ACTIVOTRADE VALORES, SOCIEDAD DE VALORES, SOCIEDAD ANÓNIMA

• LiftedComisión Nacional del Mercado de Valores (CNMV)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  17 Jul 2023

  Reason given

  https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx [original (Spanish)] The CNMV has imposed a fine of €50,000 on ACTIVOTRADE, AV S.A, for committing a serious infringement defined under Article 296 (5) of the Consolidated Text of the Securities Market Act, approved by Royal Legislative Decree 4/2015, of 23 October, in relation to article 182 thereof, for not having corporate governance systems and procedures that guarantee its effective and prudent management and, specifically, for the board of directors not establishing an adequate organizational structure, guaranteeing the integrity of relevant information, or carrying out an effective supervision of the senior management. THIS DECISION HAS BEEN DECLARED FINAL.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12180)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  12180

• In forceComisión Nacional del Mercado de Valores (CNMV)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  17 Jul 2023

  Reason given

  https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx [original (Spanish)] The CNMV has imposed a fine of €50,000 on ACTIVOTRADE, AV S.A, for committing a serious infringement defined under Article 296 (5) of the Consolidated Text of the Securities Market Act, approved by Royal Legislative Decree 4/2015, of 23 October, in relation to article 182 thereof, for not having corporate governance systems and procedures that guarantee its effective and prudent management and, specifically, for the board of directors not establishing an adequate organizational structure, guaranteeing the integrity of relevant information, or carrying out an effective supervision of the senior management. THIS DECISION HAS BEEN DECLARED FINAL.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12180)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  12180

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• ES: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

d34dec7ba80b6872adba13063460ef6a516ec7ecA fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

d9ad3c75-120d-4195-bc83-cd95fef7feb9

Address

https://apolika.com/entities/9a6d6cd8-2f88-4fad-808a-5ef170c85bfd/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/9a6d6cd8-2f88-4fad-808a-5ef170c85bfd/evidence?as_of=2026-10-25T00%3A48%3A14.771Z

Made

25 October 2026, 00:48 UTC