Capita Life and Pensions Services (Ireland) Limited

• LiftedCentral Bank of Ireland (CBI)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  11 Oct 2016

  Reason given

  On 11 October 2016, the Central Bank concluded an administrative sanctions enforcement case against the Firm. The Central Bank reprimanded the Firm and imposed a fine of €1,150,000 for conducting unauthorised business. The Firm is authorised by the Central Bank as an Insurance Intermediary in respect of its core business. The case concerned the Firm conducting a separate line of business without required authorisations for a period of more than nine years. The two contraventions occurred consecutively and related to the Firm acting first as an investment business firm without authorisation under Section 9(1) of the Investment Intermediaries Act, 1995 and then as an investment firm without authorisation under Regulation 7(1) of the European Communities (Markets in Financial Instruments) Regulations 2007. The contraventions were aggravated by the fact that the Firm was holding client assets without authorisation from the Central Bank and by the delay of ten months in reporting the issue to the Central Bank.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn3983)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  3983

• In forceCentral Bank of Ireland (CBI)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  11 Oct 2016

  Reason given

  On 11 October 2016, the Central Bank concluded an administrative sanctions enforcement case against the Firm. The Central Bank reprimanded the Firm and imposed a fine of €1,150,000 for conducting unauthorised business. The Firm is authorised by the Central Bank as an Insurance Intermediary in respect of its core business. The case concerned the Firm conducting a separate line of business without required authorisations for a period of more than nine years. The two contraventions occurred consecutively and related to the Firm acting first as an investment business firm without authorisation under Section 9(1) of the Investment Intermediaries Act, 1995 and then as an investment firm without authorisation under Regulation 7(1) of the European Communities (Markets in Financial Instruments) Regulations 2007. The contraventions were aggravated by the fact that the Firm was holding client assets without authorisation from the Central Bank and by the delay of ten months in reporting the issue to the Central Bank.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn3983)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  3983

No ownership verdict was on file for this company on 26 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• IE: registered here

  Registers read here: Ireland CRO Open Data. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

c228dff193914941efb4031b3084377b8808a430A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

f9f2bc19-fb16-4bf3-aad6-bcb1547755a6

Address

https://apolika.com/entities/a16c3174-557e-4102-aae1-7c757639cf87/evidence?as_of=2026-10-26The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/a16c3174-557e-4102-aae1-7c757639cf87/evidence?as_of=2026-10-26T15%3A57%3A02.263Z

Made

26 October 2026, 15:57 UTC