QUADRIGA ASSET MANAGERS, SGIIC, S.A.

• LiftedComisión Nacional del Mercado de Valores (CNMV)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  12 Apr 2024

  Reason given

  La CNMV ha impuesto una multa por importe 300.000 euros de QUADRIGA ASSET MANAGERS, SGIIC, S.A. por la comisión de una infracción grave tipificada en el artículo 81 z) de la Ley 35/2003, de 4 de noviembre, de Instituciones de Inversión Colectiva, por el incumplimiento de los compromisos asumidos para subsanar las incidencias detectadas en la inspección realizada en 2016, relativas a la financiación por parte de la Gestora a sociedades del Grupo Auriga, del que forma parte, así como por no haber prevenido y gestionado conflictos de interés, al objeto de actuar en el exclusivo interés de las IIC gestionadas, incumpliendo, con ello, las obligaciones recogidas en los artículos 30, 46.2 y 47 del citado texto legal. [original (Spanish)] The CNMV has imposed a fine of 300,000 euros on QUADRIGA ASSET MANAGERS, SGIIC, S.A. for a serious infraction, as defined in Article 81 z) of Spanish Law 35/2003, of November 4, on Collective Investment Institutions, for failing to comply with the commitments assumed to correct the incidents detected in the inspection carried out in 2016, relating to the financing by the Manager of companies of the Auriga Group, which it is a part of, as well as for failing to prevent and manage conflicts of interest, with the objective of acting in the sole interest of the managed IICs, thereby failing to comply with the obligations included in articles 30, 46.2 and 47 of the aforementioned legal text. THIS DECISION HAS BEEN DECLARED FINAL.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12826)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  12826

• In forceComisión Nacional del Mercado de Valores (CNMV)

  UCITS

  In this state since

  12 Sept 2026

  Designated

  12 Apr 2024

  Reason given

  La CNMV ha impuesto una multa por importe 300.000 euros de QUADRIGA ASSET MANAGERS, SGIIC, S.A. por la comisión de una infracción grave tipificada en el artículo 81 z) de la Ley 35/2003, de 4 de noviembre, de Instituciones de Inversión Colectiva, por el incumplimiento de los compromisos asumidos para subsanar las incidencias detectadas en la inspección realizada en 2016, relativas a la financiación por parte de la Gestora a sociedades del Grupo Auriga, del que forma parte, así como por no haber prevenido y gestionado conflictos de interés, al objeto de actuar en el exclusivo interés de las IIC gestionadas, incumpliendo, con ello, las obligaciones recogidas en los artículos 30, 46.2 y 47 del citado texto legal. [original (Spanish)] The CNMV has imposed a fine of 300,000 euros on QUADRIGA ASSET MANAGERS, SGIIC, S.A. for a serious infraction, as defined in Article 81 z) of Spanish Law 35/2003, of November 4, on Collective Investment Institutions, for failing to comply with the commitments assumed to correct the incidents detected in the inspection carried out in 2016, relating to the financing by the Manager of companies of the Auriga Group, which it is a part of, as well as for failing to prevent and manage conflicts of interest, with the objective of acting in the sole interest of the managed IICs, thereby failing to comply with the obligations included in articles 30, 46.2 and 47 of the aforementioned legal text. THIS DECISION HAS BEEN DECLARED FINAL.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12826)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  12826

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• ES: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

d34dec7ba80b6872adba13063460ef6a516ec7ecA fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

15fb5169-e7a3-4850-9a74-b57bc9283f00

Address

https://apolika.com/entities/a19560c9-ee3c-41a8-a4bb-462a5ef541b1/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/a19560c9-ee3c-41a8-a4bb-462a5ef541b1/evidence?as_of=2026-10-25T00%3A48%3A09.897Z

Made

25 October 2026, 00:48 UTC