HYPO TIROL BANK AG

• LiftedAustrian Financial Market Authority (FMA)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  21 Feb 2023

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die HYPO TIROL BANK AG wegen Verletzung von Vorschriften zur Eignung im Zusammenhang mit der Erbringung von Anlageberatungsdienstleistungen Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) gegen die HYPO TIROL BANK AG als juristische Person wegen Verstößen gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften im Zusammenhang mit der Geeignetheitsbeurteilung bei der Erbringung von Anlageberatungsdienstleistungen über Online–Tools mittels Straferkenntnis eine Zusatzstrafe von 30.400 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against HYPO TIROL BANK AG for a breach of suitability rules in conjunction with the provision of investment advice services The Austrian Financial Market Authority (FMA) announces that it has imposed an additional fine of EUR 30,400 by means of a penal order against HYPO TIROL BANK AG as a legal person for breaches against the Securities Supervision Act (WAG 2018; Wertpapieraufsichtsgesetz) and Delegated Regulation (EU) 2017/565 for a breach of the organisational regulations in relation to the suitability assessment in the provision of investment advice services by means of online tools under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11645)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  11645

• In forceAustrian Financial Market Authority (FMA)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  10 Mar 2022

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die HYPO TIROL BANK AG wegen Verletzung von Organisationsvorschriften Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie wegen eines Verstoßes gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) durch Verletzungen von Organisationsvorschriften im Zusammenhang mit der bestmöglichen Durchführung von Dienstleistungen für Kunden gegen die HYPO TIROL BANK AG als juristische Person im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) mittels Straferkenntnis eine Geldstrafe von 29.600 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes a sanction against HYPO TIROL BANK AG for a breach of organisational regulations The Austrian Financial Market Authority (FMA) hereby advises that it has imposed a fine of EUR 29,600.00 against HYPO TIROL BANK AG as a legal person by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz) by means of a penal order for a breach of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) and Delegated Regulation (EU) 2017/565 in relation to breaches of organisational rules in relation to the best execution of services for clients. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10741)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  10741

• In forceAustrian Financial Market Authority (FMA)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  21 Feb 2023

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die HYPO TIROL BANK AG wegen Verletzung von Vorschriften zur Eignung im Zusammenhang mit der Erbringung von Anlageberatungsdienstleistungen Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) gegen die HYPO TIROL BANK AG als juristische Person wegen Verstößen gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) und die Delegierte Verordnung (EU) 2017/565 durch Verletzung von Organisationsvorschriften im Zusammenhang mit der Geeignetheitsbeurteilung bei der Erbringung von Anlageberatungsdienstleistungen über Online–Tools mittels Straferkenntnis eine Zusatzstrafe von 30.400 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes sanction against HYPO TIROL BANK AG for a breach of suitability rules in conjunction with the provision of investment advice services The Austrian Financial Market Authority (FMA) announces that it has imposed an additional fine of EUR 30,400 by means of a penal order against HYPO TIROL BANK AG as a legal person for breaches against the Securities Supervision Act (WAG 2018; Wertpapieraufsichtsgesetz) and Delegated Regulation (EU) 2017/565 for a breach of the organisational regulations in relation to the suitability assessment in the provision of investment advice services by means of online tools under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11645)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  11645

• In forceAustrian Financial Market Authority (FMA)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  10 Mar 2022

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die HYPO TIROL BANK AG wegen Verletzung von Organisationsvorschriften Österreichs Finanzmarktaufsichtsbehörde FMA teilt mit, dass sie wegen eines Verstoßes gegen das Wertpapieraufsichtsgesetz 2018 (WAG 2018) durch Verletzungen von Organisationsvorschriften im Zusammenhang mit der bestmöglichen Durchführung von Dienstleistungen für Kunden gegen die HYPO TIROL BANK AG als juristische Person im Wege der beschleunigten Verfahrensbeendigung gemäß § 22 Absatz 2b Finanzmarktaufsichtsbehördengesetz (FMABG) mittels Straferkenntnis eine Geldstrafe von 29.600 Euro verhängt hat. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes a sanction against HYPO TIROL BANK AG for a breach of organisational regulations The Austrian Financial Market Authority (FMA) hereby advises that it has imposed a fine of EUR 29,600.00 against HYPO TIROL BANK AG as a legal person by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz) by means of a penal order for a breach of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) and Delegated Regulation (EU) 2017/565 in relation to breaches of organisational rules in relation to the best execution of services for clients. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn10741)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  10741

No ownership verdict was on file for this company on 27 October 2026.

As recorded by the assessment reading taken on 25 September 2026, 18:00 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• AT: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns this jurisdiction's companies, so an ownership chain reaching one stops.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• Australia DFAT Consolidated List

  Read on 26 October 2026. No date from the publisher is read for this file, so its age is not known here. 3,654 records read.

• Brazil CEIS (national procurement exclusions)

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 23,804 records read.

• Brazil MTE employer register (lista suja)

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 508 records read.

• Brazil TCU (firms declared inidôneas)

  Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 94 records read.

• Canada Consolidated Autonomous Sanctions List

  Read on 26 October 2026. No date from the publisher is read for this file, so its age is not known here. 5,708 records read.

• EBRD Ineligible Entities

  Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,278 records read.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

• EU Consolidated Sanctions List

  Read on 26 October 2026. The publisher dates the file 23 October 2026, 3 days before it was read. 6,269 records read. Publisher's version: globalFileId 185833.

• France AMF blacklist of unauthorised actors

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,574 records read.

• IDB Sanctioned Firms and Individuals

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 530 records read.

• Japan MOF Sanctions List

  Read on 26 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,900 records read.

• Latvia FID frozen assets register

  Read on 27 October 2026. No date from the publisher is read for this file, so its age is not known here. 183 records read.

• Malaysia BNM financial consumer alert list

  Read on 26 October 2026. No date from the publisher is read for this file, so its age is not known here. 588 records read.

• Malaysia SC investor alert list

  Read on 26 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,803 records read.

• Moldova procurement ban list

  Read on 29 September 2026. No date from the publisher is read for this file, so its age is not known here. 22 records read.

• New Zealand Russia Sanctions Register

  Read on 27 October 2026. No date from the publisher is read for this file, so its age is not known here. 529 records read.

• Norges Bank (fund exclusions and observation)

  Read on 27 October 2026. No date from the publisher is read for this file, so its age is not known here. 201 records read.

• OFAC Consolidated (non-SDN)

  Read on 26 October 2026. The publisher dates the file 19 October 2026, 7 days before it was read. 486 records read.

• OFAC SDN

  Read on 26 October 2026. The publisher dates the file 21 October 2026, 5 days before it was read. 17,561 records read.

• Poland MSWiA sanctions list

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 131 records read.

• SAM.gov Exclusions (US federal)

  Read on 24 October 2026. No date from the publisher is read for this file, so its age is not known here. 10,194 records read.

• Slovenia KPK business restrictions

  Read on 15 October 2026. No date from the publisher is read for this file, so its age is not known here. 4,351 records read.

• Swiss FINMA warning list

  Read on 26 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,383 records read.

• Switzerland SECO Sanctions List

  Read on 26 October 2026. The publisher dates the file 20 October 2026, 6 days before it was read. 7,036 records read.

• Taiwan SHTC export entity list

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 11,664 records read.

• Türkiye MASAK asset freezes

  Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,304 records read.

• UK OFSI Consolidated List

  Read on 8 October 2026. The file carries no date of its own; its newest record is dated 3 June 2026, 127 days before it was read. Newest designation in the file: 2025-12-19. 5,120 records read.

• UK Sanctions List (FCDO)

  Read on 26 October 2026. The publisher dates the file 16 October 2026, 10 days before it was read. 5,705 records read.

• UN Security Council Consolidated List

  Read on 26 October 2026. The publisher dates the file 24 October 2026, 2 days before it was read. 1,007 records read.

• US CBP forced-labour orders (WRO & Findings)

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 63 records read.

• US Consolidated Screening List

  Read on 26 October 2026. No date from the publisher is read for this file, so its age is not known here. 6,479 records read.

• US UFLPA Entity List

  Read on 27 October 2026. No date from the publisher is read for this file, so its age is not known here. 205 records read.

• World Bank Listing of Ineligible Firms and Individuals

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,539 records read.

Taken

25 September 2026, 18:00 UTC

Methodology

Version 5

Level

Low

Score recorded

45 of 100

Digest

77583d77d29d82ecb8b01dc5d1706a683446663fA fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

a341696f-c9ce-4be2-ac84-40b160bafe46

Address

https://apolika.com/entities/7014a422-6cc0-4c0f-b13b-d187ce644954/evidence?as_of=2026-10-27The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/7014a422-6cc0-4c0f-b13b-d187ce644954/evidence?as_of=2026-10-27T10%3A54%3A53.356Z

Made

27 October 2026, 10:54 UTC