GOLDRING S.A.

• LiftedRomanian Financial Supervisory Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Mihai Octavian NEGUȚ în calitate de administrator al societății Long Term Investment by Profit Point S.R.L, care deține la rândul ei calitatea de agent delegat la S.S.I.F. Goldring S.A. nu s-a asigurat ca toate convorbirile telefonice și corespondența electronică avute cu un client, să fie înregistrate.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13452)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13452

• In forceRomanian Financial Supervisory Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Adrian Mihail GEORGESCU, se retine faptul ca prin acțiunea sa, nu a asigurat inregistrarea convorbirii telefonice pe dispozitivele puse la dispozitie de S.S.I.F., nerespectand astfel prevederile art. 54 și art. 55 din Legea nr. 126/2018 Se sanctionează cu amenda in cuantum de 1.300 de lei, domnul Adrian Mihail GEORGESCU, in calitate de agent delegat al S.S.I.F. Goldring S.A.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13451)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13451

• In forceRomanian Financial Supervisory Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Ovidiu Dragoș MESAROȘ, în calitate de persoană fizică care prestează serviciile și activitățile de investiții în numele unei S.S.I.F. prin acțiunea sa, nu a asigurat înregistrarea convorbirii cu clientul care a avut loc față în față, prin întocmirea unui proces-verbal/minută.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13447)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13447

• In forceRomanian Financial Supervisory Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Ionuț Bogdan MILEA,în calitate de agent delegat al S.S.I.F. Goldring S.A., în cadrul unei convorbiri telefonice cu un potențial client, a furnizat acestuia numărul de mobil personal și nu pe cel pus la dispoziție de S.S.I.F. astfel încât viitoarele convorbiri telefonice să fie înregistrate.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13450)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13450

• In forceRomanian Financial Supervisory Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  13 Jun 2024

  Reason given

  Domnul Istrătescu Cristian, în perioada în care a activat în calitatea de agent delegat în numele SSIF Goldring S.A., a desfășurat activitate de promovare pentru alte firme de investiții concurente SSIF Goldring SA

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13453)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13453

• In forceRomanian Financial Supervisory Authority

  Debarment

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Sandu Gabriel PINTEA, în calitate de administrator al ENVISION PARTNERS S.R.L, - agent delegat al SSIF Goldring SA nu s-a asigurat ca toate convorbirile telefonice avute cu un client, să fie înregistrate.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13448)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13448

• In forceRomanian Financial Supervisory Authority

  MiFID

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Mihai Octavian NEGUȚ în calitate de administrator al societății Long Term Investment by Profit Point S.R.L, care deține la rândul ei calitatea de agent delegat la S.S.I.F. Goldring S.A. nu s-a asigurat ca toate convorbirile telefonice și corespondența electronică avute cu un client, să fie înregistrate.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13452)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13452

• In forceRomanian Financial Supervisory Authority

  MiFID

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Adrian Mihail GEORGESCU, se retine faptul ca prin acțiunea sa, nu a asigurat inregistrarea convorbirii telefonice pe dispozitivele puse la dispozitie de S.S.I.F., nerespectand astfel prevederile art. 54 și art. 55 din Legea nr. 126/2018 Se sanctionează cu amenda in cuantum de 1.300 de lei, domnul Adrian Mihail GEORGESCU, in calitate de agent delegat al S.S.I.F. Goldring S.A.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13451)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13451

• In forceRomanian Financial Supervisory Authority

  MiFID

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Ovidiu Dragoș MESAROȘ, în calitate de persoană fizică care prestează serviciile și activitățile de investiții în numele unei S.S.I.F. prin acțiunea sa, nu a asigurat înregistrarea convorbirii cu clientul care a avut loc față în față, prin întocmirea unui proces-verbal/minută.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13447)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13447

• In forceRomanian Financial Supervisory Authority

  MiFID

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Ionuț Bogdan MILEA,în calitate de agent delegat al S.S.I.F. Goldring S.A., în cadrul unei convorbiri telefonice cu un potențial client, a furnizat acestuia numărul de mobil personal și nu pe cel pus la dispoziție de S.S.I.F. astfel încât viitoarele convorbiri telefonice să fie înregistrate.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13450)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13450

• In forceRomanian Financial Supervisory Authority

  MiFID

  In this state since

  12 Sept 2026

  Designated

  13 Jun 2024

  Reason given

  Domnul Istrătescu Cristian, în perioada în care a activat în calitatea de agent delegat în numele SSIF Goldring S.A., a desfășurat activitate de promovare pentru alte firme de investiții concurente SSIF Goldring SA

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13453)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13453

• In forceRomanian Financial Supervisory Authority

  MiFID

  In this state since

  12 Sept 2026

  Designated

  26 Jun 2024

  Reason given

  Domnul Sandu Gabriel PINTEA, în calitate de administrator al ENVISION PARTNERS S.R.L, - agent delegat al SSIF Goldring SA nu s-a asigurat ca toate convorbirile telefonice avute cu un client, să fie înregistrate.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn13448)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  13448

No ownership verdict was on file for this company on 24 October 2026.

As recorded by the assessment reading taken on 25 September 2026, 18:00 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• RO: registered here

  Registers read here: Romania ANAF/ONRC. No register here states who owns this jurisdiction's companies, so an ownership chain reaching one stops.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• Australia DFAT Consolidated List

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 3,650 records read.

• Brazil CEIS (national procurement exclusions)

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 23,804 records read.

• Brazil MTE employer register (lista suja)

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 508 records read.

• Brazil TCU (firms declared inidôneas)

  Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 94 records read.

• Canada Consolidated Autonomous Sanctions List

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 5,708 records read.

• EBRD Ineligible Entities

  Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,278 records read.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

• EU Consolidated Sanctions List

  Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 6,234 records read. Publisher's version: globalFileId 185699.

• France AMF blacklist of unauthorised actors

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,574 records read.

• IDB Sanctioned Firms and Individuals

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 530 records read.

• Japan MOF Sanctions List

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,900 records read.

• Latvia FID frozen assets register

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 183 records read.

• Malaysia BNM financial consumer alert list

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 588 records read.

• Malaysia SC investor alert list

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,795 records read.

• Moldova procurement ban list

  Read on 29 September 2026. No date from the publisher is read for this file, so its age is not known here. 22 records read.

• New Zealand Russia Sanctions Register

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 529 records read.

• Norges Bank (fund exclusions and observation)

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 201 records read.

• OFAC Consolidated (non-SDN)

  Read on 19 October 2026. The publisher dates the file 14 September 2026, 35 days before it was read. 481 records read.

• OFAC SDN

  Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 17,556 records read.

• Poland MSWiA sanctions list

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 131 records read.

• SAM.gov Exclusions (US federal)

  Read on 24 October 2026. No date from the publisher is read for this file, so its age is not known here. 10,194 records read.

• Slovenia KPK business restrictions

  Read on 15 October 2026. No date from the publisher is read for this file, so its age is not known here. 4,351 records read.

• Swiss FINMA warning list

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,372 records read.

• Switzerland SECO Sanctions List

  Read on 19 October 2026. The publisher dates the file 15 October 2026, 4 days before it was read. 7,040 records read.

• Taiwan SHTC export entity list

  Read on 21 October 2026. No date from the publisher is read for this file, so its age is not known here. 11,664 records read.

• Türkiye MASAK asset freezes

  Read on 22 October 2026. No date from the publisher is read for this file, so its age is not known here. 2,304 records read.

• UK OFSI Consolidated List

  Read on 8 October 2026. The file carries no date of its own; its newest record is dated 3 June 2026, 127 days before it was read. Newest designation in the file: 2025-12-19. 5,120 records read.

• UK Sanctions List (FCDO)

  Read on 19 October 2026. The publisher dates the file 16 October 2026, 3 days before it was read. 5,705 records read.

• UN Security Council Consolidated List

  Read on 19 October 2026. The publisher dates the file 17 October 2026, 2 days before it was read. 1,010 records read.

• US CBP forced-labour orders (WRO & Findings)

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 63 records read.

• US Consolidated Screening List

  Read on 19 October 2026. No date from the publisher is read for this file, so its age is not known here. 6,474 records read.

• US UFLPA Entity List

  Read on 20 October 2026. No date from the publisher is read for this file, so its age is not known here. 205 records read.

• World Bank Listing of Ineligible Firms and Individuals

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 1,539 records read.

Taken

25 September 2026, 18:00 UTC

Methodology

Version 5

Level

Low

Score recorded

45 of 100

Digest

fc524d382d03ade27d2ff2be8884f1b9895b58a1A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

3e18e049-7122-4948-9757-4cec70d80ddf

Address

https://apolika.com/entities/fe56fb2e-0d8f-49c1-9aed-bdae7281f6c0/evidence?as_of=2026-10-24The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/fe56fb2e-0d8f-49c1-9aed-bdae7281f6c0/evidence?as_of=2026-10-24T19%3A23%3A01.833Z

Made

24 October 2026, 19:23 UTC