SIA Viainvest

• LiftedLatvijas Banka

  Debarment

  In this state since

  12 Sept 2026

  Designated

  10 Oct 2022

  Reason given

  When concluding the Administrative Treaty, the FCMC issued a warning to the company regarding infringements related to non-compliance with the conditions laid down in the transitional plan resulting from Articles 126.2 and 129 of the Financial Instrument Market Law and Article 4 of the Investment Brokerage Law. The FCMC imposed a fine on the company for violations of Section 6, Paragraph two, Section 7, Paragraph one, Clauses 2, 3, 4 and 8, Section 10, Paragraph one, Section 11.1, Paragraph one, Section 20, Paragraph one, Clause 2 and Paragraph two, Clauses 1 and Section 22, Paragraph one of the Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing and for violations of paragraphs 10, 31 and 32 of the FCMC’s Regulation No. 5.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11406)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  11406

• In forceLatvijas Banka

  MiFID

  In this state since

  12 Sept 2026

  Designated

  10 Oct 2022

  Reason given

  When concluding the Administrative Treaty, the FCMC issued a warning to the company regarding infringements related to non-compliance with the conditions laid down in the transitional plan resulting from Articles 126.2 and 129 of the Financial Instrument Market Law and Article 4 of the Investment Brokerage Law. The FCMC imposed a fine on the company for violations of Section 6, Paragraph two, Section 7, Paragraph one, Clauses 2, 3, 4 and 8, Section 10, Paragraph one, Section 11.1, Paragraph one, Section 20, Paragraph one, Clause 2 and Paragraph two, Clauses 1 and Section 22, Paragraph one of the Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing and for violations of paragraphs 10, 31 and 32 of the FCMC’s Regulation No. 5.

  Document

  The publisher's document (https://registers.esma.europa.eu/publication/details?core=esma_registers_sanctions&docId=sn11406)

  Stated by

  ESMA Sanctions Register

  First recorded here

  12 Sept 2026

  Listing id

  11406

No ownership verdict was on file for this company on 24 October 2026.

As recorded by the assessment reading taken on 12 September 2026, 19:15 UTC, the newest on or before the date. Only “checked, not found” means a source was read in full and held nothing for the company.

Where the company is registered or connected

• LV: registered here

  Registers read here: Latvia Enterprise Register. No register here states who owns its companies.

• Whether each listing was in force is rebuilt from what was recorded here: when it was first read, when a source stopped or resumed carrying it, and when its published term ended. A listing in force at an authority before this system first read it is shown from that first read.
• No ownership verdict is kept for this company. Verdicts are kept for companies registered where shareholders are read here: Estonia, Latvia and Poland.

For each source behind this file, the newest read made on or before the date: the version of it that stood.

• ESMA Sanctions Register

  Read on 23 October 2026. No date from the publisher is read for this file, so its age is not known here. 845 records read.

Taken

12 September 2026, 19:15 UTC

Methodology

Version 4

Level

Medium

Score recorded

65 of 100

Digest

be1942dd0d6dcfb59a63b5f7d71f4b5865ee6883A fingerprint of everything the reading says. The same reading always has this digest, and any change in it gives another.

Reading id

7bc8eb5a-8c59-4d59-aedc-87ce881d2908

Address

https://apolika.com/entities/15877335-02d0-4a86-9e90-664e0df69bd0/evidence?as_of=2026-10-24The same address gives the same day's file tomorrow. What was recorded after the date is not in it.

As data

https://apolika.com/api/entities/15877335-02d0-4a86-9e90-664e0df69bd0/evidence?as_of=2026-10-24T21%3A12%3A46.644Z

Made

24 October 2026, 21:12 UTC