies, so an ownership chain reaching one stops.

• No read on or before 24 October 2026 is recorded for one source behind this file (France SIRENE Registry), so the version of what was read from it cannot be given.
• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• Canada Consolidated Autonomous Sanctions List

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 5,708 records read.

• EBRD Ineligible Entities

  Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,278 records read.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

• EU Consolidated Sanctions List

  Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 6,234 records read. Publisher's version: globalFileId 185699.

• Latvia FID frozen assets register

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 183 records read.

• New Zealand Russia Sanctions Register

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 529 records read.

• Norges Bank (fund exclusions and observation)

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 201 records read.

• OFAC Consolidated (non-SDN)

  Read on 19 October 2026. The publisher dates the file 14 September 2026, 35 days before it was read. 481 records read.

• OFAC SDN

  Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 17,556 records read.

• Poland MSWiA sanctions list

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 131 records read.

• Swiss FINMA warning list

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,372 records read.

• Switzerland SECO Sanctions List

  Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 7,040 records read.

• UK OFSI Consolidated List

  Read on 8 October 2026. The file carries no date of its own; its newest record is dated 3 June 2026, 127 days before it was read. Newest designation in the file: 2025-12-19. 5,120 records read.

• UK Sanctions List (FCDO)

  Read on 19 October 2026. The publisher dates the file 16 October 2026, 3 days before it was read. 5,705 records read.

• UN Security Council Consolidated List

  Read on 19 October 2026. The publisher dates the file 17 October 2026, 2 days before it was read. 1,010 records read.

• US CBP forced-labour orders (WRO & Findings)

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 63 records read.

• US UFLPA Entity List

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 205 records read.

• World Bank Listing of Ineligible Firms and Individuals

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,539 records read.

Taken

18 September 2026, 10:45 UTC

Methodology

Version 4

Level

Low

Score recorded

47 of 100

Digest

831a9d41fd33891c52e050e8d94ae21d6978da33A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

1d8828e8-2363-4d4b-8699-9cf913d80dd4

Address

https://apolika.com/entities/5f32c4a3-4c16-489b-9a2d-d1f08c4bf8ea/evidence?as_of=2026-10-24The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/5f32c4a3-4c16-489b-9a2d-d1f08c4bf8ea/evidence?as_of=2026-10-24T19%3A43%3A45.687Z

Made

24 October 2026, 19:43 UTC