LUXCELLENCE MANAGEMENT COMPANY S.A.

• LiftedCommission de Surveillance du Secteur Financier (CSSF)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  29 Nov 2022

  Reason given

  En date du 29 novembre 2022, la CSSF a prononcé une amende d’ordre d’un montant total de 115.600 EUR à l’encontre du gestionnaire de fonds d’investissement Luxcellence Management Company S.A. (le « Gestionnaire »), soumis aux dispositions du chapitre 15 de la loi modifiée du 17 décembre 2010 concernant les organismes de placement collectif (la « Loi ») et autorisé en tant que gestionnaire de fonds d’investissement alternatifs conformément aux dispositions de la loi modifiée du 12 juillet 2013 relative aux gestionnaires de fonds d’investissement alternatifs. Cette amende d’ordre a été prononcée en application des dispositions de l’article 148, paragraphe 2, points g) et k) et 148, paragraphe 4, point e) de la Loi, lus en combinaison avec les articles 109, paragraphe 1, point a) et 111, points a) et b) de la Loi en tenant compte des dispositions de l’article 149bis de cette Loi. Cette amende d’ordre fait suite à un contrôle sur place mené par la CSSF auprès du Gestionnaire durant lequel ont été mis en évidence certains manquements ponctuels aux dispositions de la Loi relatives aux exigences générales en matière de procédures et d’organisation ainsi qu’en matière de règles de conduite. Afin de déterminer le montant de l’amende d’ordre, la CSSF a dûment pris en considération les actions correctrices déjà entreprises par le Gestionnaire pour pallier les déficiences constatées, ainsi que celles qu’il s’est engagé à mettre en place. La publication de cette sanction sur le site web de la CSSF en date du 7 avril 2023 a été faite en application de l’article 149 de la Loi. [original (French)] On 29 November 2022, the CSSF imposed an administrative fine amounting to EUR 115,600 on the investment fund manager Luxcellence Management Company S.A. (the "Manager"), subject to the provisions of Chapter 15 of the amended Law of 17 December 2010 relating to undertakings for collective investment (the "Law") and authorised as alternative investment fund manager in accordance with the provisions of the amended Law of 12 July 2013 on alternative investment fund managers. This administrative fine was imposed pursuant to the provisions of Article 148(2)(g) and (k) and 148(4)(e) of the Law, read in conjunction with Articles 109(1)(a) and 111(a) and (b) of the Law, taking into account the provisions of Article 149a of the Law. This administrative fine follows an on-site inspection carried out by the CSSF on the Manager, during which the CSSF identified some isolated failures to comply with the provisions of the Law relating to general requirements on procedures and organisation and requirements in terms of rules of conduct. In determining the amount of the administrative fine, the CSSF duly took into consideration the remedial actions already undertaken by the Manager in order to address the deficiencies identified as well as those the Manager is committed to implementing. The publication of this sanction on the CSSF's website on 7 April 2023 was made pursuant to Article 149 of the Law.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11785)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  11785

• In forceCommission de Surveillance du Secteur Financier (CSSF)

  UCITS

  In this state since

  12 Sept 2026

  Designated

  29 Nov 2022

  Reason given

  En date du 29 novembre 2022, la CSSF a prononcé une amende d’ordre d’un montant total de 115.600 EUR à l’encontre du gestionnaire de fonds d’investissement Luxcellence Management Company S.A. (le « Gestionnaire »), soumis aux dispositions du chapitre 15 de la loi modifiée du 17 décembre 2010 concernant les organismes de placement collectif (la « Loi ») et autorisé en tant que gestionnaire de fonds d’investissement alternatifs conformément aux dispositions de la loi modifiée du 12 juillet 2013 relative aux gestionnaires de fonds d’investissement alternatifs. Cette amende d’ordre a été prononcée en application des dispositions de l’article 148, paragraphe 2, points g) et k) et 148, paragraphe 4, point e) de la Loi, lus en combinaison avec les articles 109, paragraphe 1, point a) et 111, points a) et b) de la Loi en tenant compte des dispositions de l’article 149bis de cette Loi. Cette amende d’ordre fait suite à un contrôle sur place mené par la CSSF auprès du Gestionnaire durant lequel ont été mis en évidence certains manquements ponctuels aux dispositions de la Loi relatives aux exigences générales en matière de procédures et d’organisation ainsi qu’en matière de règles de conduite. Afin de déterminer le montant de l’amende d’ordre, la CSSF a dûment pris en considération les actions correctrices déjà entreprises par le Gestionnaire pour pallier les déficiences constatées, ainsi que celles qu’il s’est engagé à mettre en place. La publication de cette sanction sur le site web de la CSSF en date du 7 avril 2023 a été faite en application de l’article 149 de la Loi. [original (French)] On 29 November 2022, the CSSF imposed an administrative fine amounting to EUR 115,600 on the investment fund manager Luxcellence Management Company S.A. (the "Manager"), subject to the provisions of Chapter 15 of the amended Law of 17 December 2010 relating to undertakings for collective investment (the "Law") and authorised as alternative investment fund manager in accordance with the provisions of the amended Law of 12 July 2013 on alternative investment fund managers. This administrative fine was imposed pursuant to the provisions of Article 148(2)(g) and (k) and 148(4)(e) of the Law, read in conjunction with Articles 109(1)(a) and 111(a) and (b) of the Law, taking into account the provisions of Article 149a of the Law. This administrative fine follows an on-site inspection carried out by the CSSF on the Manager, during which the CSSF identified some isolated failures to comply with the provisions of the Law relating to general requirements on procedures and organisation and requirements in terms of rules of conduct. In determining the amount of the administrative fine, the CSSF duly took into consideration the remedial actions already undertaken by the Manager in order to address the deficiencies identified as well as those the Manager is committed to implementing. The publication of this sanction on the CSSF's website on 7 April 2023 was made pursuant to Article 149 of the Law.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11785)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  11785

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• LU: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

b3283cfd763103bcbde3da09204c732bc28bec2cA fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

01460e42-05ec-4c51-ae23-7eb3ae559003

Address

https://apolika.com/entities/7195f0e1-2782-4964-82c5-e509246b46cc/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/7195f0e1-2782-4964-82c5-e509246b46cc/evidence?as_of=2026-10-25T04%3A34%3A03.910Z

Made

25 October 2026, 04:34 UTC