3 Banken-Generali Investment-Gesellschaft m.b.H.

• LiftedAustrian Financial Market Authority (FMA)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  21 Jan 2026

  Reason given

  Bekanntmachung: Die FMA verhängt Sanktion gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. wegen Verletzung von Veröffentlichungspflichten Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. eine Geldstrafe iHv 14.000 Euro verhängt. Das Verfahren wurde gemäß § 22 Absatz 2b Finanz­marktaufsichtsbehördengesetz (FMABG) beschleunigt beendet. Die Kapitalanlagegesellschaft hat es in Bezug auf mehrere Miteigentumsfonds unterlassen, erforderliche Dokumente gemäß § 136 und § 138 Investmentfondsgesetz 2011 (InvFG 2011) rechtmäßig zu veröffentlichen. Die betreffenden Bestimmungen dienen der Wahrung der Informationsrechte der Anleger. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: The FMA imposes a sanction against 3 Banken-Generali Investment-Gesellschaft m.b.H. for breaching disclosure obligations The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 14,000 against 3 Banken-Generali Investment-Gesellschaft m.b.H. The proceedings were concluded in an accelerated manner pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). In relation to several jointly owned funds, the investment fund management company failed to publish documents pursuant to Article 136 and Article 138 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) as legally required. The provisions in question serve the purpose of ensuring investors’ rights of information. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14715)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14715

• In forceAustrian Financial Market Authority (FMA)

  UCITS

  In this state since

  12 Sept 2026

  Designated

  21 Jan 2026

  Reason given

  Bekanntmachung: Die FMA verhängt Sanktion gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. wegen Verletzung von Veröffentlichungspflichten Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die 3 Banken-Generali Investment-Gesellschaft m.b.H. eine Geldstrafe iHv 14.000 Euro verhängt. Das Verfahren wurde gemäß § 22 Absatz 2b Finanz­marktaufsichtsbehördengesetz (FMABG) beschleunigt beendet. Die Kapitalanlagegesellschaft hat es in Bezug auf mehrere Miteigentumsfonds unterlassen, erforderliche Dokumente gemäß § 136 und § 138 Investmentfondsgesetz 2011 (InvFG 2011) rechtmäßig zu veröffentlichen. Die betreffenden Bestimmungen dienen der Wahrung der Informationsrechte der Anleger. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: The FMA imposes a sanction against 3 Banken-Generali Investment-Gesellschaft m.b.H. for breaching disclosure obligations The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 14,000 against 3 Banken-Generali Investment-Gesellschaft m.b.H. The proceedings were concluded in an accelerated manner pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). In relation to several jointly owned funds, the investment fund management company failed to publish documents pursuant to Article 136 and Article 138 of the Investment Funds Act 2011 (InvFG 2011; Investmentfondsgesetz 2011) as legally required. The provisions in question serve the purpose of ensuring investors’ rights of information. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14715)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14715

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• AT: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

19a91d91f6728335398a9d11ff4f6d4a01847821A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

0e2cce27-02a0-4cea-9d49-27f158529da0

Address

https://apolika.com/entities/6a017619-91f9-41d2-95c2-c02a051ee82a/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/6a017619-91f9-41d2-95c2-c02a051ee82a/evidence?as_of=2026-10-25T00%3A48%3A39.991Z

Made

25 October 2026, 00:48 UTC