LLB Bank AG

• LiftedAustrian Financial Market Authority (FMA)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  4 Aug 2025

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die LLB Bank AG (vormals Zürcher Kantonalbank Österreich AG) wegen Verstoßes gegen die Verpflichtung zur Erstattung von Transaktionsmeldungen an die FMA Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die LLB Bank AG, welche im Tatzeitraum die Bezeichnung Zürcher Kantonalbank Österreich AG führte, als juristische Person eine Geldstrafe von 28.000 Euro verhängt. Es handelt sich um eine beschleunigte Verfahrensbeendigung gemäß § 22 Abs. 2b Finanzmarktaufsichtsbehördengesetz (FMABG). Die Bank hat es über einen längeren Zeitraum unterlassen, die von ihr getätigten Geschäfte mit Finanzinstrumenten gemäß Artikel 26 Verordnung über Märkte für Finanzinstrumente MiFIR (VO (EU) 600/2014) so schnell wie möglich und spätestens am Ende des folgenden Arbeitstages, der FMA zu melden. Die im Rahmen der Transaktionsmeldungen übermittelten Daten sind wesentlich für die Marktüberwachung durch die FMA. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes a sanction against LLB Bank AG (previously Zürcher Kantonalbank Österreich AG) for breaching the obligation to submit transaction monitoring notifications to the FMA The Austrian Financial Market Authority (FMA) imposed a fine of EUR 28,000 upon LLB Bank AG as a legal person, which at the time of the breach occurring operated under the designation Zürcher Kantonalbank Österreich AG. Proceedings were concluded under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The bank omitted over a lengthy period of time to notify the FMA about the transactions it conducted in financial instruments pursuant to Article 26 of the Markets in Financial Instruments Regulation (MiFIR – Regulation (EU) 600/2014) as quickly as possible and at latest at the end of the following working day. The data transmitted by way of transaction monitoring notifications are an integral part of the FMA’s market surveillance activities. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14306)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14306

• In forceAustrian Financial Market Authority (FMA)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  4 Aug 2025

  Reason given

  Bekanntmachung: FMA verhängt Sanktion gegen die LLB Bank AG (vormals Zürcher Kantonalbank Österreich AG) wegen Verstoßes gegen die Verpflichtung zur Erstattung von Transaktionsmeldungen an die FMA Österreichs Finanzmarktaufsichtsbehörde FMA hat gegen die LLB Bank AG, welche im Tatzeitraum die Bezeichnung Zürcher Kantonalbank Österreich AG führte, als juristische Person eine Geldstrafe von 28.000 Euro verhängt. Es handelt sich um eine beschleunigte Verfahrensbeendigung gemäß § 22 Abs. 2b Finanzmarktaufsichtsbehördengesetz (FMABG). Die Bank hat es über einen längeren Zeitraum unterlassen, die von ihr getätigten Geschäfte mit Finanzinstrumenten gemäß Artikel 26 Verordnung über Märkte für Finanzinstrumente MiFIR (VO (EU) 600/2014) so schnell wie möglich und spätestens am Ende des folgenden Arbeitstages, der FMA zu melden. Die im Rahmen der Transaktionsmeldungen übermittelten Daten sind wesentlich für die Marktüberwachung durch die FMA. Das Straferkenntnis ist rechtskräftig. [original (German)] Announcement: FMA imposes a sanction against LLB Bank AG (previously Zürcher Kantonalbank Österreich AG) for breaching the obligation to submit transaction monitoring notifications to the FMA The Austrian Financial Market Authority (FMA) imposed a fine of EUR 28,000 upon LLB Bank AG as a legal person, which at the time of the breach occurring operated under the designation Zürcher Kantonalbank Österreich AG. Proceedings were concluded under the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). The bank omitted over a lengthy period of time to notify the FMA about the transactions it conducted in financial instruments pursuant to Article 26 of the Markets in Financial Instruments Regulation (MiFIR – Regulation (EU) 600/2014) as quickly as possible and at latest at the end of the following working day. The data transmitted by way of transaction monitoring notifications are an integral part of the FMA’s market surveillance activities. The penal order is final.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn14306)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  14306

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• AT: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

19a91d91f6728335398a9d11ff4f6d4a01847821A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

8789f81b-8cfa-4a39-ba39-96059ce40a16

Address

https://apolika.com/entities/816931fd-c188-4672-96fb-ad35f4768220/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/816931fd-c188-4672-96fb-ad35f4768220/evidence?as_of=2026-10-25T02%3A42%3A08.549Z

Made

25 October 2026, 02:42 UTC