Oldenburgische Landesbank AG

• LiftedFederal Financial Supervisory Authority (BaFin)

  Debarment

  In this state since

  12 Sept 2026

  Designated

  30 Jan 2024

  Reason given

  Die BaFin hat am 30. Januar 2024 gegenüber der Oldenburgischen Landesbank AG gemäß § 10 Absatz 3 Satz 1 in Verbindung mit Satz 2 Nummer 2 des Kreditwesengesetzes (KWG) zusätzliche Eigenmittelanforderungen angeordnet. Außerdem muss die Bank Mängel an der Geschäftsorganisation gemäß § 25a Absatz 2 Satz 2 KWG und weitere Mängel in der Organisation des Wertpapiergeschäfts beseitigen. Das Institut hat gegen die Anforderungen an eine ordnungsgemäße Geschäftsorganisation im Sinne des § 25a Absatz 1 KWG verstoßen. Nach einer vorgenommenen Sonderprüfung im Jahr 2023 war die Ordnungsmäßigkeit der Geschäftsorganisation im Sinne von § 25a Absatz 1 KWG bei der Oldenburgischen Landesbank AG nicht in allen geprüften Bereichen gegeben. Eine andere in den Jahren 2022 und 2023 durchgeführte Sonderprüfung nach § 88 Wertpapierhandelsgesetz (WpHG) deckte weitere Verstöße gegen die Organisationspflichten nach §§ 80, 81 WpHG sowie nach den Artikeln 21, 22, 25 der Delegierten Verordnung (EU) 2017/565 auf. Die Maßnahmen sind seit dem 15. März 2024 bestandskräftig. Die Veröffentlichung erfolgt aufgrund von § 60b KWG und § 126 WpHG. [original (German)] On 30 January 2024, BaFin issued an order to Oldenburgische Landesbank AG in accordance with section 10 (3) sentence 1 in conjunction with sentence 2 no. 2 of the German Banking Act (Kreditwesengesetz – KWG) requiring it to hold additional own funds. Furthermore, the bank must remedy shortcomings in its business organisation in accordance with section 25a (2) sentence 2 of the KWG as well as additional shortcomings in the organisation of its securities business. The institution had violated the requirements for proper business organisation within the meaning of section 25a (1) of the KWG. A special inspection in 2023 concluded that the business organisation within the meaning of section 25a (1) of the KWG could not be deemed proper in all inspected areas at Oldenburgische Landesbank AG. Another special inspection conducted in 2022 and 2023 under section 88 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) revealed additional violations of the organisational requirements set out in sections 80 and 81 of the WpHG as well as in Articles 21, 22 and 25 of Delegated Regulation (EU) 2017/565. The measures have been final and binding since 15 March 2024. Publication of these orders is based on section 60b of the KWG and section 126 of the WpHG.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12865)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  12865

• In forceFederal Financial Supervisory Authority (BaFin)

  MiFID

  In this state since

  12 Sept 2026

  Designated

  30 Jan 2024

  Reason given

  Die BaFin hat am 30. Januar 2024 gegenüber der Oldenburgischen Landesbank AG gemäß § 10 Absatz 3 Satz 1 in Verbindung mit Satz 2 Nummer 2 des Kreditwesengesetzes (KWG) zusätzliche Eigenmittelanforderungen angeordnet. Außerdem muss die Bank Mängel an der Geschäftsorganisation gemäß § 25a Absatz 2 Satz 2 KWG und weitere Mängel in der Organisation des Wertpapiergeschäfts beseitigen. Das Institut hat gegen die Anforderungen an eine ordnungsgemäße Geschäftsorganisation im Sinne des § 25a Absatz 1 KWG verstoßen. Nach einer vorgenommenen Sonderprüfung im Jahr 2023 war die Ordnungsmäßigkeit der Geschäftsorganisation im Sinne von § 25a Absatz 1 KWG bei der Oldenburgischen Landesbank AG nicht in allen geprüften Bereichen gegeben. Eine andere in den Jahren 2022 und 2023 durchgeführte Sonderprüfung nach § 88 Wertpapierhandelsgesetz (WpHG) deckte weitere Verstöße gegen die Organisationspflichten nach §§ 80, 81 WpHG sowie nach den Artikeln 21, 22, 25 der Delegierten Verordnung (EU) 2017/565 auf. Die Maßnahmen sind seit dem 15. März 2024 bestandskräftig. Die Veröffentlichung erfolgt aufgrund von § 60b KWG und § 126 WpHG. [original (German)] On 30 January 2024, BaFin issued an order to Oldenburgische Landesbank AG in accordance with section 10 (3) sentence 1 in conjunction with sentence 2 no. 2 of the German Banking Act (Kreditwesengesetz – KWG) requiring it to hold additional own funds. Furthermore, the bank must remedy shortcomings in its business organisation in accordance with section 25a (2) sentence 2 of the KWG as well as additional shortcomings in the organisation of its securities business. The institution had violated the requirements for proper business organisation within the meaning of section 25a (1) of the KWG. A special inspection in 2023 concluded that the business organisation within the meaning of section 25a (1) of the KWG could not be deemed proper in all inspected areas at Oldenburgische Landesbank AG. Another special inspection conducted in 2022 and 2023 under section 88 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) revealed additional violations of the organisational requirements set out in sections 80 and 81 of the WpHG as well as in Articles 21, 22 and 25 of Delegated Regulation (EU) 2017/565. The measures have been final and binding since 15 March 2024. Publication of these orders is based on section 60b of the KWG and section 126 of the WpHG.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn12865)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  12865

No ownership verdict was on file for this company on 25 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:14 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• DE: registered here

  No company register for this jurisdiction has been connected to this system, and none has been examined. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:14 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

ee3e03f61b500580de2df03c70ef323edfc49a1dA fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

97aa9f9f-97d0-4a5f-b0f8-1d24dc440473

Address

https://apolika.com/entities/f1cf9f74-1cae-429b-89a6-7d03341883ba/evidence?as_of=2026-10-25The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/f1cf9f74-1cae-429b-89a6-7d03341883ba/evidence?as_of=2026-10-25T00%3A48%3A56.693Z

Made

25 October 2026, 00:48 UTC