Walser Raiffeisen Bank Aktiengesellschaft

• LiftedAustrian Financial Market Authority (FMA)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  16 Nov 2021

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die Walser Privatbank Aktiengesellschaft wegen Verletzung von Organisationsvorschriften sowie Berichtspflichten gegenüber Kunden Österreichs Finanzmarktaufsicht FMA teilt mit, dass sie wegen Verstößen gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften sowie Berichtspflichten im Zusammenhang mit der Erbringung von Portfolioverwaltungsdienstleistungen gegenüber Kunden gegen die Walser Privatbank Aktiengesellschaft als juristische Person im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) mittels Straferkenntnis eine Geldstrafe von Euro 20.000,- verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against Walser Privatbank Aktiengesellschaft for a breach of organisational rules as well as reporting obligations towards customers The Austrian Financial Market Authority (FMA) hereby announced that it has imposed a fine of Euro 20,000.00 against Walser Privatbank Aktiengesellschaft as a legal person by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG)) for breaches against the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) and Delegated Regulation (EU) 2017/565 for a breach of organisational rules as well as reporting obligations in conjunction with the provision of portfolio management services towards customers. The penal order is final

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10502)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  10502

• In forceAustrian Financial Market Authority (FMA)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  16 Nov 2021

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die Walser Privatbank Aktiengesellschaft wegen Verletzung von Organisationsvorschriften sowie Berichtspflichten gegenüber Kunden Österreichs Finanzmarktaufsicht FMA teilt mit, dass sie wegen Verstößen gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften sowie Berichtspflichten im Zusammenhang mit der Erbringung von Portfolioverwaltungsdienstleistungen gegenüber Kunden gegen die Walser Privatbank Aktiengesellschaft als juristische Person im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) mittels Straferkenntnis eine Geldstrafe von Euro 20.000,- verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against Walser Privatbank Aktiengesellschaft for a breach of organisational rules as well as reporting obligations towards customers The Austrian Financial Market Authority (FMA) hereby announced that it has imposed a fine of Euro 20,000.00 against Walser Privatbank Aktiengesellschaft as a legal person by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG)) for breaches against the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) and Delegated Regulation (EU) 2017/565 for a breach of organisational rules as well as reporting obligations in conjunction with the provision of portfolio management services towards customers. The penal order is final

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10502)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  10502

No ownership verdict was on file for this company on 24 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• AT: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

19a91d91f6728335398a9d11ff4f6d4a01847821A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

8a3d5a24-dae4-44aa-8430-3aabf6d4bf8f

Address

https://apolika.com/entities/698d0b3d-9996-43df-ae9e-d63a45134cdd/evidence?as_of=2026-10-24The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/698d0b3d-9996-43df-ae9e-d63a45134cdd/evidence?as_of=2026-10-24T19%3A24%3A37.948Z

Made

24 October 2026, 19:24 UTC