REGIS-TR S.A.

• LiftedEuropean Securities and Markets Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  11 Jul 2019

  Reason given

  The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, has fined the trade repository Regis-TR S.A. €56,000, and issued a public notice, for negligently failing to provide to regulators direct and immediate access to details of derivative contracts. The European Markets and Infrastructure Regulation (EMIR) requires TRs to provide such data to regulators. This is a key requirement to improve transparency and facilitate the monitoring of systemic risks in the derivatives markets. ESMA found that Regis-TR failed to put in place systems capable of providing to regulators direct and immediate access to derivatives data from the start of the EMIR reporting obligation in February 2014 to October 2016. These access failures related to: - 85.5% (3.7 billion) of Regis-TR’s data on trade terminations and 1.6% (15 million) of data on trade modifications; and - 100% (2.9 billion) of Regis-TR’s data on trade valuations and 100% (22 million) of data on collateral updates. ESMA found that Regis-TR had committed the infringement negligently and, therefore, is liable to a fine. In calculating the fine, ESMA considered both aggravating and mitigating factors provided for in EMIR.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13257)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13257

• In forceEuropean Securities and Markets Authority

  EMIR

  In this state since

  12 Sept 2026

  Designated

  11 Jul 2019

  Reason given

  The European Securities and Markets Authority (ESMA), the EU’s securities markets’ regulator, has fined the trade repository Regis-TR S.A. €56,000, and issued a public notice, for negligently failing to provide to regulators direct and immediate access to details of derivative contracts. The European Markets and Infrastructure Regulation (EMIR) requires TRs to provide such data to regulators. This is a key requirement to improve transparency and facilitate the monitoring of systemic risks in the derivatives markets. ESMA found that Regis-TR failed to put in place systems capable of providing to regulators direct and immediate access to derivatives data from the start of the EMIR reporting obligation in February 2014 to October 2016. These access failures related to: - 85.5% (3.7 billion) of Regis-TR’s data on trade terminations and 1.6% (15 million) of data on trade modifications; and - 100% (2.9 billion) of Regis-TR’s data on trade valuations and 100% (22 million) of data on collateral updates. ESMA found that Regis-TR had committed the infringement negligently and, therefore, is liable to a fine. In calculating the fine, ESMA considered both aggravating and mitigating factors provided for in EMIR.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13257)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13257

No ownership verdict was on file for this company on 24 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

20465ecc73abeb2353d76519eca440942714f5f9A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

d5539db7-918a-414f-b46e-1d9bcad2e1e5

Address

https://apolika.com/entities/8a9792f0-e822-499d-b36f-8113d2c1b52d/evidence?as_of=2026-10-24The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/8a9792f0-e822-499d-b36f-8113d2c1b52d/evidence?as_of=2026-10-24T19%3A09%3A24.883Z

Made

24 October 2026, 19:09 UTC